Richard J Rothberg

CIK 1680902 · View on SEC EDGAR ↗

Insider

First SEC filing: May 2, 2017 · Latest: June 4, 2026

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Insider transactions

0 buys (P) 1 sells (S) Net: $-8,200,000 + 58 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

58 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 15, 2026 DELL S 20,000 $410.00 $8,200,000 142,415 Direct -12.31% Disposed 5.7% (price as of 2026-08-20)
April 8, 2024 DELL S 10b5-1 93,954 $132.95 $12,491,184 86,836 Direct -51.97% Disposed 225.9% (price as of 2026-08-20)
Sept. 6, 2023 DELL S 10b5-1 30,009 $68.00 $2,040,612 99,899 Direct -23.10% Disposed 537.2% (price as of 2026-08-20)
April 18, 2023 DELL S 10b5-1 200,958 $45.36 $9,115,455 149,379 Direct -57.36% Disposed 855.3% (price as of 2026-08-20)
April 7, 2022 DELL S 10b5-1 64,892 $47.52 $3,083,668 160,212 Direct -28.83% Disposed 811.9% (price as of 2026-08-20)
March 24, 2022 DELL S 10b5-1 64,895 $52.58 $3,412,179 225,104 Direct -22.38% Disposed 724.1% (price as of 2026-08-20)
Sept. 2, 2021 DELL S 10b5-1 6,099 $97.03 $591,786 99,967 Direct -5.75% Disposed 781.1% (price as of 2026-08-20)
June 30, 2021 DELL S 10b5-1 9,868 $101.18 $998,444 130,156 Direct -7.05% Disposed 745.0% (price as of 2026-08-20)
June 30, 2021 DELL S 10b5-1 20,132 $99.98 $2,012,797 110,024 Direct -15.47% Disposed 755.1% (price as of 2026-08-20)
June 1, 2021 DELL S 10b5-1 13,289 $102.36 $1,360,262 140,024 Direct -8.67% Disposed 735.2% (price as of 2026-08-20)
June 1, 2021 DELL S 10b5-1 8,292 $101.68 $843,131 153,313 Direct -5.13% Disposed 740.8% (price as of 2026-08-20)
June 1, 2021 DELL S 10b5-1 8,419 $100.62 $847,120 161,605 Direct -4.95% Disposed 749.7% (price as of 2026-08-20)
March 17, 2021 DELL S 10b5-1 177,471 $90.00 $15,972,390 170,024 Direct -51.07% Disposed 849.9% (price as of 2026-08-20)
Feb. 5, 2021 DELL S 10b5-1 177,474 $80.00 $14,197,920 161,778 Direct -52.31% Disposed 968.7% (price as of 2026-08-20)
Jan. 6, 2021 DELL S 10b5-1 88,734 $75.01 $6,655,937 161,778 Direct -35.42% Disposed 1039.8% (price as of 2026-08-20)
Dec. 28, 2020 DELL S 10b5-1 1,400 $72.86 $102,004 161,778 Direct -0.86% Disposed 1073.4% (price as of 2026-08-20)
Dec. 28, 2020 DELL S 10b5-1 1,890 $72.85 $137,686 161,778 Direct -1.15% Disposed 1073.6% (price as of 2026-08-20)
Dec. 28, 2020 DELL S 10b5-1 28,305 $72.84 $2,061,736 161,778 Direct -14.89% Disposed 1073.7% (price as of 2026-08-20)
Dec. 28, 2020 DELL S 10b5-1 104,696 $72.84 $7,626,057 161,778 Direct -39.29% Disposed 1073.7% (price as of 2026-08-20)
Oct. 14, 2020 DELL S 10b5-1 3,000 $70.75 $212,250 161,778 Direct -1.82% Disposed 1108.4% (price as of 2026-08-20)
Oct. 14, 2020 DELL S 10b5-1 700 $71.35 $49,945 161,778 Direct -0.43% Disposed 1098.2% (price as of 2026-08-20)
Oct. 14, 2020 DELL S 10b5-1 59,953 $70.77 $4,242,874 162,478 Direct -26.95% Disposed 1108.1% (price as of 2026-08-20)
July 20, 2020 DELL S 10b5-1 3,000 $60.30 $180,900 111,494 Direct -2.62% Disposed 1317.8% (price as of 2026-08-20)
July 20, 2020 DELL S 10b5-1 24,580 $61.55 $1,512,899 111,494 Direct -18.06% Disposed 1289.0% (price as of 2026-08-20)
July 20, 2020 DELL S 10b5-1 36,073 $60.81 $2,193,599 136,074 Direct -20.95% Disposed 1305.9% (price as of 2026-08-20)
May 27, 2020 DELL S 10b5-1 137,516 $45.33 $6,233,600 111,494 Direct -55.23% Disposed 1786.1% (price as of 2026-08-20)
May 26, 2020 DELL S 10b5-1 2,938 $45.01 $132,239 111,494 Direct -2.57% Disposed 1799.5% (price as of 2026-08-20)
May 21, 2020 DELL S 10b5-1 400 $45.02 $18,008 111,494 Direct -0.36% Disposed 1799.0% (price as of 2026-08-20)
May 21, 2020 DELL S 10b5-1 600 $45.00 $27,000 111,894 Direct -0.53% Disposed 1799.9% (price as of 2026-08-20)
Dec. 27, 2019 DELL S 10b5-1 141,454 $51.06 $7,222,641 76,554 Direct -64.88% Disposed 1574.4% (price as of 2026-08-20)
Oct. 28, 2019 DELL S 10b5-1 141,454 $51.86 $7,335,804 76,554 Direct -64.88% Disposed 1548.6% (price as of 2026-08-20)
Sept. 3, 2019 DELL S 10b5-1 1,200 $51.66 $61,992 76,554 Direct -1.54% Disposed 1555.0% (price as of 2026-08-20)
Sept. 3, 2019 DELL S 10b5-1 140,254 $51.13 $7,171,187 77,754 Direct -64.33% Disposed 1572.1% (price as of 2026-08-20)
June 28, 2019 DELL S 10b5-1 2,400 $51.91 $124,584 76,554 Direct -3.04% Disposed 1547.0% (price as of 2026-08-20)
June 28, 2019 DELL S 10b5-1 70,720 $51.18 $3,619,450 78,954 Direct -47.25% Disposed 1570.5% (price as of 2026-08-20)
June 27, 2019 DELL S 10b5-1 6,000 $52.77 $316,620 76,554 Direct -7.27% Disposed 1520.1% (price as of 2026-08-20)
June 27, 2019 DELL S 10b5-1 52,371 $52.38 $2,743,193 82,554 Direct -38.81% Disposed 1532.2% (price as of 2026-08-20)
June 27, 2019 DELL S 10b5-1 9,963 $51.63 $514,390 134,925 Direct -6.88% Disposed 1555.9% (price as of 2026-08-20)
May 1, 2017 DELL S 10,697 $30.58 $327,114 40,000 Direct -21.10% Disposed 4949.2% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 17, 2021 DELL Options to Acquire Class C Common Stock Class C Common Stock (177,471) $13.75 Nov. 25, 2023 177,471 Disposed
Feb. 5, 2021 DELL Options to Acquire Class C Common Stock Class C Common Stock (177,474) $13.75 Nov. 25, 2023 177,474 Disposed
Jan. 6, 2021 DELL Options to Acquire Class C Common Stock Class C Common Stock (88,734) $13.75 Nov. 25, 2023 88,734 Disposed
Dec. 28, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (3,290) $13.75 Nov. 25, 2023 3,290 Disposed
Dec. 28, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (133,001) $13.75 Nov. 25, 2023 133,001 Disposed
Oct. 14, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (3,000) $13.75 Nov. 25, 2023 3,000 Disposed
Oct. 14, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (60,653) $13.75 Nov. 25, 2023 60,653 Disposed
July 20, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (3,000) $13.75 Nov. 25, 2023 3,000 Disposed
July 20, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (60,653) $13.75 Nov. 25, 2023 60,653 Disposed
May 27, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (137,516) $13.75 Nov. 25, 2023 137,516 Disposed
May 26, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (2,938) $13.75 Nov. 25, 2023 2,938 Disposed
May 21, 2020 DELL Options to Acquire Class C Common Stock Class C Common Stock (1,000) $13.75 Nov. 25, 2023 1,000 Disposed
Dec. 27, 2019 DELL Options to Acquire Class C Common Stock Class C Common Stock (141,454) $13.75 Nov. 25, 2023 141,454 Disposed
Oct. 28, 2019 DELL Options to Acquire Class C Common Stock Class C Common Stock (141,454) $13.75 Nov. 25, 2023 141,454 Disposed
Sept. 3, 2019 DELL Options to Acquire Class C Common Stock Class C Common Stock (141,454) $13.75 Nov. 25, 2023 141,454 Disposed
June 28, 2019 DELL Options to Acquire Class C Common Stock Class C Common Stock (73,120) $13.75 Nov. 25, 2023 73,120 Disposed
June 27, 2019 DELL Options to Acquire Class C Common Stock Class C Common Stock (68,334) $13.75 Nov. 25, 2023 68,334 Disposed
June 20, 2019 DELL Class A Common Stock Class C Common Stock (15,422) — — 15,422 Disposed
May 1, 2017 DELL Class A Common Stock Class C Common Stock (10,697) — — 10,697 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 2, 2017 DELL Class V Common Stock 70 Direct
Sept. 7, 2016 DELL Class C Common Stock 40,000 Direct
Sept. 7, 2016 DELL Class A Common Stock→ Class C Common Stock (26,119) 26,119 Direct
Sept. 7, 2016 DELL Options to Acquire Class C Common Stock→ Class C Common Stock — Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

DELL

General Counsel
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2026 $806,157 — $8,224,918 — $1,117,333 — $48,177 $10,196,585
2025 $780,404 — $9,663,410 — $944,289 — $57,316 $11,445,419
2024 $749,635 — $5,262,949 — $882,320 — $62,062 $6,956,966

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.