Richard J Putz

CIK 1200012 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 19, 2007 · Latest: Nov. 19, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

UNP selling Nov. 16, 2007

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 70 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

70 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 16, 2007	UNP	M	200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 16, 2007	UNP	S 10b5-1	200	$125.75	$25,150	20,308 Direct	-0.98%	Disposed	859.4% (price as of 2026-08-20)
Nov. 16, 2007	UNP	M	200	$55.00	$11,000	20,508 Direct	+0.98%	Acquired	2093.5% (price as of 2026-08-20)
April 24, 2007	UNP	M	9,944	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 24, 2007	UNP	M	6,483	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 24, 2007	UNP	M	5,348	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 24, 2007	UNP	F	584	$116.60	$68,094	20,308 Direct	-2.80%	Disposed	934.6% (price as of 2026-08-20)
April 24, 2007	UNP	F	887	$116.60	$103,424	20,892 Direct	-4.07%	Disposed	934.6% (price as of 2026-08-20)
April 24, 2007	UNP	F	3,861	$116.60	$450,193	21,779 Direct	-15.06%	Disposed	934.6% (price as of 2026-08-20)
April 24, 2007	UNP	M	6,483	$69.45	$450,244	25,640 Direct	+33.84%	Acquired	1637.1% (price as of 2026-08-20)
April 24, 2007	UNP	F	1,383	$116.60	$161,258	19,157 Direct	-6.73%	Disposed	934.6% (price as of 2026-08-20)
April 24, 2007	UNP	F	6,577	$116.60	$766,878	20,540 Direct	-24.25%	Disposed	934.6% (price as of 2026-08-20)
April 24, 2007	UNP	M	9,944	$77.12	$766,881	27,117 Direct	+57.90%	Acquired	1464.3% (price as of 2026-08-20)
April 24, 2007	UNP	F	781	$116.60	$91,065	17,173 Direct	-4.35%	Disposed	934.6% (price as of 2026-08-20)
April 24, 2007	UNP	F	3,038	$116.60	$354,231	17,954 Direct	-14.47%	Disposed	934.6% (price as of 2026-08-20)
April 24, 2007	UNP	M	5,348	$66.24	$354,252	20,992 Direct	+34.19%	Acquired	1721.3% (price as of 2026-08-20)
Jan. 30, 2007	UNP	A	4,029	—	—	4,029 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 30, 2007	UNP	A	1,032	—	—	17,976 Direct	+6.09%	Acquired	(price as of 2026-08-20)
Jan. 30, 2007	UNP	A	464	—	—	16,944 Direct	+2.82%	Acquired	(price as of 2026-08-20)
July 25, 2006	UNP	F	1,798	$83.96	$150,960	16,480 Direct	-9.84%	Disposed	1336.9% (price as of 2026-08-20)
April 25, 2006	UNP	M	7,996	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 25, 2006	UNP	M	6,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 25, 2006	UNP	M	2,004	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 25, 2006	UNP	F	389	$97.21	$37,815	18,278 Direct	-2.08%	Disposed	1141.0% (price as of 2026-08-20)
April 25, 2006	UNP	F	1,317	$97.21	$128,026	18,667 Direct	-6.59%	Disposed	1141.0% (price as of 2026-08-20)
April 25, 2006	UNP	F	4,102	$97.21	$398,755	19,984 Direct	-17.03%	Disposed	1141.0% (price as of 2026-08-20)
April 25, 2006	UNP	M	7,996	$49.88	$398,840	24,086 Direct	+49.70%	Acquired	2318.6% (price as of 2026-08-20)
April 25, 2006	UNP	F	1,389	$97.21	$135,025	16,090 Direct	-7.95%	Disposed	1141.0% (price as of 2026-08-20)
April 25, 2006	UNP	F	3,029	$97.21	$294,449	17,479 Direct	-14.77%	Disposed	1141.0% (price as of 2026-08-20)
April 25, 2006	UNP	M	6,200	$47.50	$294,500	20,508 Direct	+43.33%	Acquired	2439.8% (price as of 2026-08-20)
April 25, 2006	UNP	F	1,028	$97.21	$99,932	14,308 Direct	-6.70%	Disposed	1141.0% (price as of 2026-08-20)
April 25, 2006	UNP	M	2,004	$49.88	$99,960	15,336 Direct	+15.03%	Acquired	2318.6% (price as of 2026-08-20)
Jan. 30, 2006	UNP	F	2,406	$87.63	$210,838	15,805 Direct	-13.21%	Disposed	1276.7% (price as of 2026-08-20)
Jan. 30, 2006	UNP	F	388	$87.63	$34,000	18,211 Direct	-2.09%	Disposed	1276.7% (price as of 2026-08-20)
Jan. 26, 2006	UNP	A	1,100	—	—	18,599 Direct	+6.29%	Acquired	(price as of 2026-08-20)
Jan. 26, 2006	UNP	A	6,000	—	—	6,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 28, 2005	UNP	A	9,944	—	—	9,944 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 28, 2005	UNP	M	11,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 28, 2005	UNP	F	235	$76.85	$18,060	17,499 Direct	-1.33%	Disposed	1469.8% (price as of 2026-08-20)
Nov. 28, 2005	UNP	F	795	$76.85	$61,096	17,734 Direct	-4.29%	Disposed	1469.8% (price as of 2026-08-20)
Nov. 28, 2005	UNP	F	9,149	$76.85	$703,101	18,529 Direct	-33.06%	Disposed	1469.8% (price as of 2026-08-20)
Nov. 28, 2005	UNP	M	11,500	$61.14	$703,110	27,678 Direct	+71.08%	Acquired	1873.2% (price as of 2026-08-20)
March 24, 2005	UNP	A	6,483	—	—	6,483 Direct	—	Acquired	(price as of 2026-08-20)
March 24, 2005	UNP	M	7,447	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 24, 2005	UNP	D	509	$69.59	$35,421	27,291 Direct	-1.83%	Disposed	1633.6% (price as of 2026-08-20)
March 24, 2005	UNP	F	493	$69.59	$34,308	27,800 Direct	-1.74%	Disposed	1633.6% (price as of 2026-08-20)
March 24, 2005	UNP	F	5,990	$69.59	$416,844	28,293 Direct	-17.47%	Disposed	1633.6% (price as of 2026-08-20)
March 24, 2005	UNP	M	7,447	$55.98	$416,883	34,283 Direct	+27.75%	Acquired	2055.1% (price as of 2026-08-20)
Jan. 31, 2005	UNP	F	955	$59.64	$56,956	26,836 Direct	-3.44%	Disposed	1922.8% (price as of 2026-08-20)
Jan. 27, 2005	UNP	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 4, 2005	UNP	A	5,348	—	—	5,348 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 4, 2005	UNP	M	8,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 4, 2005	UNP	M	6,053	—	—	7,447 Direct	-44.84%	Disposed	(price as of 2026-08-20)
Jan. 4, 2005	UNP	M	5,100	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 4, 2005	UNP	F	5,024	$67.44	$338,819	27,791 Direct	-15.31%	Disposed	1688.8% (price as of 2026-08-20)
Jan. 4, 2005	UNP	F	324	$67.44	$21,851	32,815 Direct	-0.98%	Disposed	1688.8% (price as of 2026-08-20)
Jan. 4, 2005	UNP	M	6,053	$55.98	$338,847	33,139 Direct	+22.35%	Acquired	2055.1% (price as of 2026-08-20)
Jan. 4, 2005	UNP	F	646	$67.44	$43,566	27,086 Direct	-2.33%	Disposed	1688.8% (price as of 2026-08-20)
Jan. 4, 2005	UNP	F	7,037	$67.44	$474,575	27,732 Direct	-20.24%	Disposed	1688.8% (price as of 2026-08-20)
Jan. 4, 2005	UNP	M	8,400	$56.50	$474,600	34,769 Direct	+31.86%	Acquired	2035.2% (price as of 2026-08-20)
Jan. 4, 2005	UNP	F	4,272	$67.44	$288,104	26,369 Direct	-13.94%	Disposed	1688.8% (price as of 2026-08-20)
Jan. 4, 2005	UNP	M	5,100	$56.50	$288,150	30,641 Direct	+19.97%	Acquired	2035.2% (price as of 2026-08-20)
Jan. 4, 2005	UNP	A	12,007	—	—	12,007 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 4, 2005	UNP	M	13,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 4, 2005	UNP	F	802	$67.44	$54,087	27,034 Direct	-2.88%	Disposed	1688.8% (price as of 2026-08-20)
Jan. 4, 2005	UNP	F	11,205	$67.44	$755,665	27,836 Direct	-28.70%	Disposed	1688.8% (price as of 2026-08-20)
Jan. 4, 2005	UNP	M	13,500	$55.98	$755,730	39,041 Direct	+52.86%	Acquired	2055.1% (price as of 2026-08-20)
Jan. 31, 2004	UNP	D	2,925	—	—	25,541 Direct	-10.28%	Disposed	(price as of 2026-08-20)
Jan. 31, 2004	UNP	F	1,120	$64.15	$71,848	28,466 Direct	-3.79%	Disposed	1780.6% (price as of 2026-08-20)
Jan. 29, 2004	UNP	A	13,500	—	—	13,500 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 25, 2004	UNP	F	513	$65.90	$33,807	29,586 Direct	-1.70%	Disposed	1730.7% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 16, 2007	UNP	Non-Qualified Stock Option (right to buy) [F1]	Common Stock (200)	$55.00	April 30, 2008	200	Disposed
April 24, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (9,944)	$77.12	Jan. 31, 2012	9,944	Disposed
April 24, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (6,483)	$69.45	Jan. 30, 2013	6,483	Disposed
April 24, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (5,348)	$66.24	Jan. 30, 2013	5,348	Disposed
Jan. 30, 2007	UNP	Non-Qualified Stock Option (right to buy) [F4]	Common Stock (4,029)	$96.98	Jan. 30, 2017	4,029	Acquired
April 25, 2006	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (7,996)	$49.88	Jan. 25, 2011	7,996	Disposed
April 25, 2006	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (6,200)	$47.50	Nov. 19, 2008	6,200	Disposed
April 25, 2006	UNP	Incentive Stock Option (right to buy)	Common Stock (2,004)	$49.88	Jan. 25, 2011	2,004	Disposed
Jan. 26, 2006	UNP	Non-Qualified Stock Option (right to buy) [F3]	Common Stock (6,000)	$86.05	Jan. 26, 2016	6,000	Acquired
Nov. 28, 2005	UNP	Non-Qualified Stock Option (right to buy) [F4]	Common Stock (9,944)	$77.12	Jan. 31, 2012	9,944	Acquired
Nov. 28, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (11,500)	$61.14	Jan. 31, 2012	11,500	Disposed
March 24, 2005	UNP	Non-Qualified Stock Option (right to buy) [F2]	Common Stock (6,483)	$69.45	Jan. 30, 2013	6,483	Acquired
March 24, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (7,447)	$55.98	Jan. 30, 2013	7,447	Disposed
Jan. 27, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (15,000)	$59.12	Jan. 27, 2015	15,000	Acquired
Jan. 4, 2005	UNP	Non-Qualified Stock Option (right to buy) [F4]	Common Stock (5,348)	$66.24	Jan. 30, 2013	5,348	Acquired
Jan. 4, 2005	UNP	Non-Qualified Stock Option (right to buy) [F1]	Common Stock (8,400)	$56.50	Nov. 20, 2006	8,400	Disposed
Jan. 4, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (6,053)	$55.98	Jan. 30, 2013	6,053	Disposed
Jan. 4, 2005	UNP	Incentive Stock Option (right to buy) [F1]	Common Stock (5,100)	$56.50	Nov. 20, 2006	5,100	Disposed
Jan. 4, 2005	UNP	Non-Qualified Stock Option (right to buy) [F2]	Common Stock (12,007)	$66.24	Jan. 30, 2013	12,007	Acquired
Jan. 4, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (13,500)	$55.98	Jan. 30, 2013	13,500	Disposed
Jan. 29, 2004	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (13,500)	$65.10	Jan. 29, 2014	13,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).