Richard L Carr

Insider

First SEC filing: Jan. 4, 2010 · Latest: Jan. 4, 2010

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

NWBI selling Sept. 7, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 15, 2013	NWBI	A	7,200	$12.44	$89,568	7,200 Direct	—	Acquired	22.5% (price as of 2026-08-20)
May 15, 2013	NWBI	A	2,700	$12.55	$33,885	103,832 Direct	+2.67%	Acquired	21.4% (price as of 2026-08-20)
May 23, 2012	NWBI	A	7,200	$11.70	$84,240	7,200 Direct	—	Acquired	30.2% (price as of 2026-08-20)
May 23, 2012	NWBI	A	2,700	$11.64	$31,428	2,700 Direct	—	Acquired	30.9% (price as of 2026-08-20)
Sept. 7, 2011	NWBI	X	7,500	$4.35	$32,625	0 Direct	-100.00%	Disposed	250.2% (price as of 2026-08-20)
Sept. 7, 2011	NWBI	S	1,500	$11.96	$17,940	98,432 Direct	-1.50%	Disposed	27.4% (price as of 2026-08-20)
Sept. 7, 2011	NWBI	S	66	$11.96	$789	99,932 Direct	-0.07%	Disposed	27.4% (price as of 2026-08-20)
Sept. 7, 2011	NWBI	S	1,234	$11.97	$14,771	99,998 Direct	-1.22%	Disposed	27.3% (price as of 2026-08-20)
Sept. 7, 2011	NWBI	X	7,500	$4.35	$32,625	101,232 Direct	+8.00%	Acquired	250.2% (price as of 2026-08-20)
May 18, 2011	NWBI	A	30,000	$12.32	$369,600	30,000 Direct	—	Acquired	23.7% (price as of 2026-08-20)
May 18, 2011	NWBI	A	12,000	$12.34	$148,080	12,000 Direct	—	Acquired	23.5% (price as of 2026-08-20)
Jan. 19, 2011	NWBI	A	6,000	—	—	6,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 15, 2010	NWBI	S	9,800	$11.32	$110,936	81,731 Direct	-10.71%	Disposed	34.6% (price as of 2026-08-20)
Dec. 15, 2010	NWBI	S	3,300	$11.33	$37,389	91,531 Direct	-3.48%	Disposed	34.5% (price as of 2026-08-20)
Dec. 15, 2010	NWBI	S	1,900	$11.34	$21,546	94,831 Direct	-1.96%	Disposed	34.3% (price as of 2026-08-20)
Dec. 14, 2010	NWBI	X	15,000	$4.35	$65,250	7,500 Direct	-66.67%	Disposed	250.2% (price as of 2026-08-20)
Dec. 14, 2010	NWBI	X	15,000	$4.35	$65,250	96,731 Direct	+18.35%	Acquired	250.2% (price as of 2026-08-20)
Jan. 20, 2010	NWBI	A	6,000	$11.49	$68,940	6,000 Direct	—	Acquired	32.6% (price as of 2026-08-20)
Jan. 20, 2010	NWBI	A	6,000	$11.49	$68,940	6,000 Direct	—	Acquired	32.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 15, 2013	NWBI	Stock Options	Common Stock (7,200)	$12.44	May 15, 2023	7,200	Acquired
May 23, 2012	NWBI	Stock Options	Common Stock (7,200)	$11.70	May 23, 2022	7,200	Acquired
Sept. 7, 2011	NWBI	Stock Options	Northwest Bancshares, Inc. (7,500)	$4.35	Oct. 17, 2011	7,500	Disposed
May 18, 2011	NWBI	Stock Options	Common Stock (30,000)	$12.32	May 18, 2021	30,000	Acquired
Jan. 19, 2011	NWBI	Stock Options	Common Stock (6,000)	$12.12	Jan. 19, 2021	6,000	Acquired
Dec. 14, 2010	NWBI	Option Plan (Right to Buy)	Northwest Bancshares, Inc. (22,500)	$4.35	Oct. 17, 2011	15,000	Disposed
Jan. 20, 2010	NWBI	Option Plan (Right to Buy)	Northwest Bancshares, Inc. (6,000)	$11.49	Jan. 20, 2020	6,000	Acquired
Jan. 20, 2010	NWBI	Option Plan (Right to Buy)	Northwest Bancshares, Inc. (6,000)	$11.49	Jan. 20, 2021	6,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 4, 2010	NWBI	Northwest Bancshares, Inc.	81,731	Direct
Jan. 4, 2010	NWBI	Northwest Bancshares, Inc.	12,068	Indirect
Jan. 4, 2010	NWBI	Northwest Bancshares, Inc.	2,638	Indirect
Jan. 4, 2010	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (22,500)	22,500	Direct
Jan. 4, 2010	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (22,500)	22,500	Direct
Jan. 4, 2010	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (6,750)	6,750	Direct
Jan. 4, 2010	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (6,750)	6,750	Direct
Dec. 18, 2009	NWBI	Northwest Bancshares, Inc.	81,731	Direct
Dec. 18, 2009	NWBI	Northwest Bancshares, Inc.	12,068	Indirect
Dec. 18, 2009	NWBI	Northwest Bancshares, Inc.	2,238	Indirect
Dec. 18, 2009	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (22,500)	22,500	Direct
Dec. 18, 2009	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (22,500)	22,500	Direct
Dec. 18, 2009	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (6,750)	6,750	Direct
Dec. 18, 2009	NWBI	Stock Options (Right to Buy)→ Northwest Bancshares, Inc. (6,750)	6,750	Direct