Richard J Hendrix

Insider

First SEC filing: June 2, 2017 · Latest: June 2, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 3 sells (S) Net: $-4,188,072 + 64 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

64 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 18, 2026	TMS	A	4,500,000	—	—	4,500,000 Indirect	—	Acquired	(price as of 2026-08-20)
June 18, 2026	TMS	C	5,124,547	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
June 18, 2026	TMS	C	5,124,547	—	—	5,124,547 Indirect	—	Acquired	(price as of 2026-08-20)
May 28, 2026	NVTS	S	75,000	$29.34	$2,200,500	101,709 Indirect	-42.44%	Disposed	-56.4% (price as of 2026-08-20)
May 28, 2026	NVTS	S	35,165	$28.14	$989,543	2,375,060 Indirect	-1.46%	Disposed	-54.5% (price as of 2026-08-20)
May 27, 2026	NVTS	S	33,649	$29.66	$998,029	33,855 Direct	-49.85%	Disposed	-56.8% (price as of 2026-08-20)
May 18, 2026	NVTS	J	1,147,225	—	—	2,410,225 Indirect	+90.83%	Acquired	(price as of 2026-08-20)
Oct. 19, 2021	NVTS	J	4,666,667	$0.01	$46,667	4,666,667 Indirect	—	Acquired	127900.0% (price as of 2026-08-20)
Oct. 19, 2021	NVTS	J	15,000	$1.38	$20,700	15,000 Indirect	—	Acquired	827.5% (price as of 2026-08-20)
Oct. 19, 2021	NVTS	J	10,000	$1.38	$13,800	10,000 Indirect	—	Acquired	827.5% (price as of 2026-08-20)
Oct. 19, 2021	NVTS	C	6,315,000	—	—	6,315,000 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 19, 2021	NVTS	P	1,415,000	$10.00	$14,150,000	1,415,000 Indirect	—	Acquired	28.0% (price as of 2026-08-20)
Oct. 19, 2021	NVTS	C	6,315,000	—	—	6,315,000 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 19, 2021	NVTS	J	10,000	—	—	6,315,000 Indirect	-0.16%	Disposed	(price as of 2026-08-20)
June 1, 2017	1371446	D	46,051	—	—	0 Direct	-100.00%	Disposed
June 1, 2017	1371446	D	65,000	—	—	0 Direct	-100.00%	Disposed
June 1, 2017	1371446	D	325,304	—	—	0 Direct	-100.00%	Disposed
May 31, 2017	1371446	L	818	$10.09	$8,254	325,304 Direct	+0.25%	Acquired
April 20, 2017	1371446	M	30,000	$11.80	$354,000	65,000 Direct	+85.71%	Acquired
April 20, 2017	1371446	F	23,161	$17.90	$414,582	324,486 Direct	-6.66%	Disposed
April 20, 2017	1371446	M	30,000	$11.80	$354,000	347,647 Direct	+9.44%	Acquired
March 30, 2017	1371446	M	30,000	$11.80	$354,000	95,000 Direct	+46.15%	Acquired
March 30, 2017	1371446	F	22,979	$18.15	$417,069	317,453 Direct	-6.75%	Disposed
March 30, 2017	1371446	M	30,000	$11.80	$354,000	340,432 Direct	+9.66%	Acquired
March 8, 2017	1371446	A	28,490	—	—	310,432 Direct	+10.10%	Acquired
Feb. 28, 2017	1371446	L	11	$18.20	$200	281,942 Direct	0.00%	Acquired
Feb. 6, 2017	1371446	F	9,347	$14.90	$139,270	281,931 Direct	-3.21%	Disposed
Nov. 21, 2016	1371446	L	18	$11.66	$210	290,760 Direct	+0.01%	Acquired
Nov. 14, 2016	1371446	P	33	$11.40	$376	290,742 Direct	+0.01%	Acquired
Nov. 10, 2016	1371446	P	1,000	$12.73	$12,730	290,709 Direct	+0.35%	Acquired
Nov. 9, 2016	1371446	P	2,500	$11.13	$27,825	289,709 Direct	+0.87%	Acquired
Nov. 8, 2016	1371446	P	2,135	$11.89	$25,385	287,209 Direct	+0.75%	Acquired
Aug. 23, 2016	1371446	L	14	$14.54	$204	285,014 Direct	0.00%	Acquired
May 24, 2016	1371446	L	11	$19.41	$214	284,778 Direct	0.00%	Acquired
May 5, 2016	1371446	F	17,961	$18.62	$334,434	284,767 Direct	-5.93%	Disposed
May 5, 2016	1371446	A	43,280	—	—	302,728 Direct	+16.68%	Acquired
March 1, 2016	1371446	L	11	$17.83	$196	259,055 Direct	0.00%	Acquired
Feb. 18, 2016	1371446	P	2,500	$15.87	$39,675	259,044 Direct	+0.97%	Acquired
Feb. 10, 2016	1371446	A	7,567	—	—	256,544 Direct	+3.04%	Acquired
Feb. 5, 2016	1371446	F	8,940	$16.66	$148,940	248,977 Direct	-3.47%	Disposed
Dec. 14, 2015	1371446	F	17,888	$20.62	$368,851	257,917 Direct	-6.49%	Disposed
Nov. 30, 2015	1371446	P	1,600	$21.20	$33,920	275,805 Direct	+0.58%	Acquired
Nov. 23, 2015	1371446	L	10	$19.98	$200	274,205 Direct	0.00%	Acquired
Oct. 23, 2015	1371446	P	2,500	$19.85	$49,625	274,195 Direct	+0.92%	Acquired
Sept. 14, 2015	1371446	P	2,000	$21.92	$43,840	271,695 Direct	+0.74%	Acquired
Aug. 25, 2015	1371446	L	9	$21.54	$194	269,695 Direct	0.00%	Acquired
Aug. 6, 2015	1371446	M	25,000	—	—	0 Direct	-100.00%	Disposed
Aug. 6, 2015	1371446	F	24,264	$23.78	$576,998	269,686 Direct	-8.25%	Disposed
Aug. 6, 2015	1371446	M	25,000	$22.44	$561,000	293,950 Direct	+9.30%	Acquired
July 17, 2015	1371446	M	15,000	—	—	25,000 Direct	-37.50%	Disposed
July 17, 2015	1371446	F	14,332	$24.53	$351,564	268,950 Direct	-5.06%	Disposed
July 17, 2015	1371446	M	15,000	$22.44	$336,600	283,282 Direct	+5.59%	Acquired
July 16, 2015	1371446	M	20,000	—	—	40,000 Direct	-33.33%	Disposed
July 16, 2015	1371446	F	19,457	$23.67	$460,547	268,282 Direct	-6.76%	Disposed
July 16, 2015	1371446	M	20,000	$22.44	$448,800	287,739 Direct	+7.47%	Acquired
June 22, 2015	1371446	M	20,000	—	—	60,000 Direct	-25.00%	Disposed
June 22, 2015	1371446	F	19,333	$23.97	$463,412	267,739 Direct	-6.73%	Disposed
June 22, 2015	1371446	M	20,000	$22.44	$448,800	287,072 Direct	+7.49%	Acquired
March 13, 2015	1371446	D	16,500	$25.08	$413,820	267,072 Direct	-5.82%	Disposed
Feb. 23, 2015	1371446	F	4,472	$24.06	$107,596	283,572 Direct	-1.55%	Disposed
Feb. 10, 2015	1371446	A	4,214	—	—	288,044 Direct	+1.48%	Acquired
Feb. 9, 2015	1371446	F	23,631	$23.42	$553,438	283,830 Direct	-7.69%	Disposed
Feb. 10, 2014	1371446	F	29,813	$26.22	$781,697	307,461 Direct	-8.84%	Disposed
Feb. 4, 2014	1371446	A	27,615	—	—	337,274 Direct	+8.92%	Acquired
Feb. 20, 2013	1371446	F	25,262	$4.35	$109,890	1,238,639 Direct	-2.00%	Disposed
Feb. 11, 2013	1371446	F	116,705	$4.32	$504,166	1,364,023 Direct	-7.88%	Disposed
Feb. 11, 2013	1371446	F	100,122	$4.32	$432,527	1,263,901 Direct	-7.34%	Disposed
Feb. 5, 2013	1371446	A	107,317	—	—	1,480,728 Direct	+7.81%	Acquired
Dec. 13, 2012	1371446	A	150,000	—	—	1,373,411 Direct	+12.26%	Acquired
Feb. 21, 2012	1371446	F	17,174	$2.51	$43,107	1,223,411 Direct	-1.38%	Disposed
Feb. 23, 2011	1371446	A	37,500	—	—	1,234,041 Direct	+3.13%	Acquired
Feb. 20, 2011	1371446	F	17,174	$3.95	$67,837	1,356,541 Direct	-1.25%	Disposed
Aug. 17, 2010	1371446	P	5,577	$3.40	$18,962	1,373,715 Direct	+0.41%	Acquired
Aug. 16, 2010	1371446	P	2,500	$3.37	$8,425	1,368,138 Direct	+0.18%	Acquired
Aug. 16, 2010	1371446	P	1,923	$3.33	$6,404	1,365,638 Direct	+0.14%	Acquired
July 26, 2010	1371446	F	4,835	$3.48	$16,826	1,363,715 Direct	-0.35%	Disposed
May 7, 2010	1371446	P	9,000	$4.00	$36,000	1,364,505 Direct	+0.66%	Acquired
Feb. 9, 2010	1371446	A	250,000	—	—	250,000 Direct	—	Acquired
Feb. 9, 2010	1371446	A	750,000	—	—	1,355,505 Direct	+123.86%	Acquired
Feb. 9, 2010	1371446	A	209,899	—	—	605,505 Direct	+53.06%	Acquired
June 15, 2009	1371446	P	9,000	$4.65	$41,850	390,381 Direct	+2.36%	Acquired
March 12, 2009	1371446	P	5,000	$2.55	$12,750	381,381 Direct	+1.33%	Acquired
March 12, 2009	1371446	P	5,000	$2.52	$12,600	376,381 Direct	+1.35%	Acquired
Feb. 27, 2009	1371446	P	100	$2.29	$229	371,381 Direct	+0.03%	Acquired
Feb. 27, 2009	1371446	P	100	$2.31	$231	368,331 Direct	+0.03%	Acquired
Feb. 27, 2009	1371446	P	100	$2.25	$225	368,231 Direct	+0.03%	Acquired
Feb. 27, 2009	1371446	P	100	$2.36	$236	368,131 Direct	+0.03%	Acquired
Feb. 27, 2009	1371446	P	100	$2.42	$242	368,031 Direct	+0.03%	Acquired
Feb. 27, 2009	1371446	P	157	$2.26	$355	367,931 Direct	+0.04%	Acquired
Feb. 27, 2009	1371446	P	200	$2.27	$454	367,774 Direct	+0.05%	Acquired
Feb. 27, 2009	1371446	P	200	$2.25	$450	367,574 Direct	+0.05%	Acquired
Feb. 27, 2009	1371446	P	200	$2.32	$464	367,374 Direct	+0.05%	Acquired
Feb. 27, 2009	1371446	P	300	$2.38	$714	367,174 Direct	+0.08%	Acquired
Feb. 27, 2009	1371446	P	381	$2.27	$865	366,874 Direct	+0.10%	Acquired
Feb. 27, 2009	1371446	P	400	$2.41	$964	366,493 Direct	+0.11%	Acquired
Feb. 27, 2009	1371446	P	500	$2.39	$1,195	366,093 Direct	+0.14%	Acquired
Feb. 27, 2009	1371446	P	800	$2.26	$1,808	365,593 Direct	+0.22%	Acquired
Feb. 27, 2009	1371446	P	900	$2.43	$2,187	364,793 Direct	+0.25%	Acquired
Feb. 27, 2009	1371446	P	1,762	$2.48	$4,370	363,893 Direct	+0.49%	Acquired
Feb. 27, 2009	1371446	P	3,700	$2.30	$8,510	362,131 Direct	+1.03%	Acquired

Showing latest 100 of 125 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 18, 2026	TMS	Warrants	Common Stock [F2] (4,500,000)	$11.50	June 18, 2031	4,500,000	Acquired
June 18, 2026	TMS	Class B Ordinary Shares	Common Stock [F2] (5,124,547)	—	—	5,124,547	Disposed
Oct. 19, 2021	NVTS	Warrants (right to buy)	Class A Common Stock (4,666,667)	$11.50	—	4,666,667	Acquired
Oct. 19, 2021	NVTS	Warrants (right to buy)	Class A Common Stock (15,000)	$11.50	—	15,000	Acquired
Oct. 19, 2021	NVTS	Warrants (right to buy)	Class A Common Stock (10,000)	$11.50	—	10,000	Acquired
Oct. 19, 2021	NVTS	Class B common stock	Class A Common Stock (6,315,000)	—	—	6,315,000	Acquired
June 1, 2017	1371446	Performance Stock Units	Common Stock (46,051)	—	—	46,051	Disposed
June 1, 2017	1371446	Employee Stock Option (Right to Buy)	Common Stock (65,000)	$11.80	Feb. 24, 2019	65,000	Disposed
April 20, 2017	1371446	Employee Stock Option (Right to Buy)	Common Stock (30,000)	$11.80	Feb. 24, 2019	30,000	Acquired
March 30, 2017	1371446	Employee Stock Option (Right to Buy)	Common Stock (30,000)	$11.80	Feb. 24, 2019	30,000	Acquired
Aug. 6, 2015	1371446	Employee Stock Option (Right to Buy)	FBR & Co. Common Stock (25,000)	$22.44	Aug. 20, 2015	25,000	Disposed
July 17, 2015	1371446	Employee Stock Option (Right to Buy)	FBR & Co. Common Stock (15,000)	$22.44	Aug. 20, 2015	15,000	Disposed
July 16, 2015	1371446	Employee Stock Option (Right to Buy)	FBR & Co. Common Stock (20,000)	$22.44	Aug. 20, 2015	20,000	Disposed
June 22, 2015	1371446	Employee Stock Option (Right to Buy)	FBR & Co. Common Stock (20,000)	$22.44	Aug. 20, 2015	20,000	Disposed
Feb. 9, 2010	1371446	Employee Stock Options (right to buy)	Common Stock (250,000)	$5.43	Feb. 9, 2020	250,000	Acquired
Feb. 24, 2009	1371446	Employee Stock Options (right to buy)	Common Stock (500,000)	$2.95	Feb. 24, 2019	500,000	Acquired
Aug. 20, 2008	1371446	Employee Stock Options (right to buy)	Common Stock (320,000)	$5.61	Aug. 19, 2015	320,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 2, 2020	NVTS	Class B Common Stock→ Class A Common Stock	—	Indirect