Richard John Swanson
CIK 1325956 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 5, 2007 · Latest: Jan. 27, 2014
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 30 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
30 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 7, 2010 | ASTI | S | 1,690 | $3.95 | $6,676 | 1,879 Direct | -47.35% | Disposed | -100.0% (price as of 2026-08-21) |
| April 5, 2010 | ASTI | S | 1,706 | $3.95 | $6,739 | 3,569 Direct | -32.34% | Disposed | -100.0% (price as of 2026-08-21) |
| March 29, 2010 | ASTI | S | 5,000 | $3.93 | $19,650 | 2,540 Direct | -66.31% | Disposed | -100.0% (price as of 2026-08-21) |
| March 26, 2010 | ASTI | S | 5,751 | $3.82 | $21,969 | 7,540 Direct | -43.27% | Disposed | -100.0% (price as of 2026-08-21) |
| March 26, 2010 | ASTI | S | 3,249 | $3.87 | $12,574 | 13,291 Direct | -19.64% | Disposed | -100.0% (price as of 2026-08-21) |
| Jan. 5, 2009 | ASTI | S | 2,475 | $4.13 | $10,222 | 1,116 Direct | -68.92% | Disposed | -100.0% (price as of 2026-08-21) |
| Aug. 26, 2008 | ASTI | S | 45 | $9.00 | $405 | 3,591 Direct | -1.24% | Disposed | -100.0% (price as of 2026-08-21) |
| Aug. 26, 2008 | ASTI | S | 751 | $9.18 | $6,894 | 3,636 Direct | -17.12% | Disposed | -100.0% (price as of 2026-08-21) |
| Aug. 26, 2008 | ASTI | S | 1,424 | $9.05 | $12,887 | 4,387 Direct | -24.51% | Disposed | -100.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 19, 2011 | ASTI | Restricted Stock Units | Common Stock (4,836) | — | — | 4,836 | Disposed |
| Sept. 19, 2011 | ASTI | Restricted Stock Units | Common Stock (4,836) | — | — | 4,836 | Disposed |
| June 20, 2011 | ASTI | Restricted Stock Units | Common Stock (4,836) | — | — | 4,836 | Disposed |
| March 21, 2011 | ASTI | Restricted Stock Units | Common Stock (4,836) | — | — | 4,836 | Disposed |
| Feb. 3, 2011 | ASTI | Restricted Stock Units | Common Stock (2,084) | — | — | 2,084 | Acquired |
| Jan. 4, 2011 | ASTI | Restricted Stock Units | Common Stock (17,260) | — | — | 17,260 | Acquired |
| Dec. 31, 2010 | ASTI | Restricted Stock Units | Common Stock (2,735) | — | — | 2,735 | Disposed |
| Sept. 30, 2010 | ASTI | Restricted Stock Units | Common Stock (2,735) | — | — | 2,735 | Disposed |
| June 30, 2010 | ASTI | Restricted Stock Units | Common Stock (2,735) | — | — | 2,735 | Disposed |
| March 31, 2010 | ASTI | Restricted Stock Units | Common Stock (2,735) | — | — | 2,735 | Acquired |
| Jan. 1, 2010 | ASTI | Restricted Stock Units | Common Stock (10,940) | — | — | 10,940 | Acquired |
| Dec. 31, 2009 | ASTI | Restricted Stock Units | Common Stock | — | — | 3,856 | Disposed |
| Sept. 30, 2009 | ASTI | Restricted Stock Units | Common Stock (3,856) | — | — | 3,856 | Disposed |
| June 30, 2009 | ASTI | Restricted Stock Units | Common Stock (3,856) | — | — | 3,856 | Disposed |
| March 31, 2009 | ASTI | Restricted Stock Units | Common Stock (3,856) | — | — | 3,856 | Disposed |
| Jan. 1, 2009 | ASTI | Restricted Stock Units | Common Stock (15,424) | — | — | 15,424 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 5, 2007 | ASTI | Common Stock Option→ Common Stock | — | Direct |