Richard J Rosenstock

CIK 1044006 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 12, 2014 · Latest: Dec. 12, 2014

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

3 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 11, 2014 1029730 P 5,000 $3.73 $18,650 154,000 Indirect +3.36% Acquired
May 21, 2014 1029730 P 1,000 $2.72 $2,720 149,000 Indirect +0.68% Acquired
May 21, 2014 1029730 P 1,000 $2.69 $2,690 148,000 Indirect +0.68% Acquired
May 21, 2014 1029730 P 2,598 $2.67 $6,937 147,000 Indirect +1.80% Acquired
May 21, 2014 1029730 P 402 $2.66 $1,069 144,402 Indirect +0.28% Acquired
May 9, 2014 1029730 P 4,204 $2.72 $11,435 144,000 Indirect +3.01% Acquired
May 9, 2014 1029730 P 166 $2.70 $448 139,796 Indirect +0.12% Acquired
May 9, 2014 1029730 P 630 $2.67 $1,682 139,630 Indirect +0.45% Acquired
April 11, 2014 1029730 P 500 $2.69 $1,345 139,000 Indirect +0.36% Acquired
April 11, 2014 1029730 P 2,500 $2.68 $6,700 138,500 Indirect +1.84% Acquired
April 11, 2014 1029730 P 2,000 $2.67 $5,340 136,000 Indirect +1.49% Acquired
March 14, 2014 1029730 P 2,901 $3.00 $8,703 134,000 Indirect +2.21% Acquired
March 14, 2014 1029730 P 1,250 $2.99 $3,738 131,099 Indirect +0.96% Acquired
March 14, 2014 1029730 P 849 $2.97 $2,522 129,849 Indirect +0.66% Acquired
Jan. 13, 2014 1029730 P 1,123 $2.97 $3,335 129,000 Indirect +0.88% Acquired
Jan. 13, 2014 1029730 P 3,017 $2.96 $8,930 127,877 Indirect +2.42% Acquired
Jan. 13, 2014 1029730 P 479 $2.95 $1,413 124,860 Indirect +0.39% Acquired
Jan. 13, 2014 1029730 P 381 $2.93 $1,116 124,381 Indirect +0.31% Acquired
Aug. 15, 2013 1029730 P 20,000 $1.67 $33,400 124,000 Indirect +19.23% Acquired
May 24, 2013 1029730 P 2,000 $25.00 $50,000 2,000 Indirect — Acquired
April 15, 2013 1029730 P 5,000 $1.44 $7,200 104,000 Indirect +5.05% Acquired
April 4, 2013 1029730 P 5,000 $1.60 $8,000 99,000 Indirect +5.32% Acquired
March 21, 2013 1029730 P 4,624 $1.70 $7,861 94,000 Indirect +5.17% Acquired
March 21, 2013 1029730 P 2,117 $1.69 $3,578 89,376 Indirect +2.43% Acquired
March 21, 2013 1029730 P 25 $1.68 $42 87,259 Indirect +0.03% Acquired
March 20, 2013 1029730 P 650 $1.68 $1,092 87,234 Indirect +0.75% Acquired
March 20, 2013 1029730 P 1,250 $1.67 $2,088 86,584 Indirect +1.46% Acquired
March 20, 2013 1029730 P 534 $1.66 $886 85,334 Indirect +0.63% Acquired
March 20, 2013 1029730 P 800 $1.65 $1,320 84,800 Indirect +0.95% Acquired
Nov. 14, 2012 1029730 P 5,000 $1.15 $5,750 84,000 Indirect +6.33% Acquired
Nov. 9, 2012 1029730 P 3,725 $1.29 $4,805 79,000 Indirect +4.95% Acquired
Nov. 9, 2012 1029730 P 1,275 $1.28 $1,632 75,125 Indirect +1.73% Acquired
Oct. 10, 2012 1029730 P 10,000 $1.25 $12,500 74,000 Indirect +15.62% Acquired
Aug. 15, 2012 1029730 P 1,550 $1.34 $2,077 64,000 Indirect +2.48% Acquired
Aug. 15, 2012 1029730 P 2,400 $1.33 $3,192 62,450 Indirect +4.00% Acquired
Aug. 15, 2012 1029730 P 1,050 $1.32 $1,386 60,050 Indirect +1.78% Acquired
May 24, 2012 1029730 P 5,000 $1.52 $7,600 115,000 Direct +4.55% Acquired
May 15, 2012 1029730 P 4,518 $1.47 $6,641 110,000 Direct +4.28% Acquired
May 15, 2012 1029730 P 457 $1.46 $667 105,482 Direct +0.44% Acquired
May 15, 2012 1029730 P 25 $1.45 $36 105,025 Direct +0.02% Acquired
April 13, 2012 1029730 P 4,000 $1.64 $6,560 59,000 Indirect +7.27% Acquired
April 9, 2012 1029730 P 5,000 $1.72 $8,600 55,000 Indirect +10.00% Acquired
March 23, 2012 1029730 P 5,000 $1.86 $9,300 2,701,586 Indirect +0.19% Acquired
Nov. 10, 2011 1029730 P 5,000 $1.70 $8,500 105,000 Direct +5.00% Acquired
Oct. 6, 2011 1029730 P 2,228 $1.50 $3,342 100,000 Direct +2.28% Acquired
Oct. 6, 2011 1029730 P 2,764 $1.49 $4,118 97,772 Direct +2.91% Acquired
Oct. 6, 2011 1029730 P 8 $1.48 $12 95,008 Direct +0.01% Acquired
Sept. 7, 2011 1029730 P 5,000 $1.60 $8,000 338,532 Direct +1.50% Acquired
Aug. 25, 2011 1029730 P 200 $1.61 $322 333,532 Direct +0.06% Acquired
Aug. 25, 2011 1029730 P 4,800 $1.60 $7,680 333,362 Direct +1.46% Acquired
Aug. 18, 2011 1029730 P 25,000 $1.34 $33,500 328,562 Direct +8.24% Acquired
May 27, 2011 1029730 P 2,960 $1.27 $3,759 303,562 Direct +0.98% Acquired
May 27, 2011 1029730 P 2,040 $1.26 $2,570 300,602 Direct +0.68% Acquired
May 16, 2011 1029730 P 4,150 $1.17 $4,856 298,562 Direct +1.41% Acquired
May 16, 2011 1029730 P 850 $1.16 $986 294,412 Direct +0.29% Acquired
April 1, 2011 1029730 P 5,000 $1.17 $5,850 2,313,846 Indirect +0.22% Acquired
March 15, 2011 1029730 P 4,150 $1.04 $4,316 2,308,846 Indirect +0.18% Acquired
March 15, 2011 1029730 P 2,250 $1.03 $2,318 2,304,696 Indirect +0.10% Acquired
March 15, 2011 1029730 P 3,600 $1.02 $3,672 2,302,446 Indirect +0.16% Acquired
Jan. 7, 2011 1029730 P 2,546 $1.21 $3,081 2,298,846 Indirect +0.11% Acquired
Jan. 7, 2011 1029730 P 2,004 $1.20 $2,405 2,296,300 Indirect +0.09% Acquired
Jan. 7, 2011 1029730 P 450 $1.19 $536 2,294,296 Indirect +0.02% Acquired
Nov. 18, 2010 1029730 P 1,751 $1.28 $2,241 2,293,846 Indirect +0.08% Acquired
Nov. 18, 2010 1029730 P 1,571 $1.27 $1,995 2,292,095 Indirect +0.07% Acquired
Nov. 18, 2010 1029730 P 1,678 $1.26 $2,114 2,290,524 Indirect +0.07% Acquired
Oct. 7, 2010 1029730 P 2,500 $1.13 $2,825 2,288,846 Indirect +0.11% Acquired
Oct. 1, 2010 1029730 P 50,000 $1.00 $50,000 293,562 Direct +20.53% Acquired
April 1, 2010 1029730 P 4,736 $0.90 $4,262 2,286,346 Indirect +0.21% Acquired
April 1, 2010 1029730 P 264 $0.89 $235 2,281,610 Indirect +0.01% Acquired
March 24, 2010 1029730 P 5,000 $0.97 $4,850 2,281,346 Indirect +0.22% Acquired
Dec. 9, 2009 1029730 P 50,000 $0.55 $27,500 2,276,346 Indirect +2.25% Acquired
Nov. 13, 2009 1029730 P 1,600 $0.66 $1,056 2,226,346 Indirect +0.07% Acquired
Nov. 13, 2009 1029730 P 3,400 $0.63 $2,142 2,224,746 Indirect +0.15% Acquired
Oct. 9, 2009 1029730 P 2,647 $0.70 $1,853 2,221,346 Indirect +0.12% Acquired
Oct. 9, 2009 1029730 P 2,353 $0.69 $1,624 2,218,699 Indirect +0.11% Acquired
Sept. 2, 2009 1029730 P 5,000 $0.67 $3,350 2,216,346 Indirect +0.23% Acquired
June 30, 2009 1029730 P 78 $0.54 $42 50,000 Indirect +0.16% Acquired
June 29, 2009 1029730 P 4,922 $0.53 $2,609 49,922 Indirect +10.94% Acquired
June 10, 2009 1029730 P 5,000 $0.71 $3,550 2,211,346 Indirect +0.23% Acquired
May 28, 2009 1029730 P 5,000 $0.75 $3,750 2,206,346 Indirect +0.23% Acquired
March 18, 2009 1029730 P 10,000 $0.60 $6,000 45,000 Indirect +28.57% Acquired
April 1, 2008 1029730 S 1,500,000 $1.80 $2,700,000 2,201,346 Indirect -40.53% Disposed
Dec. 13, 2007 1029730 P 1,849 $1.92 $3,550 229,489 Direct +0.81% Acquired
Dec. 13, 2007 1029730 P 3,151 $1.91 $6,018 227,640 Direct +1.40% Acquired
Nov. 27, 2007 1029730 P 50 $1.92 $96 224,489 Direct +0.02% Acquired
Nov. 27, 2007 1029730 P 93 $1.95 $181 224,439 Direct +0.04% Acquired
Nov. 26, 2007 1029730 P 100 $1.87 $187 224,346 Direct +0.04% Acquired
Nov. 26, 2007 1029730 P 4,757 $1.88 $8,943 224,246 Direct +2.17% Acquired
Nov. 14, 2007 1029730 P 1,402 $1.95 $2,734 219,489 Direct +0.64% Acquired
Nov. 14, 2007 1029730 P 2,268 $1.92 $4,355 218,087 Direct +1.05% Acquired
Nov. 14, 2007 1029730 P 5,880 $1.91 $11,231 215,819 Direct +2.80% Acquired
Nov. 13, 2007 1029730 P 833 $1.87 $1,558 209,939 Direct +0.40% Acquired
Nov. 13, 2007 1029730 P 16 $1.86 $30 209,106 Direct +0.01% Acquired
Nov. 13, 2007 1029730 P 1,667 $1.85 $3,084 209,090 Direct +0.80% Acquired
Nov. 13, 2007 1029730 P 2,038 $1.82 $3,709 207,423 Direct +0.99% Acquired
Nov. 13, 2007 1029730 P 5,896 $1.80 $10,613 205,385 Direct +2.96% Acquired
Aug. 13, 2007 1029730 P 20,000 $2.15 $43,000 189,633 Direct +11.79% Acquired

Showing latest 100 of 107 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 4, 2012 1029730 Stock Option (Right to Buy) Common Stock (250,000) $0.88 Jan. 10, 2012 250,000 Disposed
Jan. 22, 2007 1029730 Warrant Common Stock (425,500) $0.94 Sept. 11, 2016 425,500 Acquired
Dec. 27, 2006 1029730 Stock Option (Right to Buy) Common Stock (25,000) $1.50 Dec. 26, 2016 25,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).