Richard L Thompson

Insider

First SEC filing: July 1, 2004 · Latest: July 1, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 98 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

98 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 8, 2018	NI	A	5,478	$25.10	$137,498	16,076 Direct	+51.69%	Acquired	66.9% (price as of 2026-08-20)
May 9, 2017	NI	A	5,394	$24.10	$129,995	15,494 Direct	+53.41%	Acquired	73.8% (price as of 2026-08-20)
May 11, 2016	NI	A	5,044	$23.79	$119,997	9,850 Direct	+104.95%	Acquired	76.1% (price as of 2026-08-20)
Oct. 1, 2015	LII	J	45,000	$113.32	$5,099,400	45,000 Indirect	—	Acquired	265.5% (price as of 2026-08-20)
Oct. 1, 2015	LII	J	45,000	$113.32	$5,099,400	45,000 Indirect	—	Acquired	265.5% (price as of 2026-08-20)
Aug. 13, 2015	LII	S	20,000	$122.87	$2,457,400	216,159 Indirect	-8.47%	Disposed	237.0% (price as of 2026-08-20)
July 15, 2015	LII	A	116	$107.69	$12,492	236,159 Indirect	+0.05%	Acquired	284.6% (price as of 2026-08-20)
May 14, 2015	LII	A	1,139	$112.70	$128,365	236,043 Indirect	+0.48%	Acquired	267.5% (price as of 2026-08-20)
May 14, 2015	LII	A	1,301	$112.70	$146,623	234,904 Indirect	+0.56%	Acquired	267.5% (price as of 2026-08-20)
May 14, 2015	LII	A	2,061	$112.70	$232,275	233,603 Indirect	+0.89%	Acquired	267.5% (price as of 2026-08-20)
May 14, 2015	LII	D	1,301	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 14, 2015	LII	D	1,139	—	—	1,301 Direct	-46.68%	Disposed	(price as of 2026-08-20)
May 14, 2015	LII	D	2,061	—	—	2,440 Direct	-45.79%	Disposed	(price as of 2026-08-20)
May 12, 2015	NI	A	2,699	$44.46	$119,998	7,367 Direct	+57.82%	Acquired	139.8% (price as of 2026-08-20)
April 15, 2015	LII	A	111	$111.69	$12,398	231,542 Indirect	+0.05%	Acquired	270.8% (price as of 2026-08-20)
Jan. 15, 2015	LII	A	131	$95.07	$12,454	231,431 Indirect	+0.06%	Acquired	335.6% (price as of 2026-08-20)
Dec. 12, 2014	LII	A	1,139	—	—	4,501 Direct	+33.88%	Acquired	(price as of 2026-08-20)
Dec. 9, 2014	LII	A	5,980	$93.98	$562,000	231,300 Indirect	+2.65%	Acquired	340.7% (price as of 2026-08-20)
Dec. 9, 2014	LII	D	5,980	—	—	3,362 Direct	-64.01%	Disposed	(price as of 2026-08-20)
Oct. 15, 2014	LII	A	162	$76.87	$12,453	225,320 Indirect	+0.07%	Acquired	438.7% (price as of 2026-08-20)
July 15, 2014	LII	A	139	$89.57	$12,450	225,158 Indirect	+0.06%	Acquired	362.4% (price as of 2026-08-20)
May 13, 2014	NI	A	3,346	—	—	7,895 Direct	+73.55%	Acquired	(price as of 2026-08-20)
April 15, 2014	LII	A	137	$90.91	$12,455	225,019 Indirect	+0.06%	Acquired	355.5% (price as of 2026-08-20)
Jan. 15, 2014	LII	A	146	$85.06	$12,419	224,882 Indirect	+0.06%	Acquired	386.9% (price as of 2026-08-20)
Dec. 13, 2013	LII	A	1,301	—	—	9,342 Direct	+16.18%	Acquired	(price as of 2026-08-20)
Dec. 10, 2013	LII	M	4,113	$82.64	$339,898	8,041 Direct	-33.84%	Disposed	401.1% (price as of 2026-08-20)
Dec. 10, 2013	LII	M	4,113	$82.64	$339,898	224,736 Indirect	+1.86%	Acquired	401.1% (price as of 2026-08-20)
Oct. 15, 2013	LII	A	166	$75.26	$12,493	220,623 Indirect	+0.08%	Acquired	450.3% (price as of 2026-08-20)
July 15, 2013	LII	A	193	$64.54	$12,456	220,457 Indirect	+0.09%	Acquired	541.7% (price as of 2026-08-20)
May 14, 2013	NI	A	3,695	—	—	8,104 Direct	+83.81%	Acquired	(price as of 2026-08-20)
April 15, 2013	LII	A	196	$63.49	$12,444	220,264 Indirect	+0.09%	Acquired	552.3% (price as of 2026-08-20)
Jan. 15, 2013	LII	J	3,021	—	—	12,154 Direct	-19.91%	Disposed	(price as of 2026-08-20)
Jan. 15, 2013	LII	J	3,021	—	—	220,068 Indirect	+1.39%	Acquired	(price as of 2026-08-20)
Jan. 15, 2013	LII	A	238	$52.52	$12,500	217,047 Indirect	+0.11%	Acquired	688.5% (price as of 2026-08-20)
Dec. 7, 2012	LII	A	2,061	—	—	216,809 Indirect	+0.96%	Acquired	(price as of 2026-08-20)
Oct. 15, 2012	LII	A	258	$48.36	$12,477	214,748 Indirect	+0.12%	Acquired	756.3% (price as of 2026-08-20)
July 30, 2012	LII	J	315	—	—	15,175 Direct	-2.03%	Disposed	(price as of 2026-08-20)
July 30, 2012	LII	J	315	—	—	214,490 Indirect	+0.15%	Acquired	(price as of 2026-08-20)
July 27, 2012	LII	M	9,411	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 27, 2012	LII	M	7,638	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 27, 2012	LII	D	5,085	$44.10	$224,248	214,175 Indirect	-2.32%	Disposed	839.1% (price as of 2026-08-20)
July 27, 2012	LII	D	6,595	$44.02	$290,312	219,260 Indirect	-2.92%	Disposed	840.8% (price as of 2026-08-20)
July 27, 2012	LII	M	9,411	$30.84	$290,235	225,855 Indirect	+4.35%	Acquired	1242.8% (price as of 2026-08-20)
July 27, 2012	LII	M	7,638	$29.36	$224,252	216,444 Indirect	+3.66%	Acquired	1310.5% (price as of 2026-08-20)
July 16, 2012	LII	A	315	$46.63	$14,688	15,490 Direct	+2.08%	Acquired	788.1% (price as of 2026-08-20)
May 15, 2012	NI	A	4,285	—	—	13,309 Direct	+47.48%	Acquired	(price as of 2026-08-20)
April 16, 2012	LII	A	434	$40.30	$17,490	208,806 Indirect	+0.21%	Acquired	927.6% (price as of 2026-08-20)
Jan. 13, 2012	LII	A	518	$33.75	$17,482	208,372 Indirect	+0.25%	Acquired	1127.1% (price as of 2026-08-20)
Dec. 9, 2011	LII	A	5,980	—	—	15,175 Direct	+65.04%	Acquired	(price as of 2026-08-20)
Dec. 1, 2011	LII	M	13,131	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 1, 2011	LII	M	13,131	$18.22	$239,247	217,049 Direct	+6.44%	Acquired	2172.9% (price as of 2026-08-20)
Oct. 14, 2011	LII	A	678	$25.78	$17,479	203,918 Direct	+0.33%	Acquired	1506.4% (price as of 2026-08-20)
July 15, 2011	LII	A	406	$43.07	$17,486	203,240 Direct	+0.20%	Acquired	861.5% (price as of 2026-08-20)
June 30, 2011	NI	A	679	—	—	37,558 Direct	+1.84%	Acquired	(price as of 2026-08-20)
June 1, 2011	NI	A	3,900	—	—	8,900 Direct	+78.00%	Acquired	(price as of 2026-08-20)
April 15, 2011	LII	A	332	$52.58	$17,457	202,834 Direct	+0.16%	Acquired	687.6% (price as of 2026-08-20)
March 31, 2011	NI	A	1,075	—	—	36,467 Direct	+3.04%	Acquired	(price as of 2026-08-20)
Jan. 14, 2011	LII	A	370	$47.29	$17,497	202,502 Direct	+0.18%	Acquired	775.7% (price as of 2026-08-20)
Dec. 31, 2010	NI	A	1,171	—	—	34,971 Direct	+3.46%	Acquired	(price as of 2026-08-20)
Dec. 10, 2010	LII	A	4,113	—	—	202,132 Direct	+2.08%	Acquired	(price as of 2026-08-20)
Dec. 8, 2010	LII	M	12,415	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 8, 2010	LII	M	12,415	$17.00	$211,055	198,019 Direct	+6.69%	Acquired	2336.1% (price as of 2026-08-20)
Oct. 15, 2010	LII	A	419	$41.69	$17,468	185,604 Direct	+0.23%	Acquired	893.4% (price as of 2026-08-20)
Sept. 30, 2010	NI	A	1,185	—	—	33,350 Direct	+3.68%	Acquired	(price as of 2026-08-20)
July 15, 2010	LII	A	420	$41.57	$17,459	185,185 Direct	+0.23%	Acquired	896.2% (price as of 2026-08-20)
June 30, 2010	NI	A	1,422	—	—	31,722 Direct	+4.69%	Acquired	(price as of 2026-08-20)
April 15, 2010	LII	A	394	$44.32	$17,462	184,765 Direct	+0.21%	Acquired	834.4% (price as of 2026-08-20)
March 31, 2010	NI	A	1,305	—	—	29,836 Direct	+4.57%	Acquired	(price as of 2026-08-20)
Jan. 15, 2010	LII	A	505	$39.04	$19,715	184,371 Direct	+0.27%	Acquired	960.8% (price as of 2026-08-20)
Dec. 31, 2009	NI	A	1,341	—	—	28,104 Direct	+5.01%	Acquired	(price as of 2026-08-20)
Dec. 11, 2009	LII	A	5,082	—	—	183,866 Direct	+2.84%	Acquired	(price as of 2026-08-20)
Dec. 2, 2009	LII	M	13,157	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2009	LII	M	12,483	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2009	LII	M	13,157	$10.31	$135,649	178,784 Direct	+7.94%	Acquired	3916.8% (price as of 2026-08-20)
Dec. 2, 2009	LII	M	12,483	$13.38	$167,023	165,627 Direct	+8.15%	Acquired	2995.1% (price as of 2026-08-20)
Oct. 15, 2009	LII	A	546	$36.12	$19,722	153,144 Direct	+0.36%	Acquired	1046.5% (price as of 2026-08-20)
Sept. 30, 2009	NI	A	1,485	—	—	26,323 Direct	+5.98%	Acquired	(price as of 2026-08-20)
Aug. 20, 2009	NI	A	426	—	—	24,838 Direct	+1.75%	Acquired	(price as of 2026-08-20)
July 15, 2009	LII	A	615	$32.11	$19,748	152,598 Direct	+0.40%	Acquired	1189.7% (price as of 2026-08-20)
June 30, 2009	NI	A	1,769	—	—	24,412 Direct	+7.81%	Acquired	(price as of 2026-08-20)
May 20, 2009	NI	A	480	—	—	22,643 Direct	+2.17%	Acquired	(price as of 2026-08-20)
April 15, 2009	LII	A	746	$26.46	$19,739	151,983 Direct	+0.49%	Acquired	1465.1% (price as of 2026-08-20)
March 31, 2009	NI	A	2,105	—	—	22,164 Direct	+10.49%	Acquired	(price as of 2026-08-20)
Feb. 20, 2009	NI	A	517	—	—	20,059 Direct	+2.65%	Acquired	(price as of 2026-08-20)
Jan. 15, 2009	LII	A	611	$32.29	$19,729	151,237 Direct	+0.41%	Acquired	1182.5% (price as of 2026-08-20)
Dec. 31, 2008	NI	A	1,880	—	—	19,543 Direct	+10.64%	Acquired	(price as of 2026-08-20)
Dec. 12, 2008	LII	A	6,996	—	—	150,626 Direct	+4.87%	Acquired	(price as of 2026-08-20)
Nov. 28, 2008	LII	M	9,900	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 28, 2008	LII	M	11,348	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 28, 2008	LII	S	13,222	$27.96	$369,687	143,630 Direct	-8.43%	Disposed	1381.2% (price as of 2026-08-20)
Nov. 28, 2008	LII	M	9,900	$19.03	$188,397	156,852 Direct	+6.74%	Acquired	2076.2% (price as of 2026-08-20)
Nov. 28, 2008	LII	M	11,348	$16.36	$185,653	146,952 Direct	+8.37%	Acquired	2431.4% (price as of 2026-08-20)
Nov. 20, 2008	NI	A	379	—	—	17,662 Direct	+2.19%	Acquired	(price as of 2026-08-20)
Oct. 15, 2008	LII	A	593	$33.27	$19,729	135,604 Direct	+0.44%	Acquired	1144.8% (price as of 2026-08-20)
Sept. 30, 2008	NI	A	1,397	—	—	17,283 Direct	+8.79%	Acquired	(price as of 2026-08-20)
Aug. 20, 2008	NI	A	217	—	—	15,886 Direct	+1.38%	Acquired	(price as of 2026-08-20)
July 15, 2008	LII	A	681	$28.96	$19,722	135,011 Direct	+0.51%	Acquired	1330.0% (price as of 2026-08-20)
June 30, 2008	NI	A	1,151	—	—	15,669 Direct	+7.93%	Acquired	(price as of 2026-08-20)
May 20, 2008	NI	A	181	—	—	14,518 Direct	+1.26%	Acquired	(price as of 2026-08-20)
April 15, 2008	LII	A	549	$35.97	$19,748	134,330 Direct	+0.41%	Acquired	1051.3% (price as of 2026-08-20)

Showing latest 100 of 202 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 1, 2015	LII	Forward sale contract (obligation to sell)	Common Stock, Par Value $0.01 Per Share (45,000)	$113.32	Jan. 17, 2017	45,000	Acquired
Oct. 1, 2015	LII	Forward sale contract (obligation to sell)	Common Stock, Par Value $0.01 Per Share (45,000)	$113.32	Oct. 3, 2016	45,000	Acquired
July 27, 2012	LII	Non-qualified Stock Appreciation Right	Common Stock, Par Value $0.01 Per Share (9,411)	$30.84	Dec. 8, 2013	9,411	Disposed
July 27, 2012	LII	Non-qualified Stock Appreciation Right	Common Stock, Par Value $0.01 Per Share (7,638)	$29.36	Dec. 9, 2012	7,638	Disposed
Dec. 1, 2011	LII	Non-qualified Stock Option (Right to Buy)	Common Stock, Par Value $0.01 Per Share (13,131)	$18.22	Dec. 10, 2011	13,131	Disposed
June 30, 2011	NI	Phantom Stock	Common Stock (679)	$0.00	—	679	Acquired
March 31, 2011	NI	Phantom Stock	Common Stock (1,075)	$0.00	—	1,075	Acquired
Dec. 31, 2010	NI	Phantom Stock	Common Stock (1,171)	$0.00	—	1,171	Acquired
Dec. 8, 2010	LII	Non-qualified Stock Option (Right to Buy)	Common Stock, Par Value $0.01 Per Share (12,415)	$17.00	Dec. 12, 2010	12,415	Disposed
Sept. 30, 2010	NI	Phantom Stock	Common Stock (1,185)	$0.00	—	1,185	Acquired
June 30, 2010	NI	Phantom Stock	Common Stock (1,422)	$0.00	—	1,422	Acquired
March 31, 2010	NI	Phantom Stock	Common Stock (1,305)	$0.00	—	1,305	Acquired
Dec. 31, 2009	NI	Phantom Stock	Common Stock (1,341)	$0.00	—	1,341	Acquired
Dec. 2, 2009	LII	Non-qualified Stock Option (Right to Buy)	Common Stock, Par Value $0.01 Per Share (13,157)	$10.31	Dec. 10, 2009	13,157	Disposed
Dec. 2, 2009	LII	Non-qualified Stock Option (Right to Buy)	Common Stock, Par Value $0.01 Per Share (12,483)	$13.38	Dec. 13, 2009	12,483	Disposed
Sept. 30, 2009	NI	Phantom Stock	Common Stock (1,485)	$0.00	—	1,485	Acquired
Aug. 20, 2009	NI	Phantom Stock	Common Stock (426)	$0.00	—	426	Acquired
June 30, 2009	NI	Phantom Stock	Common Stock (1,769)	$0.00	—	1,769	Acquired
May 20, 2009	NI	Phantom Stock	Common Stock (480)	$0.00	—	480	Acquired
March 31, 2009	NI	Phantom Stock	Common Stock (2,105)	$0.00	—	2,105	Acquired
Feb. 20, 2009	NI	Phantom Stock	Common Stock (517)	$0.00	—	517	Acquired
Dec. 31, 2008	NI	Phantom Stock	Common Stock (1,880)	$0.00	—	1,880	Acquired
Nov. 28, 2008	LII	Non-qualified Stock Option (Right to Buy)	Common Stock, Par Value $0.01 Per Share (9,900)	$19.03	Dec. 11, 2008	9,900	Disposed
Nov. 28, 2008	LII	Non-qualified Stock Option (Right to Buy)	Common Stock, Par Value $0.01 Per Share (11,348)	$16.36	Dec. 14, 2008	11,348	Disposed
Nov. 20, 2008	NI	Phantom Stock	Common Stock (379)	$0.00	Aug. 8, 1988	379	Acquired
Sept. 30, 2008	NI	Phantom Stock	Common Stock (1,397)	$0.00	Aug. 8, 1988	1,397	Acquired
Aug. 20, 2008	NI	Phantom Stock	Common Stock (217)	$0.00	Aug. 8, 1988	217	Acquired
June 30, 2008	NI	Phantom Stock	Common Stock (1,151)	$0.00	Aug. 8, 1988	1,151	Acquired
May 20, 2008	NI	Phantom Stock	Common Stock (181)	$0.00	Aug. 8, 1988	181	Acquired
March 31, 2008	NI	Phantom Stock	Common Stock (493)	$0.00	Aug. 8, 1988	493	Acquired
Feb. 20, 2008	NI	Phantom Stock	Common Stock (172)	$0.00	Aug. 8, 1988	172	Acquired
Dec. 31, 2007	NI	Phantom Stock	Common Stock (450)	$0.00	Aug. 8, 1988	450	Acquired
Nov. 29, 2007	LII	Non-Qualified Stock Option (right to buy)	Common Stock, par value $0.01 per share (15,131)	$7.88	Dec. 15, 2007	15,131	Disposed
Nov. 20, 2007	NI	Phantom Stock	Common Stock (167)	$0.00	Aug. 8, 1988	167	Acquired
Oct. 26, 2007	LII	Non-Qualified Stock Option (right to buy)	Common Stock, par value $0.01 per share (16,500)	$13.90	Dec. 12, 2007	16,500	Disposed
Sept. 28, 2007	NI	Phantom Stock	Common Stock (444)	$0.00	Aug. 8, 1988	444	Acquired
Aug. 20, 2007	NI	Phantom Stock	Common Stock (153)	$0.00	Aug. 8, 1988	153	Acquired
June 29, 2007	NI	Phantom Stock	Common Stock (410)	$0.00	Aug. 8, 1988	410	Acquired
May 18, 2007	NI	Phantom Stock	Common Stock (91)	$0.00	Aug. 8, 1988	91	Acquired
May 8, 2007	NI	Phantom Stock	Common Stock (1,945)	$0.00	Aug. 8, 1988	1,945	Acquired
May 8, 2007	NI	Phantom Stock	Common Stock (1,195)	$0.00	Aug. 8, 1988	1,195	Acquired
March 30, 2007	NI	Phantom Stock	Common Stock (204)	$0.00	Aug. 8, 1988	204	Acquired
Feb. 21, 2007	NI	Phantom Stock	Common Stock (92)	$0.00	Aug. 8, 1988	92	Acquired
Dec. 29, 2006	NI	Phantom Stock	Common Stock (207)	$0.00	Aug. 8, 1988	207	Acquired
Dec. 8, 2006	LII	Stock Appreciation Right	Common Stock, par value $0.01 per share (9,411)	$30.84	Dec. 8, 2013	9,411	Acquired
Nov. 29, 2006	LII	Non-Qualified Stock Option (right to buy)	Common Stock, par value $0.01 per share (16,500)	$13.31	Dec. 13, 2006	16,500	Disposed
Nov. 20, 2006	NI	Phantom Stock	Common Stock (91)	$0.00	Aug. 8, 1988	91	Acquired
Sept. 29, 2006	NI	Phantom Stock	Common Stock (230)	$0.00	Aug. 8, 1988	230	Acquired
Aug. 18, 2006	NI	Phantom Stock	Common Stock (98)	$0.00	Aug. 8, 1988	98	Acquired
June 30, 2006	NI	Phantom Stock	Common Stock (228)	$0.00	Aug. 8, 1988	228	Acquired
May 19, 2006	NI	Phantom Stock	Common Stock (94)	$0.00	Aug. 8, 1988	94	Acquired
March 31, 2006	NI	Phantom Stock	Common Stock (246)	$0.00	Aug. 8, 1988	246	Acquired
Feb. 17, 2006	NI	Phantom Stock	Common Stock (94)	$0.00	Aug. 8, 1988	94	Acquired
Jan. 27, 2006	NI	Phantom Stock	Common Stock (773)	$0.00	Aug. 8, 1988	773	Acquired
Dec. 31, 2005	NI	Phantom Stock	Common Stock (242)	$0.00	Aug. 8, 1988	242	Acquired
Dec. 9, 2005	LII	Stock Appreciation Right	Common Stock (7,638)	$29.36	Dec. 9, 2012	7,638	Acquired
Nov. 18, 2005	NI	Phantom Stock	Common Stock (78)	$0.00	Aug. 8, 1988	78	Acquired
Sept. 30, 2005	NI	Phantom Stock	Common Stock (205)	$0.00	Aug. 8, 1988	205	Acquired
Aug. 19, 2005	NI	Phantom Stock	Common Stock (70)	$0.00	Aug. 8, 1988	70	Acquired
June 30, 2005	NI	Phantom Stock	Common Stock (202)	$0.00	Aug. 8, 1988	202	Acquired
May 20, 2005	NI	Phantom Stock	Common Stock (66)	$0.00	Aug. 8, 1988	66	Acquired
March 31, 2005	NI	Phantom Stock	Common Stock (221)	$0.00	Aug. 8, 1988	221	Acquired
Feb. 18, 2005	NI	Phantom Stock	Common Stock (66)	$0.00	Aug. 8, 1988	66	Acquired
Dec. 31, 2004	NI	Phantom Stock	Common Stock (221)	$0.00	Aug. 8, 1988	221	Acquired
Dec. 10, 2004	LII	Non-Qualified Stock Option (right to buy)	Common Stock (13,131)	$18.22	Dec. 10, 2011	13,131	Acquired
Nov. 19, 2004	NI	Phantom Stock	Common Stock (67)	$0.00	Aug. 8, 1988	67	Acquired
Sept. 30, 2004	NI	Phantom Stock	Common Stock (238)	$0.00	Aug. 8, 1988	238	Acquired
Aug. 20, 2004	NI	Phantom Stock	Common Stock (65)	$0.00	Aug. 8, 1988	65	Acquired
June 30, 2004	NI	Phantom Stock	Common Stock (242)	$0.00	Aug. 8, 1988	242	Acquired
May 11, 2004	NI	Phantom Stock	Common Stock (5,672)	$0.00	Aug. 8, 1988	5,672	Acquired
March 31, 2004	CAT	Phantom Stock Units	Common (1,088)	—	Aug. 8, 1988	1,088	Acquired
Dec. 22, 2003	CAT	Employee Stock Option [F2]	Common (48,396)	$62.34	June 8, 2009	48,396	Disposed
Dec. 22, 2003	CAT	Employee Stock Option [F2]	Common	$62.34	June 8, 2009	1,604	Disposed
Dec. 12, 2003	LII	Non-Qualifed Stock Option (right to buy)	Common Stock (12,415)	$17.00	Dec. 12, 2010	12,415	Acquired
Aug. 14, 2003	CAT	Employee Stock Option [F2]	Common (20,334)	$50.72	June 11, 2012	20,334	Disposed
Aug. 14, 2003	CAT	Employee Stock Option [F2]	Common (1,934)	$51.66	June 10, 2007	1,934	Disposed
Aug. 13, 2003	CAT	Employee Stock Option [F2]	Common (45,500)	$51.66	June 10, 2007	45,500	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CAT

President

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2003	—	—	—	—	—	—	—	—
2002	—	—	—	—	—	—	—	—
2001	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.