Richard J Smith
CIK 1166966 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 31, 2013 · Latest: Jan. 31, 2013
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 62 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
62 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 17, 2012 | ETR | S 10b5-1 | 23,025 | $70.00 | $1,611,750 | 56,646 Direct | -28.90% | Disposed | 209.8% (price as of 2026-08-20) |
| July 16, 2012 | ETR | S 10b5-1 | 16,038 | $70.00 | $1,122,660 | 50,199 Direct | -24.21% | Disposed | 209.8% (price as of 2026-08-20) |
| June 14, 2011 | ETR | S 10b5-1 | 70,000 | $70.00 | $4,900,000 | 43,365 Direct | -61.75% | Disposed | 209.8% (price as of 2026-08-20) |
| Nov. 2, 2010 | ETR | S | 7,640 | $74.29 | $567,576 | 40,293 Direct | -15.94% | Disposed | 192.0% (price as of 2026-08-20) |
| Aug. 27, 2010 | ETR | S 10b5-1 | 26,755 | $80.00 | $2,140,400 | 40,293 Direct | -39.90% | Disposed | 171.1% (price as of 2026-08-20) |
| Oct. 9, 2009 | ETR | S 10b5-1 | 6,006 | $80.00 | $480,480 | 27,620 Direct | -17.86% | Disposed | 171.1% (price as of 2026-08-20) |
| Oct. 9, 2009 | ETR | S 10b5-1 | 12,711 | $80.00 | $1,016,880 | 26,049 Direct | -32.79% | Disposed | 171.1% (price as of 2026-08-20) |
| Oct. 6, 2006 | ETR | P 10b5-1 | 4,200 | $80.19 | $336,798 | 6,200 Direct | +210.00% | Acquired | 170.5% (price as of 2026-08-20) |
| Oct. 5, 2006 | ETR | P 10b5-1 | 2,000 | $80.02 | $160,040 | 2,000 Direct | — | Acquired | 171.0% (price as of 2026-08-20) |
| May 17, 2005 | ETR | S | 8,000 | $71.00 | $568,000 | 0 Direct | -100.00% | Disposed | 205.5% (price as of 2026-08-20) |
| Aug. 19, 2003 | ETR | S | 7,200 | $51.45 | $370,440 | 800 Direct | -90.00% | Disposed | 321.6% (price as of 2026-08-20) |
| Aug. 18, 2003 | ETR | P | 7,200 | $51.50 | $370,800 | 15,200 Direct | +90.00% | Acquired | 321.1% (price as of 2026-08-20) |
| Aug. 18, 2003 | ETR | P | 8,000 | $51.50 | $412,000 | 8,000 Direct | — | Acquired | 321.1% (price as of 2026-08-20) |
| Aug. 13, 2003 | ETR | S | 8,000 | $51.45 | $411,600 | 0 Direct | -100.00% | Disposed | 321.6% (price as of 2026-08-20) |
| Aug. 11, 2003 | ETR | P | 8,000 | $51.50 | $412,000 | 8,000 Direct | — | Acquired | 321.1% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 17, 2012 | ETR | Employee Stock Option (Right to Buy) | Common Stock (29,472) | $44.45 | Jan. 30, 2013 | 29,472 | Disposed |
| July 16, 2012 | ETR | Employee Stock Option (Right to Buy) | Common Stock (20,528) | $44.45 | Jan. 30, 2013 | 20,528 | Disposed |
| Jan. 26, 2012 | ETR | Employee Stock Option (Right to Buy) | Common Stock (20,000) | $71.30 | Jan. 26, 2022 | 20,000 | Acquired |
| June 14, 2011 | ETR | Employee Stock Option (Right to Buy) | Common Stock (70,000) | $41.69 | Feb. 11, 2012 | 70,000 | Disposed |
| Jan. 27, 2011 | ETR | Employee Stock Option (Right to Buy) | Common Stock (17,000) | $72.79 | Jan. 27, 2021 | 17,000 | Acquired |
| Nov. 2, 2010 | ETR | Employee Stock Option (Right to Buy) | Common Stock (7,640) | $51.50 | Jan. 25, 2011 | 7,640 | Disposed |
| Aug. 27, 2010 | ETR | Employee Stock Option (Right to Buy) | Common Stock (39,428) | $37.00 | Jan. 25, 2011 | 39,428 | Disposed |
| Jan. 28, 2010 | ETR | Employee Stock Option (Right to Buy) | Common Stock (40,000) | $77.10 | Jan. 28, 2020 | 40,000 | Acquired |
| Oct. 9, 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (7,577) | $51.50 | Jan. 27, 2010 | 7,577 | Disposed |
| Oct. 9, 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (16,987) | $45.45 | Jan. 27, 2010 | 16,987 | Disposed |
| March 26, 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (8,013) | $45.45 | Aug. 30, 2009 | 8,013 | Disposed |
| March 26, 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (7,560) | $51.50 | Aug. 30, 2009 | 7,560 | Disposed |
| Jan. 29, 2009 | ETR | Employee Stock Option (Right to Buy) | Common Stock (35,000) | $77.53 | Jan. 29, 2019 | 35,000 | Acquired |
| Jan. 2, 2009 | ETR | Phantom Stock | Common Stock (1,813) | — | Jan. 2, 2009 | 1,813 | Acquired |
| Jan. 24, 2008 | ETR | Employee Stock Option (Right to Buy) | Common Stock (35,000) | $108.20 | Jan. 24, 2018 | 35,000 | Acquired |
| Jan. 24, 2008 | ETR | Employee Stock Option (Right to Buy) | Common Stock (60,000) | $108.20 | Jan. 24, 2018 | 60,000 | Acquired |
| Jan. 2, 2008 | ETR | Phantom Stock | Common Stock (43,572) | — | Jan. 2, 2008 | 43,572 | Disposed |
| Jan. 2, 2008 | ETR | Phantom Stock | Common Stock (6,821) | — | Jan. 2, 2008 | 6,821 | Disposed |
| Jan. 2, 2008 | ETR | Phantom Stock | Common Stock (3,163) | — | Jan. 2, 2008 | 3,163 | Disposed |
| Jan. 25, 2007 | ETR | Employee Stock Option (Right to Buy) | Common Stock (60,000) | $91.82 | Jan. 25, 2017 | 60,000 | Acquired |
| Jan. 3, 2007 | ETR | Phantom Stock | Common Stock (6,240) | — | Jan. 3, 2007 | 6,240 | Disposed |
| Jan. 26, 2006 | ETR | Equity Units | ETR Common (13,300) | $68.89 | Jan. 26, 2006 | 13,300 | Disposed |
| Jan. 26, 2006 | ETR | Equity Units | ETR Common (13,300) | $68.89 | Jan. 26, 2006 | 13,300 | Acquired |
| Jan. 26, 2006 | ETR | Employee Stock Option (Right to Buy) | ETR Common (50,000) | $68.89 | Jan. 26, 2016 | 50,000 | Acquired |
| Jan. 27, 2005 | ETR | Employee Stock Option (Right to Buy) | ETR Common (40,000) | $69.47 | Jan. 27, 2015 | 40,000 | Acquired |
| Jan. 27, 2005 | ETR | Equity Units | ETR Common (17,000) | $69.47 | Jan. 27, 2005 | 17,000 | Acquired |
| Jan. 27, 2005 | ETR | Equity Units | ETR Common (17,000) | $69.47 | Jan. 27, 2005 | 17,000 | Disposed |
| March 11, 2004 | ETR | Equity Units | ETR Common (8,250) | $57.13 | March 11, 2004 | 8,250 | Disposed |
| March 11, 2004 | ETR | Equity Units | ETR Common (11,000) | $57.13 | March 11, 2004 | 11,000 | Acquired |
| March 11, 2004 | ETR | Equity Units | ETR Common (3,000) | $45.70 | March 11, 2004 | 3,000 | Acquired |
| March 2, 2004 | ETR | Employee Stock Option (right to buy) | ETR Common (63,600) | $58.60 | March 2, 2014 | 63,600 | Acquired |
| Aug. 18, 2003 | ETR | Employee Stock Option (Right to Buy) | ETR Common (7,560) | $51.50 | Jan. 30, 2009 | 7,560 | Acquired |
| Aug. 18, 2003 | ETR | Phantom Unit | ETR Common | — | Jan. 30, 2009 | 5,309 | Acquired |
| Aug. 18, 2003 | ETR | Employee Stock Option (Right to Buy) | ETR Common (12,869) | $29.94 | Jan. 30, 2009 | 12,869 | Disposed |
| Aug. 11, 2003 | ETR | Employee Stock Option (Right to Buy) | ETR Common (7,578) | $51.50 | Jan. 27, 2010 | 7,578 | Acquired |
| Aug. 11, 2003 | ETR | Phantom Unit | ETR Common | — | Jan. 27, 2010 | 9,089 | Acquired |
| Aug. 11, 2003 | ETR | Employee Stock Option (Right to Buy) | ETR Common (16,667) | $23.00 | Jan. 27, 2010 | 16,667 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | $654,427 | $986,850 | — | $188,400 | $437,504 | $3,031,300 | — | $5,857,909 |
| 2011 | $645,000 | — | — | $195,160 | $577,920 | $1,045,500 | — | $3,236,260 |
| 2007 | $599,612 | — | $1,809,008 | $590,666 | $535,886 | $743,700 | $60,627 | $4,339,499 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.