Richard J Gnodde

Insider

First SEC filing: Jan. 11, 2017 · Latest: Jan. 25, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

GS selling Nov. 21, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 23, 2018	GS	M	45,625	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 23, 2018	GS	F	17,711	$261.52	$4,631,781	223,067 Direct	-7.36%	Disposed	288.9% (price as of 2026-08-20)
Jan. 23, 2018	GS	M	45,625	—	—	240,778 Direct	+23.38%	Acquired	(price as of 2026-08-20)
Jan. 18, 2018	GS	A	11,974	—	—	11,974 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 18, 2018	GS	A	37,985	—	—	37,985 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 21, 2017	GS	M	36,920	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 21, 2017	GS	S 10b5-1	2,881	$239.28	$689,366	195,153 Direct	-1.45%	Disposed	325.0% (price as of 2026-08-20)
Nov. 21, 2017	GS	F	34,039	$239.42	$8,149,617	198,034 Direct	-14.67%	Disposed	324.8% (price as of 2026-08-20)
Nov. 21, 2017	GS	M 10b5-1	36,920	$204.16	$7,537,587	232,073 Direct	+18.92%	Acquired	398.1% (price as of 2026-08-20)
Nov. 20, 2017	GS	M	36,920	—	—	36,920 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 20, 2017	GS	S 10b5-1	2,837	$238.68	$677,135	195,153 Direct	-1.43%	Disposed	326.1% (price as of 2026-08-20)
Nov. 20, 2017	GS	F	34,083	$238.78	$8,138,339	197,990 Direct	-14.69%	Disposed	325.9% (price as of 2026-08-20)
Nov. 20, 2017	GS	M 10b5-1	36,920	$204.16	$7,537,587	232,073 Direct	+18.92%	Acquired	398.1% (price as of 2026-08-20)
Oct. 18, 2017	GS	M	36,920	—	—	73,840 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Oct. 18, 2017	GS	S 10b5-1	4,951	$239.95	$1,187,992	195,153 Direct	-2.47%	Disposed	323.8% (price as of 2026-08-20)
Oct. 18, 2017	GS	F	31,969	$240.00	$7,672,560	200,104 Direct	-13.78%	Disposed	323.8% (price as of 2026-08-20)
Oct. 18, 2017	GS	M 10b5-1	36,920	$204.16	$7,537,587	232,073 Direct	+18.92%	Acquired	398.1% (price as of 2026-08-20)
Jan. 24, 2017	GS	M	44,327	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 24, 2017	GS	F	17,101	$232.67	$3,978,890	195,153 Direct	-8.06%	Disposed	337.1% (price as of 2026-08-20)
Jan. 24, 2017	GS	M	44,327	—	—	212,254 Direct	+26.40%	Acquired	(price as of 2026-08-20)
Jan. 19, 2017	GS	A	3,890	—	—	3,890 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 19, 2017	GS	A	38,892	—	—	38,892 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 23, 2018	GS	Restricted Stock Units	Common Stock, par value $0.01 per share (45,625)	—	—	45,625	Disposed
Jan. 18, 2018	GS	Fixed Allowance Restricted Stock Units	Common Stock, par value $0.01 per share (11,974)	—	—	11,974	Acquired
Jan. 18, 2018	GS	Year-End Restricted Stock Units	Common Stock, par value $0.01 per share (37,985)	—	—	37,985	Acquired
Nov. 21, 2017	GS	Nonqualified Stock Options (right to buy)	Common Stock, par value $0.01 per share (36,920)	$204.16	Nov. 24, 2017	36,920	Disposed
Nov. 20, 2017	GS	Nonqualified Stock Options (right to buy)	Common Stock, par value $0.01 per share (36,920)	$204.16	Nov. 24, 2017	36,920	Disposed
Oct. 18, 2017	GS	Nonqualified Stock Options (right to buy)	Common Stock, par value $0.01 per share (36,920)	$204.16	Nov. 24, 2017	36,920	Disposed
Jan. 24, 2017	GS	Restricted Stock Units	Common Stock, par value $0.01 per share (44,327)	—	—	44,327	Disposed
Jan. 19, 2017	GS	Fixed Allowance Restricted Stock Units	Common Stock, par value $0.01 per share (3,890)	—	—	3,890	Acquired
Jan. 19, 2017	GS	Year-End Restricted Stock Units	Common Stock, par value $0.01 per share (38,892)	—	—	38,892	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 11, 2017	GS	Common Stock, par value $0.01 per share	167,927	Direct
Jan. 11, 2017	GS	Restricted Stock Units→ Common Stock, par value $0.01 per share (113,055)	113,055	Direct
Jan. 11, 2017	GS	Nonqualified Stock Options (right to buy)→ Common Stock, par value $0.01 per share (110,760)	110,760	Direct