Richard M Ausick
CIK 1368132 · View on SEC EDGAR ↗
First SEC filing: March 18, 2009 · Latest: March 18, 2009
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 9, 2018 | CAL | S | 3,110 | $34.78 | $108,166 | 61,534 Indirect | -4.81% | Disposed | -61.7% (price as of 2026-08-21) |
| April 6, 2018 | CAL | S | 11,890 | $34.79 | $413,653 | 64,644 Indirect | -15.54% | Disposed | -61.7% (price as of 2026-08-21) |
| March 20, 2018 | CAL | S | 17,651 | $32.91 | $580,894 | 76,534 Indirect | -18.74% | Disposed | -59.5% (price as of 2026-08-21) |
| Dec. 26, 2017 | CAL | S | 5,000 | $33.84 | $169,200 | 78,149 Indirect | -6.01% | Disposed | -60.6% (price as of 2026-08-21) |
| Dec. 22, 2017 | CAL | S | 5,000 | $33.07 | $165,350 | 83,149 Indirect | -5.67% | Disposed | -59.7% (price as of 2026-08-21) |
| March 28, 2017 | CAL | S | 13,030 | $26.82 | $349,465 | 88,149 Indirect | -12.88% | Disposed | -50.3% (price as of 2026-08-21) |
| Dec. 20, 2016 | CAL | S | 15,000 | $35.39 | $530,850 | 83,528 Indirect | -15.22% | Disposed | -62.4% (price as of 2026-08-21) |
| Dec. 16, 2016 | CAL | S | 15,000 | $34.74 | $521,100 | 98,528 Indirect | -13.21% | Disposed | -61.7% (price as of 2026-08-21) |
| Nov. 23, 2016 | CAL | S 10b5-1 | 9,300 | $31.78 | $295,554 | 113,528 Indirect | -7.57% | Disposed | -58.1% (price as of 2026-08-21) |
| Nov. 23, 2016 | CAL | S 10b5-1 | 700 | $30.38 | $21,266 | 122,828 Indirect | -0.57% | Disposed | -56.2% (price as of 2026-08-21) |
| Aug. 21, 2014 | CAL | S 10b5-1 | 2,062 | $30.01 | $61,881 | 189,307 Direct | -1.08% | Disposed | -55.6% (price as of 2026-08-21) |
| Aug. 19, 2014 | CAL | S 10b5-1 | 12,638 | $30.02 | $379,393 | 191,369 Direct | -6.19% | Disposed | -55.6% (price as of 2026-08-21) |
| Aug. 11, 2014 | CAL | S 10b5-1 | 300 | $30.00 | $9,000 | 204,007 Direct | -0.15% | Disposed | -55.6% (price as of 2026-08-21) |
| Jan. 2, 2014 | CAL | S 10b5-1 | 17,500 | $27.76 | $485,800 | 179,879 Direct | -8.87% | Disposed | -52.0% (price as of 2026-08-21) |
| May 31, 2013 | CAL | S | 6,000 | $21.25 | $127,500 | 0 Indirect | -100.00% | Disposed | -37.3% (price as of 2026-08-21) |
| May 31, 2013 | CAL | S | 3,000 | $21.28 | $63,840 | 204,725 Direct | -1.44% | Disposed | -37.4% (price as of 2026-08-21) |
| May 31, 2013 | CAL | S | 6,708 | $21.32 | $143,015 | 198,017 Direct | -3.28% | Disposed | -37.5% (price as of 2026-08-21) |
| May 31, 2013 | CAL | S | 638 | $21.34 | $13,615 | 197,379 Direct | -0.32% | Disposed | -37.6% (price as of 2026-08-21) |
| March 5, 2009 | CAL | P | 1,800 | $3.00 | $5,400 | 114,466 Indirect | +1.60% | Acquired | 344.0% (price as of 2026-08-21) |
| March 5, 2009 | CAL | P | 1,800 | $2.97 | $5,346 | 112,666 Indirect | +1.62% | Acquired | 348.5% (price as of 2026-08-21) |
| March 5, 2009 | CAL | P | 800 | $2.97 | $2,376 | 110,866 Indirect | +0.73% | Acquired | 348.5% (price as of 2026-08-21) |
| March 5, 2009 | CAL | P | 600 | $2.98 | $1,788 | 110,066 Indirect | +0.55% | Acquired | 347.0% (price as of 2026-08-21) |
Showing latest 100 of 121 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 9, 2017 | CAL | Cash-settled performance share units | Common Stock (10,192) | — | March 9, 2017 | 10,192 | Acquired |
| March 9, 2017 | CAL | Cash-settled performance share units | Common Stock (10,192) | — | March 9, 2017 | 10,192 | Disposed |
| July 6, 2016 | CAL | Employee Stock Option (Right to Buy) | Common Stock (5,565) | $21.41 | Aug. 22, 2016 | 5,565 | Disposed |
| March 3, 2016 | CAL | Cash-settled performance share units | Common Stock (17,211) | — | March 3, 2016 | 17,211 | Disposed |
| March 3, 2016 | CAL | Cash-settled performance share units | Common Stock (17,211) | — | March 3, 2016 | 17,211 | Acquired |
| Jan. 7, 2016 | CAL | Employee Stock Option (Right to Buy) | Common Stock (3,375) | $21.20 | March 2, 2016 | 3,375 | Disposed |
| March 13, 2015 | CAL | Cash-settled performance share units | Common Stock (9,413) | — | March 13, 2015 | 9,413 | Disposed |
| March 13, 2015 | CAL | Cash-settled performance share units | Common Stock (9,413) | — | March 13, 2015 | 9,413 | Acquired |
| Feb. 10, 2015 | CAL | Employee Stock Option (Right to Buy) | Common Stock (10,126) | $14.91 | March 3, 2015 | 10,126 | Disposed |
| June 6, 2014 | CAL | Employee Stock Option (Right to Buy) | Common Stock (6,750) | $14.91 | March 3, 2015 | 6,750 | Disposed |
| June 6, 2014 | CAL | Employee Stock Option (Right to Buy) | Common Stock (3,375) | $21.20 | March 2, 2016 | 3,375 | Disposed |
| June 6, 2014 | CAL | Employee Stock Option (Right to Buy) | Common Stock (1,935) | $21.41 | Aug. 22, 2016 | 1,935 | Disposed |
| June 6, 2014 | CAL | Employee Stock Option (Right to Buy) | Common Stock (2,500) | $15.20 | March 5, 2018 | 2,500 | Disposed |
| Feb. 11, 2014 | CAL | Employee Stock Option (Right to Buy) | Common Stock (16,874) | $17.34 | March 4, 2014 | 16,874 | Disposed |
| March 1, 2013 | CAL | Employee Stock Option (Right to Buy) | Common Stock (5,625) | $11.37 | March 6, 2013 | 5,625 | Disposed |
| March 11, 2010 | CAL | Employee Stock Option (Right to Buy) | Common Stock (8,918) | $7.07 | Jan. 2, 2012 | 8,918 | Disposed |
| March 5, 2008 | CAL | Employee Stock Option (Right to Buy) | Common Stock (2,500) | $15.20 | March 5, 2018 | 2,500 | Acquired |
| March 8, 2007 | CAL | Employee Stock Option (Right to Buy) | Common Stock (4,000) | $52.88 | March 8, 2017 | 4,000 | Acquired |
| Aug. 22, 2006 | CAL | Employee Stock Option (right to buy) | Common Stock (5,000) | $32.12 | Aug. 22, 2016 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 30, 2006 | CAL | Common Stock | — | Direct |
| June 30, 2006 | CAL | Employee Stock Option (Right to Buy)→ Common Stock (5,945) | 5,945 | Direct |
| June 30, 2006 | CAL | Employee Stock Option (Right to Buy)→ Common Stock (3,750) | 3,750 | Direct |
| June 30, 2006 | CAL | Employee Stock Option (Right to Buy)→ Common Stock (11,250) | 11,250 | Direct |
| June 30, 2006 | CAL | Employee Stock Option (Right to Buy)→ Common Stock (11,251) | 11,251 | Direct |
| June 30, 2006 | CAL | Employee Stock Option (Right to Buy)→ Common Stock (4,500) | 4,500 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $650,000 | — | — | — | $510,306 | $15,013 | $15,004 | $2,522,323 |
| 2015 | $645,673 | — | — | — | $578,983 | $84,759 | $23,427 | $2,587,882 |
| 2014 | $625,000 | — | — | — | $985,714 | $593,410 | $49,835 | $3,048,635 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.