Richard N. Spivey

CIK 1648385 · View on SEC EDGAR ↗

Insider

First SEC filing: June 21, 2017 · Latest: June 21, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 20, 2017 RCKTW A 45,000 45,000 Direct Acquired (price as of 2026-08-21)
June 23, 2016 RCKTW A 12,000 12,000 Direct Acquired (price as of 2026-08-21)
July 16, 2015 RCKTW A 24,000 24,000 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 20, 2017 RCKTW Stock Options (Right to Buy) Common Stock (45,000) $1.80 June 19, 2027 45,000 Acquired
June 23, 2016 RCKTW Stock Options (Right to Buy) Common Stock (12,000) $7.61 June 22, 2026 12,000 Acquired
July 16, 2015 RCKTW Stock Options (Right to Buy) Common Stock (24,000) $5.32 July 15, 2025 24,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).