Richard L. Stein

CIK 1831906 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 4, 2024 · Latest: June 16, 2026

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 15, 2026	CFG	F	4,913	$67.65	$332,364	84,633 Direct	-5.49%	Disposed	3.6% (price as of 2026-08-20)
March 1, 2026	CFG	F	12,295	$60.19	$740,036	89,546 Direct	-12.07%	Disposed	16.4% (price as of 2026-08-20)
March 1, 2026	CFG	A	12,958	—	—	101,841 Direct	+14.58%	Acquired	(price as of 2026-08-20)
March 1, 2025	CFG	F	10,461	$45.77	$478,800	88,883 Direct	-10.53%	Disposed	53.1% (price as of 2026-08-20)
March 1, 2025	CFG	A	14,556	—	—	99,344 Direct	+17.17%	Acquired	(price as of 2026-08-20)
March 1, 2024	CFG	F	10,336	$31.39	$324,447	84,788 Direct	-10.87%	Disposed	123.2% (price as of 2026-08-20)
March 1, 2024	CFG	A	28,453	—	—	95,124 Direct	+42.68%	Acquired	(price as of 2026-08-20)
Feb. 17, 2023	FITB	F	723	$36.95	$26,715	44,939 Direct	-1.58%	Disposed	48.5% (price as of 2026-08-20)
Feb. 16, 2023	FITB	F	722	$36.66	$26,469	45,662 Direct	-1.56%	Disposed	49.6% (price as of 2026-08-20)
Feb. 14, 2023	FITB	A	11,439	—	—	11,439 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2023	FITB	A	8,092	—	—	46,384 Direct	+21.13%	Acquired	(price as of 2026-08-20)
Feb. 12, 2023	FITB	F	1,501	$37.17	$55,792	38,292 Direct	-3.77%	Disposed	47.6% (price as of 2026-08-20)
Feb. 6, 2023	FITB	F	2,362	$37.24	$87,961	39,793 Direct	-5.60%	Disposed	47.3% (price as of 2026-08-20)
May 17, 2022	FITB	F	409	$37.00	$15,133	42,155 Direct	-0.96%	Disposed	48.3% (price as of 2026-08-20)
Feb. 17, 2022	FITB	F	722	$48.19	$34,793	42,564 Direct	-1.67%	Disposed	13.8% (price as of 2026-08-20)
Feb. 16, 2022	FITB	A	10,942	—	—	10,942 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 16, 2022	FITB	A	7,304	—	—	43,286 Direct	+20.30%	Acquired	(price as of 2026-08-20)
Feb. 11, 2022	FITB	F	1,501	$48.54	$72,859	35,982 Direct	-4.00%	Disposed	13.0% (price as of 2026-08-20)
Feb. 4, 2022	FITB	F	2,315	$47.34	$109,592	37,483 Direct	-5.82%	Disposed	15.9% (price as of 2026-08-20)
May 17, 2021	FITB	F	410	$42.90	$17,589	39,798 Direct	-1.02%	Disposed	27.9% (price as of 2026-08-20)
April 26, 2021	FITB	S	18,472	$39.10	$722,255	40,208 Direct	-31.48%	Disposed	40.3% (price as of 2026-08-20)
Feb. 17, 2021	FITB	A	13,393	—	—	13,393 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2021	FITB	A	7,307	—	—	58,680 Direct	+14.22%	Acquired	(price as of 2026-08-20)
Feb. 17, 2021	FITB	F	2,414	$28.93	$69,837	51,373 Direct	-4.49%	Disposed	89.6% (price as of 2026-08-20)
Feb. 17, 2021	FITB	A	8,140	—	—	53,787 Direct	+17.83%	Acquired	(price as of 2026-08-20)
Feb. 12, 2021	FITB	F	1,501	$32.51	$48,798	45,647 Direct	-3.18%	Disposed	68.7% (price as of 2026-08-20)
Feb. 5, 2021	FITB	F	2,233	$32.10	$71,679	47,148 Direct	-4.52%	Disposed	70.9% (price as of 2026-08-20)
Jan. 29, 2021	FITB	F	843	$28.93	$24,388	49,381 Direct	-1.68%	Disposed	89.6% (price as of 2026-08-20)
Nov. 11, 2020	FITB	S	19	$25.76	$489	0 Indirect	-100.00%	Disposed	113.0% (price as of 2026-08-20)
Nov. 11, 2020	FITB	S	81	$25.76	$2,087	0 Indirect	-100.00%	Disposed	113.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 14, 2023	FITB	Stock Appreciation Rights	Common Stock (11,439)	$37.19	Feb. 14, 2033	11,439	Acquired
Feb. 16, 2022	FITB	Stock Appreciation Rights	Common Stock (10,942)	$49.51	Feb. 16, 2032	10,942	Acquired
Feb. 17, 2021	FITB	Stock Appreciation Right	Common Stock (13,393)	$33.53	Feb. 17, 2031	13,393	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 4, 2024	CFG	Common Stock	66,671	Direct
Nov. 13, 2020	FITB	Common Stock	50,224	Direct
Nov. 13, 2020	FITB	Common Stock	81	Indirect
Nov. 13, 2020	FITB	Common Stock	19	Indirect
Nov. 13, 2020	FITB	Stock Appreciation Right→ Common Stock (6,906)	6,906	Direct
Nov. 13, 2020	FITB	Stock Appreciation Right→ Common Stock (14,914)	14,914	Direct
Nov. 13, 2020	FITB	Stock Appreciation Right→ Common Stock (7,018)	7,018	Direct
Nov. 13, 2020	FITB	Stock Appreciation Right→ Common Stock (7,944)	7,944	Direct