Richard L Johnson

Insider

First SEC filing: May 18, 2009 · Latest: May 18, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

EMN selling May 9, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 12, 2011	EMN	G	500	—	—	13,017 Direct	-3.70%	Disposed	(price as of 2026-08-20)
May 9, 2011	EMN	M	8,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 9, 2011	EMN	M	4,516	—	—	9,034 Direct	-33.33%	Disposed	(price as of 2026-08-20)
May 9, 2011	EMN	S	8,500	$104.87	$891,395	13,517 Direct	-38.61%	Disposed	42.9% (price as of 2026-08-20)
May 9, 2011	EMN	M	8,500	$66.15	$562,275	22,017 Direct	+62.88%	Acquired	126.5% (price as of 2026-08-20)
May 9, 2011	EMN	S	4,516	$104.93	$473,864	13,517 Direct	-25.04%	Disposed	42.8% (price as of 2026-08-20)
May 9, 2011	EMN	M	4,516	$55.63	$251,225	18,033 Direct	+33.41%	Acquired	169.4% (price as of 2026-08-20)
March 3, 2011	EMN	G	850	—	—	13,517 Direct	-5.92%	Disposed	(price as of 2026-08-20)
March 2, 2011	EMN	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 2, 2011	EMN	S	15,000	$94.42	$1,416,300	14,367 Direct	-51.08%	Disposed	58.7% (price as of 2026-08-20)
March 2, 2011	EMN	M	15,000	$60.92	$913,800	29,367 Direct	+104.41%	Acquired	146.0% (price as of 2026-08-20)
Feb. 18, 2011	EMN	F	1,867	$95.41	$178,130	14,367 Direct	-11.50%	Disposed	57.1% (price as of 2026-08-20)
Feb. 18, 2011	EMN	A	6,996	—	—	16,234 Direct	+75.73%	Acquired	(price as of 2026-08-20)
Jan. 14, 2011	EMN	G	334	—	—	9,238 Direct	-3.49%	Disposed	(price as of 2026-08-20)
Dec. 7, 2010	EMN	G	650	—	—	9,572 Direct	-6.36%	Disposed	(price as of 2026-08-20)
Nov. 4, 2010	EMN	M	2,883	—	—	2,884 Direct	-49.99%	Disposed	(price as of 2026-08-20)
Nov. 4, 2010	EMN	M	4,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 4, 2010	EMN	S	2,883	$80.00	$230,640	10,222 Direct	-22.00%	Disposed	87.3% (price as of 2026-08-20)
Nov. 4, 2010	EMN	M	2,883	$36.60	$105,518	13,105 Direct	+28.20%	Acquired	309.5% (price as of 2026-08-20)
Nov. 4, 2010	EMN	S	4,500	$80.00	$360,000	10,222 Direct	-30.57%	Disposed	87.3% (price as of 2026-08-20)
Nov. 4, 2010	EMN	M	4,500	$53.51	$240,795	14,722 Direct	+44.02%	Acquired	180.1% (price as of 2026-08-20)
Nov. 2, 2010	EMN	A	9,300	—	—	9,300 Direct	—	Acquired	(price as of 2026-08-20)
April 29, 2010	EMN	M	2,883	—	—	5,767 Direct	-33.33%	Disposed	(price as of 2026-08-20)
April 29, 2010	EMN	S	2,883	$68.66	$197,947	10,222 Direct	-22.00%	Disposed	118.3% (price as of 2026-08-20)
April 29, 2010	EMN	M	2,883	$36.60	$105,518	13,105 Direct	+28.20%	Acquired	309.5% (price as of 2026-08-20)
March 1, 2010	EMN	G	1,542	—	—	10,222 Direct	-13.11%	Disposed	(price as of 2026-08-20)
Feb. 19, 2010	EMN	F	1,376	$60.02	$82,588	11,764 Direct	-10.47%	Disposed	149.7% (price as of 2026-08-20)
Feb. 19, 2010	EMN	A	5,200	—	—	13,140 Direct	+65.49%	Acquired	(price as of 2026-08-20)
Feb. 1, 2010	EMN	F	1,672	$59.97	$100,270	7,940 Direct	-17.39%	Disposed	149.9% (price as of 2026-08-20)
Oct. 27, 2009	EMN	A	13,550	—	—	13,550 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 9, 2011	EMN	Employee Stock Option (Right to Buy)	Common Stock (8,500)	$66.15	Oct. 29, 2017	8,500	Disposed
May 9, 2011	EMN	Employee Stock Option (Right to Buy)	Common Stock (4,516)	$55.63	Oct. 26, 2019	4,516	Disposed
March 2, 2011	EMN	Employee Stock Option (Right to Buy)	Common Stock (15,000)	$60.92	Oct. 30, 2016	15,000	Disposed
Nov. 4, 2010	EMN	Employee Stock Option (Right to Buy)	Common Stock (2,883)	$36.60	Oct. 27, 2018	2,883	Disposed
Nov. 4, 2010	EMN	Employee Stock Option (Right to Buy)	Common Stock (4,500)	$53.51	Oct. 31, 2015	4,500	Disposed
Nov. 2, 2010	EMN	Employee Stock Option (Right to Buy)	Common Stock (9,300)	$79.68	Nov. 1, 2020	9,300	Acquired
April 29, 2010	EMN	Employee Stock Option (Right to Buy)	Common Stock (2,883)	$36.60	Oct. 27, 2018	2,883	Disposed
Oct. 27, 2009	EMN	Employee Stock Option (Right to Buy)	Common Stock (13,550)	$55.63	Oct. 26, 2019	13,550	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 18, 2009	EMN	Common Stock	9,612	Direct
May 18, 2009	EMN	Employee Stock Option (right to buy)→ Common Stock (4,500)	4,500	Direct
May 18, 2009	EMN	Employee Stock Option (right to buy)→ Common Stock (15,000)	15,000	Direct
May 18, 2009	EMN	Employee Stock Option (right to buy)→ Common Stock (8,500)	8,500	Direct
May 18, 2009	EMN	Employee Stock Option (right to buy)→ Common Stock (8,650)	8,650	Direct