Richard J Dorris

CIK 1287153 · View on SEC EDGAR ↗

Insider

First SEC filing: April 24, 2007 · Latest: April 24, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 51 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

51 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 28, 2013 ASTE S 450 $35.43 $15,944 3,856 Direct -10.45% Disposed 18.9% (price as of 2026-08-21)
May 7, 2012 ASTE S 600 $29.32 $17,592 3,386 Direct -15.05% Disposed 43.6% (price as of 2026-08-21)
March 7, 2007 ASTE S 5,000 $39.15 $195,750 3,221 Direct -60.82% Disposed 7.6% (price as of 2026-08-21)
March 16, 2006 ASTE S 1,000 $34.46 $34,460 3,221 Direct -23.69% Disposed 22.2% (price as of 2026-08-21)
May 5, 2005 ASTE S 1,500 $22.20 $33,300 3,574 Direct -29.56% Disposed 89.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 10, 2011 ASTE Phantom Stock Common Stock $38.13 — 807 Disposed
April 8, 2011 ASTE Phantom Stock Common Stock (49) — — 49 Acquired
Jan. 10, 2011 ASTE Phantom Stock Common Stock (25) — — 25 Disposed
Oct. 5, 2010 ASTE Phantom Stock Common Stock (31) — — 31 Disposed
Aug. 12, 2010 ASTE Phantom Stock Common Stock (739) — — 739 Disposed
July 8, 2010 ASTE Phantom Stock Common Stock (29) — — 29 Acquired
April 8, 2010 ASTE Phantom Stock Common Stock (57) — — 57 Acquired
Jan. 12, 2010 ASTE Phantom Stock Common Stock (29) — — 29 Acquired
Oct. 12, 2009 ASTE Phantom Stock Common Stock (30) — — 30 Acquired
July 13, 2009 ASTE Phantom Stock Common Stock (32) — — 32 Acquired
April 13, 2009 ASTE Phantom Stock Common Stock (61) — — 61 Acquired
Jan. 13, 2009 ASTE Phantom Stock Common Stock (30) — — 30 Acquired
Oct. 9, 2008 ASTE Phantom Stock Common Stock (37) — — 37 Acquired
July 8, 2008 ASTE Phantom Stock Common Stock (27) — — 27 Acquired
April 9, 2008 ASTE Phantom Stock Common Stock (44) — — 44 Acquired
Jan. 10, 2008 ASTE Phantom Stock Common Stock (27) — — 27 Acquired
Oct. 16, 2007 ASTE Phantom Stock Common Stock (13) — — 13 Acquired
July 17, 2007 ASTE Phantom Stock Common Stock (64) — — 64 Acquired
April 20, 2007 ASTE Phantom Shares Common Stock (150) — — 150 Acquired
March 7, 2007 ASTE Stock Options Common Stock (5,000) $19.43 March 6, 2015 5,000 Disposed
Jan. 23, 2007 ASTE Phantom Stock Common Stock (82) — — 82 Acquired
Oct. 11, 2006 ASTE Phantom Stock Common Stock (101) — — 101 Acquired
July 11, 2006 ASTE Phantom Stock Common Stock (82) — — 82 Acquired
April 11, 2006 ASTE Phantom Shares Common Stock (149) — — 149 Acquired
March 16, 2006 ASTE Stock Option Common Stock (1,000) $25.50 March 5, 2010 1,000 Disposed
Jan. 12, 2006 ASTE Phantom Stock Common Stock (74) — — 74 Acquired
Oct. 14, 2005 ASTE Phantom Stock Common Stock (95) — — 95 Acquired
July 18, 2005 ASTE Common Stock Common Stock (116) — — 116 Acquired
May 5, 2005 ASTE stock option common stock (1,500) $14.50 Jan. 1, 2012 1,500 Disposed
April 9, 2005 ASTE Common Stock Common Stock (113) — — 113 Acquired
March 7, 2005 ASTE stock option common stock (5,000) $19.43 March 6, 2015 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
April 28, 2004 ASTE common stock 3,574 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ASTE

EVP
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 — — — — — — — —
2016 $321,368 — $17,678 — $275,254 — $56,277 $670,577

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.