Richard K Davis

Insider

First SEC filing: April 30, 2026 · Latest: April 30, 2026

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 88 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

88 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 16, 2026	MA	A	509	—	—	11,255 Direct	+4.74%	Acquired	(price as of 2026-08-20)
April 28, 2026	WFC	A	3,436	$81.50	$280,034	17,852 Direct	+23.83%	Acquired	4.6% (price as of 2026-08-20)
June 24, 2025	MA	A	458	—	—	10,746 Direct	+4.45%	Acquired	(price as of 2026-08-20)
April 29, 2025	WFC	A	3,728	$71.10	$265,061	14,108 Direct	+35.92%	Acquired	19.9% (price as of 2026-08-20)
June 18, 2024	MA	A	545	—	—	10,288 Direct	+5.59%	Acquired	(price as of 2026-08-20)
April 30, 2024	WFC	A	4,046	$59.32	$240,009	10,106 Direct	+66.77%	Acquired	43.7% (price as of 2026-08-20)
Nov. 9, 2023	WFC	P	3,500	$41.22	$144,270	4,244 Direct	+470.43%	Acquired	106.7% (price as of 2026-08-20)
Nov. 9, 2023	MA	P	1,000	$390.96	$390,960	9,743 Direct	+11.44%	Acquired	47.6% (price as of 2026-08-20)
June 27, 2023	MA	A	642	—	—	8,743 Direct	+7.92%	Acquired	(price as of 2026-08-20)
April 25, 2023	WFC	A	5,919	$40.55	$240,015	5,919 Direct	—	Acquired	110.2% (price as of 2026-08-20)
June 21, 2022	MA	A	741	—	—	8,101 Direct	+10.07%	Acquired	(price as of 2026-08-20)
April 26, 2022	WFC	A	5,284	$44.58	$235,561	5,284 Direct	—	Acquired	91.2% (price as of 2026-08-20)
April 26, 2022	WFC	A	100	—	—	744 Direct	+15.53%	Acquired	(price as of 2026-08-20)
June 22, 2021	MA	A	622	—	—	7,360 Direct	+9.23%	Acquired	(price as of 2026-08-20)
June 16, 2020	MA	A	707	—	—	6,738 Direct	+11.72%	Acquired	(price as of 2026-08-20)
April 9, 2020	DOW	A	5,061	—	—	18,358 Direct	+38.06%	Acquired	(price as of 2026-08-20)
Dec. 10, 2019	DOW	P	6,000	$52.91	$317,460	13,297 Direct	+82.23%	Acquired	-38.2% (price as of 2026-08-20)
Aug. 12, 2019	MA	P	1,735	$270.09	$468,606	6,031 Direct	+40.39%	Acquired	113.6% (price as of 2026-08-20)
June 25, 2019	MA	A	828	—	—	4,296 Direct	+23.88%	Acquired	(price as of 2026-08-20)
April 11, 2019	DOW	A	3,380	—	—	7,214 Direct	+88.16%	Acquired	(price as of 2026-08-20)
April 1, 2019	DOW	J	3,866	—	—	3,866 Direct	—	Acquired	(price as of 2026-08-20)
April 1, 2019	DOW	J	3,834	—	—	3,834 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 2, 2018	MA	P	2,475	$196.37	$486,016	3,468 Direct	+249.24%	Acquired	193.8% (price as of 2026-08-20)
June 26, 2018	MA	A	993	—	—	993 Direct	—	Acquired	(price as of 2026-08-20)
May 17, 2018	XEL	A	1	—	—	63,720 Direct	0.00%	Acquired	(price as of 2026-08-20)
May 17, 2018	XEL	A	3,163	—	—	10,860 Direct	+41.09%	Acquired	(price as of 2026-08-20)
Feb. 20, 2018	USB	F	49,174	$55.61	$2,734,566	974,867 Direct	-4.80%	Disposed	12.5% (price as of 2026-08-20)
Feb. 16, 2018	USB	F	15,576	$55.10	$858,238	1,024,041 Direct	-1.50%	Disposed	13.5% (price as of 2026-08-20)
Jan. 25, 2018	USB	A	154,607	—	—	1,039,617 Direct	+17.47%	Acquired	(price as of 2026-08-20)
Aug. 31, 2017	29915	D	8,390	—	—	0 Direct	-100.00%	Disposed
May 18, 2017	XEL	A	3,070	—	—	61,761 Direct	+5.23%	Acquired	(price as of 2026-08-20)
May 12, 2017	29915	A	2,750	—	—	8,333 Direct	+49.26%	Acquired
Feb. 21, 2017	USB	F	54,801	$54.88	$3,007,479	884,408 Direct	-5.83%	Disposed	14.0% (price as of 2026-08-20)
Feb. 16, 2017	USB	A	170,419	—	—	170,419 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 15, 2017	USB	G	8,908	—	—	939,209 Direct	-0.94%	Disposed	(price as of 2026-08-20)
Feb. 14, 2017	USB	F	20,548	$54.13	$1,112,263	948,117 Direct	-2.12%	Disposed	15.6% (price as of 2026-08-20)
Jan. 26, 2017	USB	A	171,784	—	—	968,665 Direct	+21.56%	Acquired	(price as of 2026-08-20)
Jan. 25, 2017	USB	M	707,726	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 25, 2017	USB	S	707,726	$52.45	$37,120,229	796,881 Direct	-47.04%	Disposed	19.3% (price as of 2026-08-20)
Jan. 25, 2017	USB	M	707,726	$31.04	$21,967,815	1,504,607 Direct	+88.81%	Acquired	101.5% (price as of 2026-08-20)
Nov. 10, 2016	USB	M	750,000	—	—	707,726 Direct	-51.45%	Disposed	(price as of 2026-08-20)
Nov. 10, 2016	USB	S	750,000	$47.60	$35,700,000	796,730 Direct	-48.49%	Disposed	31.4% (price as of 2026-08-20)
Nov. 10, 2016	USB	M	750,000	$31.04	$23,280,000	1,546,730 Direct	+94.13%	Acquired	101.5% (price as of 2026-08-20)
May 19, 2016	XEL	A	3,367	—	—	56,819 Direct	+6.30%	Acquired	(price as of 2026-08-20)
May 13, 2016	29915	A	2,680	—	—	5,408 Direct	+98.24%	Acquired
May 11, 2016	USB	G	17,850	—	—	796,388 Direct	-2.19%	Disposed	(price as of 2026-08-20)
April 26, 2016	USB	M	165,767	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 26, 2016	USB	S	165,767	$43.15	$7,152,846	814,238 Direct	-16.91%	Disposed	45.0% (price as of 2026-08-20)
April 26, 2016	USB	M	165,767	$35.76	$5,927,828	980,005 Direct	+20.36%	Acquired	74.9% (price as of 2026-08-20)
April 25, 2016	USB	M	753,351	—	—	165,767 Direct	-81.96%	Disposed	(price as of 2026-08-20)
April 25, 2016	USB	S	753,351	$42.98	$32,379,026	814,238 Direct	-48.06%	Disposed	45.5% (price as of 2026-08-20)
April 25, 2016	USB	M	753,351	$35.76	$26,939,832	1,567,589 Direct	+92.52%	Acquired	74.9% (price as of 2026-08-20)
Feb. 22, 2016	USB	F	17,618	$40.10	$706,482	814,073 Direct	-2.12%	Disposed	56.0% (price as of 2026-08-20)
Feb. 19, 2016	USB	F	16,483	$39.28	$647,452	831,691 Direct	-1.94%	Disposed	59.2% (price as of 2026-08-20)
Feb. 18, 2016	USB	A	207,320	—	—	207,320 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 16, 2016	USB	F	33,919	$39.65	$1,344,888	848,174 Direct	-3.85%	Disposed	57.8% (price as of 2026-08-20)
Jan. 25, 2016	USB	A	5,636	—	—	882,093 Direct	+0.64%	Acquired	(price as of 2026-08-20)
May 21, 2015	XEL	A	3,899	$34.62	$134,983	51,613 Direct	+8.17%	Acquired	130.0% (price as of 2026-08-20)
May 15, 2015	29915	A	2,630	—	—	2,630 Direct	—	Acquired
Feb. 20, 2015	USB	M	36,551	—	—	109,653 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Feb. 20, 2015	USB	F	17,618	$44.08	$776,601	515,864 Direct	-3.30%	Disposed	41.9% (price as of 2026-08-20)
Feb. 20, 2015	USB	M	36,551	—	—	533,482 Direct	+7.36%	Acquired	(price as of 2026-08-20)
Feb. 19, 2015	USB	A	131,148	—	—	131,148 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 19, 2015	USB	A	158,165	—	—	158,165 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2015	USB	F	85,907	$44.89	$3,856,365	496,931 Direct	-14.74%	Disposed	39.3% (price as of 2026-08-20)
Feb. 16, 2015	USB	M	73,345	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 16, 2015	USB	M	33,680	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 16, 2015	USB	M	33,680	—	—	582,838 Direct	+6.13%	Acquired	(price as of 2026-08-20)
Feb. 16, 2015	USB	M	73,345	—	—	549,158 Direct	+15.41%	Acquired	(price as of 2026-08-20)
Feb. 15, 2015	USB	M	33,897	—	—	33,898 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2015	USB	M	33,897	—	—	475,813 Direct	+7.67%	Acquired	(price as of 2026-08-20)
Feb. 14, 2015	USB	M	42,629	—	—	85,259 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 14, 2015	USB	M	42,629	—	—	441,916 Direct	+10.68%	Acquired	(price as of 2026-08-20)
Feb. 13, 2015	USB	M	548,297	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 13, 2015	USB	S	548,297	$45.09	$24,722,712	399,287 Direct	-57.86%	Disposed	38.7% (price as of 2026-08-20)
Feb. 13, 2015	USB	M	548,297	$30.00	$16,448,910	947,584 Direct	+137.32%	Acquired	108.5% (price as of 2026-08-20)
Jan. 22, 2015	USB	A	6,696	—	—	146,204 Direct	+4.80%	Acquired	(price as of 2026-08-20)
Jan. 22, 2015	USB	A	5,160	—	—	144,668 Direct	+3.70%	Acquired	(price as of 2026-08-20)
May 22, 2014	XEL	A	4,494	$30.04	$135,000	46,018 Direct	+10.82%	Acquired	165.1% (price as of 2026-08-20)
May 15, 2014	USB	G	8,587	—	—	195,504 Indirect	-4.21%	Disposed	(price as of 2026-08-20)
April 23, 2014	USB	M	487,909	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 23, 2014	USB	S	487,909	$40.95	$19,979,874	398,824 Direct	-55.02%	Disposed	52.7% (price as of 2026-08-20)
April 23, 2014	USB	M	487,909	$30.40	$14,832,434	886,733 Direct	+122.34%	Acquired	105.8% (price as of 2026-08-20)
April 22, 2014	USB	M	31,101	—	—	487,909 Direct	-5.99%	Disposed	(price as of 2026-08-20)
April 22, 2014	USB	S	31,101	$40.91	$1,272,342	398,824 Direct	-7.23%	Disposed	52.9% (price as of 2026-08-20)
April 22, 2014	USB	M	31,101	$30.40	$945,470	429,925 Direct	+7.80%	Acquired	105.8% (price as of 2026-08-20)
Feb. 20, 2014	USB	A	139,508	—	—	139,508 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 20, 2014	USB	A	164,766	—	—	164,766 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 18, 2014	USB	F	85,841	$40.82	$3,504,030	398,679 Direct	-17.72%	Disposed	53.2% (price as of 2026-08-20)
Feb. 16, 2014	USB	M	73,344	—	—	73,345 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 16, 2014	USB	M	33,679	—	—	33,680 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 16, 2014	USB	M	37,170	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 16, 2014	USB	M	33,679	—	—	484,520 Direct	+7.47%	Acquired	(price as of 2026-08-20)
Feb. 16, 2014	USB	M	37,170	—	—	450,841 Direct	+8.99%	Acquired	(price as of 2026-08-20)
Feb. 16, 2014	USB	M	73,344	—	—	413,671 Direct	+21.55%	Acquired	(price as of 2026-08-20)
Feb. 15, 2014	USB	M	33,897	—	—	67,795 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Feb. 15, 2014	USB	M	33,897	—	—	340,327 Direct	+11.06%	Acquired	(price as of 2026-08-20)
Feb. 14, 2014	USB	M	42,629	—	—	127,888 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Feb. 14, 2014	USB	F	17,753	$40.29	$715,268	306,430 Direct	-5.48%	Disposed	55.2% (price as of 2026-08-20)
Feb. 14, 2014	USB	M	42,629	—	—	324,183 Direct	+15.14%	Acquired	(price as of 2026-08-20)

Showing latest 100 of 312 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 28, 2026	WFC	Common Stock Units [F1]	Common Stock, $1 2/3 Par Value (3,436)	—	—	3,436	Acquired
April 29, 2025	WFC	Common Stock Units [F1]	Common Stock, $1 2/3 Par Value (3,728)	—	—	3,728	Acquired
April 30, 2024	WFC	Common Stock Units [F1]	Common Stock, $1 2/3 Par Value (4,046)	—	—	4,046	Acquired
April 25, 2023	WFC	Common Stock Units [F1]	Common Stock, $1 2/3 Par Value (5,919)	—	—	5,919	Acquired
April 26, 2022	WFC	Phantom Stock Units	Common Stock, $1 2/3 Par Value (5,284)	—	—	5,284	Acquired
May 17, 2018	XEL	Stock Equivalent Units	Common Stock (1)	—	—	1	Acquired
May 18, 2017	XEL	Stock Equivalent Units	Common Stock (3,070)	—	—	3,070	Acquired
Feb. 16, 2017	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (170,419)	$55.01	Feb. 16, 2027	170,419	Acquired
Jan. 25, 2017	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (707,726)	$31.04	Jan. 16, 2018	707,726	Disposed
Nov. 10, 2016	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (750,000)	$31.04	Jan. 16, 2018	750,000	Disposed
May 19, 2016	XEL	Stock Equivalent Units	Common Stock (3,367)	—	—	3,367	Acquired
April 26, 2016	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (165,767)	$35.76	Jan. 17, 2017	165,767	Disposed
April 25, 2016	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (753,351)	$35.76	Jan. 17, 2017	753,351	Disposed
Feb. 18, 2016	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (207,320)	$39.49	Feb. 18, 2026	207,320	Acquired
May 21, 2015	XEL	Phantom Stock	Common Stock (3,899)	—	—	3,899	Acquired
Feb. 20, 2015	USB	Restricted Stock Units	Common Stock, $0.01 par value (36,551)	—	—	36,551	Disposed
Feb. 19, 2015	USB	Restricted Stock Units	Common Stock, $0.01 par value (131,148)	—	—	131,148	Acquired
Feb. 19, 2015	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (158,165)	$44.32	Feb. 19, 2025	158,165	Acquired
Feb. 16, 2015	USB	Restricted Stock Units	Common Stock, $0.01 par value (73,345)	—	—	73,345	Disposed
Feb. 16, 2015	USB	Restricted Stock Units	Common Stock, $0.01 par value (33,680)	—	—	33,680	Disposed
Feb. 15, 2015	USB	Restricted Stock Units	Common Stock, $0.01 par value (33,897)	—	—	33,897	Disposed
Feb. 14, 2015	USB	Restricted Stock Units	Common Stock, $0.01 par value (42,629)	—	—	42,629	Disposed
Feb. 13, 2015	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (548,297)	$30.00	Jan. 17, 2016	548,297	Disposed
Jan. 22, 2015	USB	Restricted Stock Units	Common Stock, $0.01 par value (6,696)	—	—	6,696	Acquired
Jan. 22, 2015	USB	Restricted Stock Units	Common Stock, $0.01 par value (5,160)	—	—	5,160	Acquired
May 22, 2014	XEL	Phantom Stock	Common Stock (4,494)	—	—	4,494	Acquired
April 23, 2014	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (487,909)	$30.40	Jan. 18, 2015	487,909	Disposed
April 22, 2014	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (31,101)	$30.40	Jan. 18, 2015	31,101	Disposed
Feb. 20, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (139,508)	—	—	139,508	Acquired
Feb. 20, 2014	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (164,766)	$40.32	Feb. 20, 2024	164,766	Acquired
Feb. 16, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (73,344)	—	—	73,344	Disposed
Feb. 16, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (33,679)	—	—	33,679	Disposed
Feb. 16, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (37,170)	—	—	37,170	Disposed
Feb. 15, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (33,897)	—	—	33,897	Disposed
Feb. 14, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (42,629)	—	—	42,629	Disposed
Jan. 23, 2014	USB	Restricted Stock Units	Common Stock, $0.01 par value (16,060)	—	—	16,060	Acquired
July 19, 2013	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (286,900)	$28.50	Jan. 20, 2014	286,900	Disposed
May 23, 2013	XEL	Phantom Stock	Common Stock (4,508)	—	—	4,508	Acquired
March 2, 2013	USB	Restricted Stock Units	Common Stock, $0.01 par value (21,573)	—	—	21,573	Disposed
Feb. 16, 2013	USB	Restricted Stock Units	Common Stock, $0.01 par value (146,689)	—	—	146,689	Disposed
Feb. 16, 2013	USB	Restricted Stock Units	Common Stock, $0.01 par value (33,680)	—	—	33,680	Disposed
Feb. 16, 2013	USB	Restricted Stock Units	Common Stock, $0.01 par value (37,169)	—	—	37,169	Disposed
Feb. 15, 2013	USB	Restricted Stock Units	Common Stock, $0.01 par value (33,897)	—	—	33,897	Disposed
Feb. 14, 2013	USB	Restricted Stock Units	Common Stock, $0.01 par value (154,457)	—	—	154,457	Acquired
Feb. 14, 2013	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (144,152)	$33.99	Feb. 14, 2023	144,152	Acquired
Jan. 25, 2013	USB	Restricted Stock Units	Common Stock, $0.01 par value (30,804)	—	—	30,804	Acquired
May 17, 2012	XEL	Phantom Stock	Common Stock (4,372)	—	—	4,372	Acquired
April 27, 2012	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (235,591)	$21.49	Dec. 17, 2012	235,591	Disposed
March 2, 2012	USB	Restricted Stock Units	Common Stock, $0.01 par value (21,573)	—	—	21,573	Disposed
Feb. 16, 2012	USB	Restricted Stock Units	Common Stock, $0.01 par value (33,679)	—	—	33,679	Disposed
Feb. 16, 2012	USB	Restricted Stock Units	Common Stock, $0.01 par value (37,169)	—	—	37,169	Disposed
Feb. 15, 2012	USB	Restricted Stock Units	Common Stock, $0.01 par value (104,785)	—	—	104,785	Acquired
Feb. 15, 2012	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (294,696)	$28.63	Feb. 15, 2022	294,696	Acquired
Jan. 26, 2012	USB	Restricted Stock Units	Common Stock, $0.01 par value (38,900)	—	—	38,900	Acquired
May 19, 2011	XEL	Phantom Stock	Common Stock (4,766)	—	—	4,766	Acquired
March 2, 2011	USB	Restricted Stock Units	Common Stock, $0.01 par value (21,573)	—	—	21,573	Disposed
Feb. 16, 2011	USB	Restricted Stock Units	Common Stock, $0.01 par value (95,818)	—	—	95,818	Acquired
Feb. 16, 2011	USB	Restricted Stock Units	Common Stock, $0.01 par value (37,169)	—	—	37,169	Disposed
Feb. 16, 2011	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (260,172)	$28.70	Feb. 16, 2021	260,172	Acquired
Feb. 14, 2011	USB	Restricted Stock Units	Common Stock, $0.01 par value (43,900)	—	—	43,900	Acquired
Nov. 5, 2010	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (261,768)	$19.10	Dec. 18, 2011	261,768	Disposed
July 29, 2010	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (352,380)	$21.54	Dec. 12, 2010	352,380	Disposed
May 20, 2010	XEL	Phantom Stock	Common Stock	—	—	5,747	Acquired
March 2, 2010	USB	Restricted Stock Units	Common Stock, $0.01 par value (21,572)	—	—	21,572	Disposed
Feb. 16, 2010	USB	Restricted Stock Units	Common Stock, $0.01 par value (293,378)	—	—	293,378	Acquired
Feb. 16, 2010	USB	Restricted Stock Units	Common Stock, $0.01 par value (104,777)	—	—	104,777	Acquired
Feb. 16, 2010	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (300,122)	$23.86	Feb. 16, 2020	300,122	Acquired
Feb. 10, 2010	USB	Restricted Stock Units	Common Stock, $0.01 par value (12,328)	—	—	12,328	Disposed
Nov. 3, 2009	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (196,326)	$21.23	Dec. 14, 2009	196,326	Disposed
Oct. 22, 2009	USB	Restricted Stock Units	Common Stock, $0.01 par value (98,619)	—	—	98,619	Acquired
Oct. 22, 2009	USB	Employee Stock Option (Right to Buy)	Common Stock, $0.01 par value (305,625)	$25.35	Oct. 22, 2019	305,625	Acquired
May 21, 2009	XEL	Phantom Stock	Common Stock (4,717)	—	—	4,717	Acquired
Aug. 8, 2008	USB	Employee Stock Option (Right to Buy)	Common Stock (173,673)	$28.70	Jan. 12, 2009	173,673	Disposed
July 29, 2008	USB	Employee Stock Option (Right to Buy)	Common Stock (173,673)	$28.70	Jan. 12, 2009	173,673	Disposed
May 22, 2008	XEL	Phantom Stock	Common Stock (3,743)	—	—	3,743	Acquired
April 29, 2008	USB	Employee Stock Option (Right to Buy)	Common Stock (135,918)	$23.63	Nov. 20, 2008	135,918	Disposed
Feb. 11, 2008	USB	Employee Stock Option (Right to Buy)	Common Stock (135,918)	$23.63	Nov. 20, 2008	135,918	Disposed
Jan. 16, 2008	USB	Employee Stock Option (Right to Buy)	Common Stock (1,457,726)	$31.04	Jan. 16, 2018	1,457,726	Acquired
May 24, 2007	XEL	Phantom Stock	Common Stock (3,287)	—	—	3,287	Acquired
Jan. 17, 2007	USB	Employee Stock Option (Right to Buy)	Common Stock (919,118)	$35.76	Jan. 17, 2017	919,118	Acquired
Nov. 10, 2006	USB	Employee Stock Option (Right to Buy)	Common Stock (221,205)	$18.79	Dec. 7, 2007	221,205	Disposed
Nov. 10, 2006	USB	Employee Stock Option (Right to Buy)	Common Stock (5,325)	$18.79	Dec. 9, 2007	5,325	Disposed
May 18, 2006	XEL	Phantom Stock	Common Stock (3,510)	—	—	3,510	Acquired
Jan. 18, 2006	USB	Employee Stock Option (Right to Buy)	Common Stock (9,949)	$10.04	Dec. 10, 2006	9,949	Disposed
Jan. 18, 2006	USB	Employee Stock Option (Right to Buy)	Common Stock (216,581)	$10.04	Dec. 9, 2006	216,581	Disposed
Jan. 17, 2006	USB	Employee Stock Option (Right to Buy)	Common Stock (548,297)	$30.00	Jan. 17, 2016	548,297	Acquired
July 26, 2005	USB	Employee Stock Option (Right to Buy)	Common Stock (91,224)	$6.72	Dec. 9, 2005	91,224	Disposed
Feb. 2, 2005	USB	Employee Stock Option (Right to Buy)	Common Stock (14,878)	$6.72	Dec. 12, 2005	14,878	Disposed
Feb. 2, 2005	USB	Employee Stock Option (Right to Buy)	Common Stock (10,122)	$6.72	Dec. 9, 2005	10,122	Disposed
Feb. 2, 2005	USB	Employee Stock Option (Right to Buy)	Common Stock (65,000)	$6.72	Dec. 9, 2005	65,000	Disposed
Jan. 18, 2005	USB	Employee Stock Option (Right to Buy)	Common Stock (519,010)	$30.40	Jan. 18, 2015	519,010	Acquired
Aug. 16, 2004	USB	Employee Stock Option (Right to Buy)	Common Stock (3,753)	$3.74	Dec. 10, 2004	3,753	Disposed
Jan. 30, 2004	USB	Deferred Compensation Plan Participation	Common Stock (50,036)	—	—	7,075	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 28, 2022	WFC	Common Stock, $1 2/3 Par Value	644	Direct
Aug. 5, 2019	DD	Common Stock	11,378	Direct
July 6, 2018	DD	Common Stock	11,281	Direct
May 18, 2006	XEL	No securities are beneficially owned	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

USB

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2017	$1,116,923	—	$7,500,000	$2,500,000	$886,200	$3,369,557	$24,525	$15,397,205
2016	$1,400,000	—	$6,393,750	$2,131,250	$3,046,050	$2,359,264	$15,680	$15,345,994
2015	$1,300,000	—	$5,812,500	$1,937,500	$2,304,900	$202,478	$27,632	$11,585,010

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.