Richard N Haass

Insider

First SEC filing: May 23, 2014 · Latest: May 23, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 58 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

58 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 15, 2023	LAZ	A	1,014	—	—	60,381 Direct	+1.71%	Acquired	(price as of 2026-08-21)
June 1, 2023	LAZ	A	5,943	—	—	59,367 Direct	+11.12%	Acquired	(price as of 2026-08-21)
May 15, 2023	LAZ	A	1,218	—	—	53,424 Direct	+2.33%	Acquired	(price as of 2026-08-21)
Feb. 15, 2023	LAZ	A	922	—	—	52,206 Direct	+1.80%	Acquired	(price as of 2026-08-21)
Nov. 15, 2022	LAZ	A	899	—	—	51,284 Direct	+1.78%	Acquired	(price as of 2026-08-21)
Aug. 15, 2022	LAZ	A	880	—	—	50,385 Direct	+1.78%	Acquired	(price as of 2026-08-21)
June 1, 2022	LAZ	A	4,836	—	—	49,505 Direct	+10.83%	Acquired	(price as of 2026-08-21)
May 16, 2022	LAZ	A	1,084	—	—	44,669 Direct	+2.49%	Acquired	(price as of 2026-08-21)
Feb. 15, 2022	LAZ	A	919	—	—	43,585 Direct	+2.15%	Acquired	(price as of 2026-08-21)
Nov. 15, 2021	LAZ	A	729	—	—	42,666 Direct	+1.74%	Acquired	(price as of 2026-08-21)
Aug. 16, 2021	LAZ	A	718	—	—	41,937 Direct	+1.74%	Acquired	(price as of 2026-08-21)
June 1, 2021	LAZ	A	3,614	—	—	41,219 Direct	+9.61%	Acquired	(price as of 2026-08-21)
May 17, 2021	LAZ	A	748	—	—	37,605 Direct	+2.03%	Acquired	(price as of 2026-08-21)
Feb. 16, 2021	LAZ	A	832	—	—	36,857 Direct	+2.31%	Acquired	(price as of 2026-08-21)
Nov. 16, 2020	LAZ	A	943	—	—	36,025 Direct	+2.69%	Acquired	(price as of 2026-08-21)
Aug. 17, 2020	LAZ	A	1,084	—	—	35,082 Direct	+3.19%	Acquired	(price as of 2026-08-21)
June 1, 2020	LAZ	A	6,348	—	—	33,998 Direct	+22.96%	Acquired	(price as of 2026-08-21)
May 15, 2020	LAZ	A	1,407	—	—	27,650 Direct	+5.36%	Acquired	(price as of 2026-08-21)
Feb. 18, 2020	LAZ	A	825	—	—	26,243 Direct	+3.25%	Acquired	(price as of 2026-08-21)
Nov. 15, 2019	LAZ	A	924	—	—	25,418 Direct	+3.77%	Acquired	(price as of 2026-08-21)
Aug. 15, 2019	LAZ	A	1,092	—	—	24,494 Direct	+4.67%	Acquired	(price as of 2026-08-21)
June 3, 2019	LAZ	A	5,472	—	—	23,402 Direct	+30.52%	Acquired	(price as of 2026-08-21)
May 15, 2019	LAZ	A	985	—	—	17,930 Direct	+5.81%	Acquired	(price as of 2026-08-21)
Feb. 15, 2019	LAZ	A	929	—	—	16,945 Direct	+5.80%	Acquired	(price as of 2026-08-21)
Nov. 15, 2018	LAZ	A	898	—	—	16,016 Direct	+5.94%	Acquired	(price as of 2026-08-21)
Aug. 15, 2018	LAZ	A	662	—	—	15,118 Direct	+4.58%	Acquired	(price as of 2026-08-21)
June 1, 2018	LAZ	A	3,155	—	—	14,456 Direct	+27.92%	Acquired	(price as of 2026-08-21)
May 15, 2018	LAZ	A	598	—	—	11,301 Direct	+5.59%	Acquired	(price as of 2026-08-21)
Feb. 23, 2018	LAZ	A	42	—	—	10,703 Direct	+0.39%	Acquired	(price as of 2026-08-21)
Feb. 15, 2018	LAZ	A	565	—	—	10,661 Direct	+5.60%	Acquired	(price as of 2026-08-21)
Nov. 15, 2017	LAZ	A	339	—	—	10,096 Direct	+3.47%	Acquired	(price as of 2026-08-21)
Aug. 15, 2017	LAZ	A	356	—	—	9,757 Direct	+3.79%	Acquired	(price as of 2026-08-21)
June 1, 2017	LAZ	A	3,461	—	—	9,401 Direct	+58.27%	Acquired	(price as of 2026-08-21)
May 15, 2017	LAZ	A	353	—	—	5,940 Direct	+6.32%	Acquired	(price as of 2026-08-21)
Feb. 15, 2017	LAZ	A	361	—	—	5,587 Direct	+6.91%	Acquired	(price as of 2026-08-21)
Nov. 15, 2016	LAZ	A	160	—	—	5,226 Direct	+3.16%	Acquired	(price as of 2026-08-21)
Aug. 15, 2016	LAZ	A	178	—	—	5,066 Direct	+3.64%	Acquired	(price as of 2026-08-21)
June 1, 2016	LAZ	A	4,378	—	—	4,888 Direct	+858.43%	Acquired	(price as of 2026-08-21)
May 16, 2016	LAZ	A	56	—	—	510 Direct	+12.33%	Acquired	(price as of 2026-08-21)
April 20, 2016	LAZ	A	454	—	—	454 Direct	—	Acquired	(price as of 2026-08-21)
May 21, 2014	1380393	A	14,347	—	—	210,428 Direct	+7.32%	Acquired
July 16, 2013	1380393	A	7,622	—	—	196,081 Direct	+4.04%	Acquired
May 22, 2013	1380393	A	14,184	—	—	188,459 Direct	+8.14%	Acquired
Jan. 2, 2013	1380393	A	13,072	—	—	174,275 Direct	+8.11%	Acquired
May 22, 2012	1380393	A	32,895	—	—	161,203 Direct	+25.64%	Acquired
Jan. 3, 2012	1380393	A	17,392	—	—	128,308 Direct	+15.68%	Acquired
May 23, 2011	1380393	A	19,305	—	—	110,916 Direct	+21.07%	Acquired
June 30, 2010	1380393	A	17,422	—	—	91,611 Direct	+23.48%	Acquired
June 7, 2010	1380393	A	28,409	—	—	74,189 Direct	+62.06%	Acquired
Jan. 7, 2010	1380393	A	4,673	$5.35	$25,001	45,780 Direct	+11.37%	Acquired
June 30, 2009	1380393	A	4,386	$3.42	$15,000	41,107 Direct	+11.94%	Acquired
Jan. 9, 2009	1380393	A	11,112	$2.25	$25,002	36,721 Direct	+43.39%	Acquired
July 11, 2008	1380393	A	1,573	$9.54	$15,006	25,609 Direct	+6.54%	Acquired
July 11, 2008	1380393	A	1,573	$9.54	$15,006	37,005 Direct	+4.44%	Acquired
July 11, 2008	1380393	A	1,573	$9.54	$15,006	23,789 Direct	+7.08%	Acquired
April 4, 2008	1380393	A	1,820	$13.15	$23,933	24,036 Direct	+8.19%	Acquired
Nov. 21, 2007	1380393	P	3,000	$16.02	$48,060	22,216 Direct	+15.61%	Acquired
Feb. 9, 2007	1380393	A	3,000	$18.50	$55,500	19,216 Direct	+18.50%	Acquired
Feb. 9, 2007	1380393	A	16,216	—	—	16,216 Direct	—	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 15, 2023	LAZ	Deferred Stock Units [F1]	Class A Common Stock (1,014)	—	—	1,014	Acquired
June 1, 2023	LAZ	Deferred Stock Units [F1]	Class A Common Stock (5,943)	—	—	5,943	Acquired
May 15, 2023	LAZ	Deferred Stock Units [F1]	Class A Common Stock (1,218)	—	—	1,218	Acquired
Feb. 15, 2023	LAZ	Deferred Stock Units [F1]	Class A Common Stock (922)	—	—	922	Acquired
Nov. 15, 2022	LAZ	Deferred Stock Units [F1]	Class A Common Stock (899)	—	—	899	Acquired
Aug. 15, 2022	LAZ	Deferred Stock Units [F1]	Class A Common Stock (880)	—	—	880	Acquired
June 1, 2022	LAZ	Deferred Stock Units [F1]	Class A Common Stock (4,836)	—	—	4,836	Acquired
May 16, 2022	LAZ	Deferred Stock Units [F1]	Class A Common Stock (1,084)	—	—	1,084	Acquired
Feb. 15, 2022	LAZ	Deferred Stock Units [F1]	Class A Common Stock (919)	—	—	919	Acquired
Nov. 15, 2021	LAZ	Deferred Stock Units [F1]	Class A Common Stock (729)	—	—	729	Acquired
Aug. 16, 2021	LAZ	Deferred Stock Units [F1]	Class A Common Stock (718)	—	—	718	Acquired
June 1, 2021	LAZ	Deferred Stock Units [F1]	Class A Common Stock (3,614)	—	—	3,614	Acquired
May 17, 2021	LAZ	Deferred Stock Units [F1]	Class A Common Stock (748)	—	—	748	Acquired
Feb. 16, 2021	LAZ	Deferred Stock Units [F1]	Class A Common Stock (832)	—	—	832	Acquired
Nov. 16, 2020	LAZ	Deferred Stock Units [F1]	Class A Common Stock (943)	—	—	943	Acquired
Aug. 17, 2020	LAZ	Deferred Stock Units [F1]	Class A Common Stock (1,084)	—	—	1,084	Acquired
June 1, 2020	LAZ	Deferred Stock Units [F1]	Class A Common Stock (6,348)	—	—	6,348	Acquired
May 15, 2020	LAZ	Deferred Stock Units [F1]	Class A Common Stock (1,407)	—	—	1,407	Acquired
Feb. 18, 2020	LAZ	Deferred Stock Units [F1]	Class A Common Stock (825)	—	—	825	Acquired
Nov. 15, 2019	LAZ	Deferred Stock Units [F1]	Class A Common Stock (924)	—	—	924	Acquired
Aug. 15, 2019	LAZ	Deferred Stock Units [F1]	Class A Common Stock (1,092)	—	—	1,092	Acquired
June 3, 2019	LAZ	Deferred Stock Units [F1]	Class A Common Stock (5,472)	—	—	5,472	Acquired
May 15, 2019	LAZ	Deferred Stock Units [F1]	Class A Common Stock (985)	—	—	985	Acquired
Feb. 15, 2019	LAZ	Deferred Stock Units [F1]	Class A Common Stock (929)	—	—	929	Acquired
Nov. 15, 2018	LAZ	Deferred Stock Units [F1]	Class A Common Stock (898)	—	—	898	Acquired
Aug. 15, 2018	LAZ	Deferred Stock Units [F1]	Class A Common Stock (662)	—	—	662	Acquired
June 1, 2018	LAZ	Deferred Stock Units [F1]	Class A Common Stock (3,155)	—	—	3,155	Acquired
May 15, 2018	LAZ	Deferred Stock Units [F1]	Class A Common Stock (598)	—	—	598	Acquired
Feb. 23, 2018	LAZ	Deferred Stock Units [F1]	Class A Common Stock (42)	—	—	42	Acquired
Feb. 15, 2018	LAZ	Deferred Stock Units [F1]	Class A Common Stock (565)	—	—	565	Acquired
Nov. 15, 2017	LAZ	Deferred Stock Units [F1]	Class A Common Stock (339)	—	—	339	Acquired
Aug. 15, 2017	LAZ	Deferred Stock Units [F1]	Class A Common Stock (356)	—	—	356	Acquired
June 1, 2017	LAZ	Deferred Stock Units [F1]	Class A Common Stock (3,461)	—	—	3,461	Acquired
May 15, 2017	LAZ	Deferred Stock Units [F1]	Class A Common Stock (353)	—	—	353	Acquired
Feb. 15, 2017	LAZ	Deferred Stock Units [F1]	Class A Common Stock (361)	—	—	361	Acquired
Nov. 15, 2016	LAZ	Deferred Stock Units [F1]	Class A Common Stock (160)	—	—	160	Acquired
Aug. 15, 2016	LAZ	Deferred Stock Units [F1]	Class A Common Stock (178)	—	—	178	Acquired
June 1, 2016	LAZ	Deferred Stock Units [F1]	Class A Common Stock (4,378)	—	—	4,378	Acquired
May 16, 2016	LAZ	Deferred Stock Units [F1]	Class A Common Stock (56)	—	—	56	Acquired
April 20, 2016	LAZ	Deferred Stock Units [F1]	Class A Common Stock (454)	—	—	454	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 21, 2016	LAZ	Class A Common Stock	1,000	Direct
April 21, 2016	LAZ	Class A Common Stock	200	Indirect