Richard J Haviland
CIK 1302903 · View on SEC EDGAR ↗
First SEC filing: April 4, 2007 · Latest: April 4, 2007
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 1, 2018 | BR | S | 15,430 | $116.51 | $1,797,749 | 47,802 Direct | -24.40% | Disposed | 53.8% (price as of 2026-08-21) |
| Dec. 6, 2017 | BR | S | 7,655 | $88.51 | $677,544 | 36,827 Direct | -17.21% | Disposed | 102.4% (price as of 2026-08-21) |
| Dec. 7, 2016 | BR | S | 4,350 | $65.33 | $284,186 | 30,773 Direct | -12.39% | Disposed | 174.2% (price as of 2026-08-21) |
| Dec. 7, 2016 | BR | S | 3,830 | $65.26 | $249,946 | 35,123 Direct | -9.83% | Disposed | 174.5% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 1, 2018 | BR | Stock Option (Right to Buy) | Common Stock (15,100) | $21.94 | May 12, 2020 | 15,100 | Disposed |
| June 1, 2018 | BR | Stock Option (Right to Buy) | Common Stock (11,200) | $17.66 | May 12, 2019 | 11,200 | Disposed |
| Dec. 6, 2017 | BR | Stock Option (Right to Buy) | Common Stock (12,600) | $18.96 | April 28, 2018 | 12,600 | Disposed |
| Nov. 16, 2017 | BR | Stock Option (Right to Buy) | Common Stock (4,107) | $88.66 | Nov. 16, 2027 | 4,107 | Acquired |
| Dec. 7, 2016 | BR | Stock Option (Right to Buy) | Common Stock (12,500) | $19.93 | May 31, 2017 | 12,500 | Disposed |
| Nov. 17, 2016 | BR | Stock Option (Right to Buy) | Common Stock (4,753) | — | Nov. 17, 2026 | 4,753 | Acquired |
| Nov. 17, 2016 | BR | Stock Option (Right to Buy) | Common Stock (4,753) | $64.39 | Nov. 17, 2026 | 4,753 | Acquired |
| Nov. 12, 2015 | BR | Stock Option (Right to Buy) | Common Stock (5,771) | $56.37 | Nov. 12, 2025 | 5,771 | Acquired |
| Nov. 13, 2014 | BR | Stock Option (Right to Buy) | Common Stock (6,469) | $45.09 | Nov. 13, 2024 | 6,469 | Acquired |
| Nov. 14, 2013 | BR | Stock Option (Right to Buy) | Common Stock (10,841) | $36.35 | Nov. 14, 2023 | 10,841 | Acquired |
| Nov. 15, 2012 | BR | Stock Option (Right to Buy) | Common Stock (12,074) | $22.67 | Nov. 15, 2022 | 12,074 | Acquired |
| May 10, 2012 | BR | Stock Option (Right to Buy) | Common Stock (9,982) | $21.29 | May 10, 2022 | 9,982 | Acquired |
| May 12, 2011 | BR | Stock Option (Right to Buy) | Common Stock (7,869) | $22.90 | May 12, 2021 | 7,869 | Acquired |
| May 12, 2010 | BR | Stock Option (Right to Buy) | Common Stock (15,100) | $21.94 | May 12, 2020 | 15,100 | Acquired |
| May 13, 2009 | BR | Stock Option (Right to Buy) | Common Stock (11,200) | $17.66 | May 12, 2019 | 11,200 | Acquired |
| April 29, 2008 | BR | Stock Option (Right to Buy) | Common Stock (12,600) | $18.96 | April 28, 2018 | 12,600 | Acquired |
| June 1, 2007 | BR | Stock Option (Right to Buy) | Common Stock (12,500) | $19.93 | May 31, 2017 | 12,500 | Acquired |
| June 1, 2007 | BR | Stock Option (Right to Buy) | Common Stock (12,500) | $19.93 | May 31, 2017 | 12,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 4, 2007 | BR | Common Stock | 13,285 | Direct |