Richard L Huber
CIK 1189647 · View on SEC EDGAR ↗
First SEC filing: Dec. 30, 2016 · Latest: Dec. 30, 2016
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 10, 2021 | AQB | A | 2,500 | — | — | 2,500 Direct | — | Acquired | (price as of 2026-08-21) |
| March 10, 2021 | AQB | A | 2,500 | — | — | 2,500 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 10, 2021 | AQB | Options to Purchase Common Stock | Common Stock (2,500) | $6.72 | March 10, 2031 | 2,500 | Acquired |
| March 10, 2021 | AQB | Options to Purchase Common Stock | Common Stock (2,500) | $6.72 | March 10, 2031 | 2,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 30, 2016 | AQB | Common Stock | 639,321 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (24,000) | 24,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (24,000) | 24,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (24,000) | 24,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (24,000) | 24,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (24,000) | 24,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (24,000) | 24,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (24,000) | 24,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (24,000) | 24,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (75,000) | 75,000 | Direct |
| Dec. 30, 2016 | AQB | Options to Purchase Common Stock→ Common Stock (75,000) | 75,000 | Direct |