Richard M Smith
CIK 1380032 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 11, 2007 · Latest: Dec. 11, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 50 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 5, 2017 | FOR | D | 28,621 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Oct. 5, 2017 | FOR | D | 81,258 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Aug. 7, 2017 | FOR | M | 1,448 | — | — | 1,448 Direct | -50.00% | Disposed | (price as of 2026-08-20) |
| Aug. 7, 2017 | FOR | M | 1,448 | — | — | 81,258 Direct | +1.81% | Acquired | (price as of 2026-08-20) |
| Aug. 7, 2017 | FOR | A | 1,565 | — | — | 79,810 Direct | +2.00% | Acquired | (price as of 2026-08-20) |
| May 9, 2017 | FOR | M | 1,448 | — | — | 2,896 Direct | -33.33% | Disposed | (price as of 2026-08-20) |
| May 9, 2017 | FOR | M | 1,448 | — | — | 78,245 Direct | +1.89% | Acquired | (price as of 2026-08-20) |
| May 9, 2017 | FOR | A | 1,489 | — | — | 76,797 Direct | +1.98% | Acquired | (price as of 2026-08-20) |
| Feb. 14, 2017 | FOR | A | 7,818 | — | — | 79,652 Direct | +10.88% | Acquired | (price as of 2026-08-20) |
| Nov. 8, 2016 | FOR | A | 1,891 | — | — | 71,834 Direct | +2.70% | Acquired | (price as of 2026-08-20) |
| Aug. 9, 2016 | FOR | A | 1,726 | — | — | 69,943 Direct | +2.53% | Acquired | (price as of 2026-08-20) |
| May 10, 2016 | FOR | A | 1,689 | — | — | 68,217 Direct | +2.54% | Acquired | (price as of 2026-08-20) |
| Feb. 9, 2016 | FOR | A | 11,941 | — | — | 66,528 Direct | +21.88% | Acquired | (price as of 2026-08-20) |
| Nov. 19, 2015 | FOR | A | 170 | — | — | 54,587 Direct | +0.31% | Acquired | (price as of 2026-08-20) |
| Nov. 10, 2015 | FOR | A | 2,356 | — | — | 54,417 Direct | +4.53% | Acquired | (price as of 2026-08-20) |
| Aug. 11, 2015 | FOR | A | 2,209 | — | — | 52,061 Direct | +4.43% | Acquired | (price as of 2026-08-20) |
| May 12, 2015 | FOR | A | 1,811 | — | — | 49,852 Direct | +3.77% | Acquired | (price as of 2026-08-20) |
| Feb. 10, 2015 | FOR | A | 8,167 | — | — | 48,041 Direct | +20.48% | Acquired | (price as of 2026-08-20) |
| Dec. 4, 2014 | FOR | A | 150 | — | — | 39,874 Direct | +0.38% | Acquired | (price as of 2026-08-20) |
| Nov. 11, 2014 | FOR | A | 1,421 | — | — | 39,724 Direct | +3.71% | Acquired | (price as of 2026-08-20) |
| Aug. 12, 2014 | FOR | A | 1,123 | — | — | 38,303 Direct | +3.02% | Acquired | (price as of 2026-08-20) |
| May 13, 2014 | FOR | A | 1,285 | — | — | 37,180 Direct | +3.58% | Acquired | (price as of 2026-08-20) |
| Feb. 11, 2014 | FOR | A | 6,065 | — | — | 35,895 Direct | +20.33% | Acquired | (price as of 2026-08-20) |
| Nov. 12, 2013 | FOR | A | 1,083 | — | — | 29,830 Direct | +3.77% | Acquired | (price as of 2026-08-20) |
| Aug. 12, 2013 | FOR | A | 1,094 | — | — | 28,747 Direct | +3.96% | Acquired | (price as of 2026-08-20) |
| May 14, 2013 | FOR | A | 911 | — | — | 27,653 Direct | +3.41% | Acquired | (price as of 2026-08-20) |
| Feb. 12, 2013 | FOR | A | 6,149 | — | — | 26,742 Direct | +29.86% | Acquired | (price as of 2026-08-20) |
| Nov. 13, 2012 | FOR | A | 1,696 | — | — | 20,593 Direct | +8.97% | Acquired | (price as of 2026-08-20) |
| Aug. 14, 2012 | FOR | A | 1,859 | — | — | 18,897 Direct | +10.91% | Acquired | (price as of 2026-08-20) |
| May 8, 2012 | FOR | A | 1,431 | — | — | 17,038 Direct | +9.17% | Acquired | (price as of 2026-08-20) |
| Feb. 14, 2012 | FOR | A | 7,138 | — | — | 15,607 Direct | +84.28% | Acquired | (price as of 2026-08-20) |
| Feb. 8, 2011 | FOR | A | 4,572 | — | — | 28,621 Direct | +19.01% | Acquired | (price as of 2026-08-20) |
| Nov. 9, 2010 | FOR | A | 1,130 | — | — | 24,049 Direct | +4.93% | Acquired | (price as of 2026-08-20) |
| Aug. 10, 2010 | FOR | A | 1,237 | — | — | 22,919 Direct | +5.71% | Acquired | (price as of 2026-08-20) |
| May 11, 2010 | FOR | A | 936 | — | — | 21,682 Direct | +4.51% | Acquired | (price as of 2026-08-20) |
| Feb. 9, 2010 | FOR | A | 5,688 | — | — | 20,746 Direct | +37.77% | Acquired | (price as of 2026-08-20) |
| Aug. 11, 2009 | FOR | A | 1,491 | — | — | 13,826 Direct | +12.09% | Acquired | (price as of 2026-08-20) |
| May 12, 2009 | FOR | A | 1,437 | — | — | 12,335 Direct | +13.19% | Acquired | (price as of 2026-08-20) |
| Feb. 10, 2009 | FOR | A | 10,898 | — | — | 10,898 Direct | — | Acquired | (price as of 2026-08-20) |
| Nov. 11, 2008 | FOR | A | 3,272 | $5.73 | $18,749 | 8,469 Direct | +62.96% | Acquired | 401.2% (price as of 2026-08-20) |
| Aug. 12, 2008 | FOR | A | 957 | $19.59 | $18,748 | 5,197 Direct | +22.57% | Acquired | 46.6% (price as of 2026-08-20) |
| May 13, 2008 | FOR | A | 731 | $25.62 | $18,728 | 4,240 Direct | +20.83% | Acquired | 12.1% (price as of 2026-08-20) |
| Feb. 12, 2008 | FOR | A | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 12, 2008 | FOR | A | 3,509 | $28.85 | $101,235 | 3,509 Direct | — | Acquired | -0.5% (price as of 2026-08-20) |
| Jan. 11, 2008 | FOR | M | 4,351 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Jan. 11, 2008 | FOR | M | 4,351 | $19.05 | $82,887 | 0 Direct | -100.00% | Disposed | 50.8% (price as of 2026-08-20) |
| Jan. 11, 2008 | FOR | M | 4,351 | $19.05 | $82,887 | 4,351 Direct | — | Acquired | 50.8% (price as of 2026-08-20) |
| Dec. 14, 2007 | FOR | J | 3,280 | — | — | 3,280 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 14, 2007 | FOR | J | 6,665 | — | — | 6,665 Direct | — | Acquired | (price as of 2026-08-20) |
| Dec. 14, 2007 | FOR | J | 0 | — | — | 0 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 5, 2017 | FOR | Restricted Share Units | Common Stock (28,621) | — | — | 28,621 | Disposed |
| Aug. 7, 2017 | FOR | Restricted Share Units [F5] | Common Stock (1,448) | — | — | 1,448 | Disposed |
| May 9, 2017 | FOR | Restricted Share Units [F5] | Common Stock (1,448) | — | — | 1,448 | Disposed |
| Feb. 8, 2011 | FOR | Restricted Share Units [F5] | Common Stock (4,572) | — | — | 4,572 | Acquired |
| Nov. 9, 2010 | FOR | Restricted Share Units [F5] | Common Stock (1,130) | — | — | 1,130 | Acquired |
| Aug. 10, 2010 | FOR | Restricted Share Units [F5] | Common Stock (1,237) | — | — | 1,237 | Acquired |
| May 11, 2010 | FOR | Restricted Share Units [F5] | Common Stock (936) | — | — | 936 | Acquired |
| Feb. 9, 2010 | FOR | Restricted Share Units [F5] | Common Stock (5,688) | — | — | 5,688 | Acquired |
| Aug. 11, 2009 | FOR | Restricted Share Units [F5] | Common Stock (13,826) | — | — | 1,491 | Acquired |
| May 12, 2009 | FOR | Restricted Share Units [F5] | Common Stock (12,335) | — | — | 1,437 | Acquired |
| Feb. 10, 2009 | FOR | Restricted Share Units [F5] | Common Stock (10,898) | — | — | 10,898 | Acquired |
| Feb. 12, 2008 | FOR | Option (right to buy) [F5] | Common Stock (20,000) | $28.85 | Feb. 12, 2018 | 20,000 | Acquired |
| Jan. 11, 2008 | FOR | Phantom Stock [F1,F2] | Common Stock | — | May 4, 2033 | 4,351 | Disposed |
| Dec. 14, 2007 | FOR | Phantom [F3,F4] | Common Stock | — | May 4, 2033 | 3,280 | Acquired |
| Dec. 14, 2007 | FOR | Option (right to buy) [F2,F3] | Common Stock (6,665) | $28.43 | Nov. 3, 2016 | 6,665 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 11, 2007 | FOR | Common Stock | 0 | Direct |