Richard M Frank

CIK 1204768 · View on SEC EDGAR ↗

Insider

First SEC filing: May 20, 2024 · Latest: May 20, 2024

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.

Insider at

WHG buying Nov. 30, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 20, 2024	WHG	A	7,547	—	—	82,228 Direct	+10.11%	Acquired	(price as of 2026-08-20)
April 26, 2023	WHG	A	7,917	—	—	74,681 Direct	+11.86%	Acquired	(price as of 2026-08-20)
April 27, 2022	WHG	A	5,898	—	—	66,764 Direct	+9.69%	Acquired	(price as of 2026-08-20)
Nov. 30, 2021	WHG	P	578	$16.65	$9,624	60,866 Direct	+0.96%	Acquired	16.6% (price as of 2026-08-20)
Nov. 29, 2021	WHG	P	406	$16.65	$6,760	60,288 Direct	+0.68%	Acquired	16.6% (price as of 2026-08-20)
Nov. 22, 2021	WHG	P	1,516	$16.65	$25,241	59,882 Direct	+2.60%	Acquired	16.6% (price as of 2026-08-20)
Nov. 19, 2021	WHG	P	4,498	$17.50	$78,715	58,366 Direct	+8.35%	Acquired	10.9% (price as of 2026-08-20)
Nov. 19, 2021	WHG	A	4,498	$17.50	$78,715	58,366 Direct	+8.35%	Acquired	10.9% (price as of 2026-08-20)
Nov. 18, 2021	WHG	P	502	$17.50	$8,785	53,868 Direct	+0.94%	Acquired	10.9% (price as of 2026-08-20)
Nov. 18, 2021	WHG	A	502	$17.50	$8,785	53,868 Direct	+0.94%	Acquired	10.9% (price as of 2026-08-20)
April 28, 2021	WHG	A	5,609	—	—	48,366 Direct	+13.12%	Acquired	(price as of 2026-08-20)
Nov. 16, 2020	WHG	P	5,584	$11.20	$62,541	42,757 Direct	+15.02%	Acquired	73.3% (price as of 2026-08-20)
April 29, 2020	WHG	A	3,727	—	—	37,173 Direct	+11.14%	Acquired	(price as of 2026-08-20)
April 24, 2019	WHG	A	2,578	—	—	33,446 Direct	+8.35%	Acquired	(price as of 2026-08-20)
April 25, 2018	WHG	A	1,622	—	—	30,868 Direct	+5.55%	Acquired	(price as of 2026-08-20)
Aug. 2, 2017	WHG	S	20	$58.54	$1,171	0 Indirect	-100.00%	Disposed	-66.8% (price as of 2026-08-20)
April 26, 2017	WHG	A	1,661	—	—	29,246 Direct	+6.02%	Acquired	(price as of 2026-08-20)
April 27, 2016	WHG	A	1,570	—	—	27,585 Direct	+6.03%	Acquired	(price as of 2026-08-20)
April 29, 2015	WHG	A	1,484	—	—	26,015 Direct	+6.05%	Acquired	(price as of 2026-08-20)
April 17, 2014	WHG	A	1,531	—	—	24,531 Direct	+6.66%	Acquired	(price as of 2026-08-20)
April 17, 2014	WHG	A	1,500	—	—	24,500 Direct	+6.52%	Acquired	(price as of 2026-08-20)
Oct. 24, 2013	WHG	S	7,500	$53.78	$403,350	23,000 Direct	-24.59%	Disposed	-63.9% (price as of 2026-08-20)
Aug. 5, 2013	WHG	S	1,400	$49.77	$69,678	30,500 Direct	-4.39%	Disposed	-61.0% (price as of 2026-08-20)
Aug. 1, 2013	WHG	S	100	$50.00	$5,000	31,900 Direct	-0.31%	Disposed	-61.2% (price as of 2026-08-20)
April 18, 2013	WHG	A	1,500	—	—	32,000 Direct	+4.92%	Acquired	(price as of 2026-08-20)
April 19, 2012	WHG	A	1,500	—	—	30,500 Direct	+5.17%	Acquired	(price as of 2026-08-20)
Oct. 27, 2011	WHG	G	2,500	—	—	29,000 Direct	-7.94%	Disposed	(price as of 2026-08-20)
April 20, 2011	WHG	A	1,500	—	—	31,500 Direct	+5.00%	Acquired	(price as of 2026-08-20)
July 22, 2010	WHG	A	1,500	—	—	30,000 Direct	+5.26%	Acquired	(price as of 2026-08-20)
July 23, 2009	WHG	A	1,500	—	—	28,500 Direct	+5.56%	Acquired	(price as of 2026-08-20)
July 23, 2008	WHG	A	1,500	—	—	27,000 Direct	+5.88%	Acquired	(price as of 2026-08-20)
Nov. 19, 2007	WHG	P	20	$36.60	$732	20 Indirect	—	Acquired	-47.0% (price as of 2026-08-20)
July 26, 2007	WHG	A	1,500	—	—	25,500 Direct	+6.25%	Acquired	(price as of 2026-08-20)
July 27, 2006	WHG	A	1,500	—	—	24,000 Direct	+6.67%	Acquired	(price as of 2026-08-20)
Feb. 22, 2006	WHG	P	20,000	$19.90	$398,000	22,500 Direct	+800.00%	Acquired	-2.5% (price as of 2026-08-20)
Feb. 15, 2006	WHG	P	800	$20.12	$16,096	2,500 Direct	+47.06%	Acquired	-3.5% (price as of 2026-08-20)
Feb. 13, 2006	WHG	P	100	$19.30	$1,930	1,700 Direct	+6.25%	Acquired	0.6% (price as of 2026-08-20)
Feb. 10, 2006	WHG	P	1,600	$19.20	$30,720	1,600 Direct	—	Acquired	1.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.