Richard M. Wolfen

Insider

First SEC filing: July 29, 2021 · Latest: July 29, 2021

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

RXST

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 3, 2021	RXST	C	398,810	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	157,709	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	M	1,452	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	M	1,452	—	—	1,452 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	1,452	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	9,680	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	357,227	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	42,552	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	154,886	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	18,150	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	4,840	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	43,547	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	10,807	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	246,054	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	2,017	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	11,714	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	2,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	1,489,805	—	—	1,762,074 Indirect	+547.18%	Acquired	(price as of 2026-08-20)
Aug. 3, 2021	RXST	C	76,974	—	—	78,170 Direct	+6435.95%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 3, 2021	RXST	Series C Preferred Stock	Common Stock (408,814)	—	—	398,810	Disposed
Aug. 3, 2021	RXST	Series H Preferred Stock	Common Stock (157,709)	—	—	157,709	Disposed
Aug. 3, 2021	RXST	Warrant (right to buy)	Series H Preferred Stock [F9] (1,452)	$12.40	—	1,452	Disposed
Aug. 3, 2021	RXST	Series H Preferred Stock	Common Stock (1,452)	$12.40	—	1,452	Acquired
Aug. 3, 2021	RXST	Series H Preferred Stock	Common Stock (1,452)	—	—	1,452	Disposed
Aug. 3, 2021	RXST	Series H Preferred Stock	Common Stock (9,680)	—	—	9,680	Disposed
Aug. 3, 2021	RXST	Series G Preferred Stock	Common Stock (357,227)	—	—	357,227	Disposed
Aug. 3, 2021	RXST	Series G Preferred Stock	Common Stock (42,552)	—	—	42,552	Disposed
Aug. 3, 2021	RXST	Series F Preferred Stock	Common Stock (235,499)	—	—	154,886	Disposed
Aug. 3, 2021	RXST	Series E Preferred Stock	Common Stock (22,077)	—	—	18,150	Disposed
Aug. 3, 2021	RXST	Series E Preferred Stock	Common Stock (5,887)	—	—	4,840	Disposed
Aug. 3, 2021	RXST	Series D Preferred Stock	Common Stock (50,711)	—	—	43,547	Disposed
Aug. 3, 2021	RXST	Series D Preferred Stock	Common Stock (12,586)	—	—	10,807	Disposed
Aug. 3, 2021	RXST	Series B Preferred Stock	Common Stock (246,054)	—	—	246,054	Disposed
Aug. 3, 2021	RXST	Series B Preferred Stock	Common Stock (2,017)	—	—	2,017	Disposed
Aug. 3, 2021	RXST	Series A Preferred Stock	Common Stock (11,714)	—	—	11,714	Disposed
Aug. 3, 2021	RXST	Series A Preferred Stock	Common Stock (2,800)	—	—	2,800	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 17 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 29, 2021	RXST	Common Stock	1,196	Direct
July 29, 2021	RXST	Common Stock	272,269	Indirect
July 29, 2021	RXST	Series A Preferred Stock→ Common Stock (2,800)	2,800	Direct
July 29, 2021	RXST	Series A Preferred Stock→ Common Stock (11,714)	11,714	Indirect
July 29, 2021	RXST	Series B Preferred Stock→ Common Stock (2,017)	2,017	Direct
July 29, 2021	RXST	Series B Preferred Stock→ Common Stock (246,054)	246,054	Indirect
July 29, 2021	RXST	Series C Preferred Stock→ Common Stock (398,810)	398,810	Indirect
July 29, 2021	RXST	Series D Preferred Stock→ Common Stock (9,680)	9,680	Direct
July 29, 2021	RXST	Series D Preferred Stock→ Common Stock (44,674)	44,674	Indirect
July 29, 2021	RXST	Series E Preferred Stock→ Common Stock (4,840)	4,840	Direct
July 29, 2021	RXST	Series E Preferred Stock→ Common Stock (18,150)	18,150	Indirect
July 29, 2021	RXST	Series F Preferred Stock→ Common Stock (154,886)	154,886	Indirect
July 29, 2021	RXST	Series G Preferred Stock→ Common Stock (42,552)	42,552	Direct
July 29, 2021	RXST	Series G Preferred Stock→ Common Stock (357,227)	357,227	Indirect
July 29, 2021	RXST	Series H Preferred Stock→ Common Stock (9,680)	9,680	Direct
July 29, 2021	RXST	Series H Preferred Stock→ Common Stock (157,709)	157,709	Indirect
July 29, 2021	RXST	Warrant (right to buy)→ Series H Preferred Stock [F9]	—	Direct