Richard P Lavin
CIK 1171774 · View on SEC EDGAR ↗
First SEC filing: Dec. 18, 2012 · Latest: Dec. 18, 2012
On this page
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 7, 2025 | ALSN | M | 3,724 | — | — | 45,134 Direct | +8.99% | Acquired | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 425 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 2,017 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 433 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 309 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 235 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | A | 280 | — | — | 280 Direct | — | Acquired | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 280 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 25 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 526 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 614 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 547 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 3,146 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 547 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 538 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 577 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 656 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 3,746 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 614 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 631 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 689 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 633 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 2,927 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 249 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 242 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 280 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 283 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 3,600 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 298 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 246 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 227 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 245 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 2,880 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 482 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 464 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 473 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 477 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 1,888 | — | — | 25 Direct | -98.69% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 2,859 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| May 7, 2025 | ALSN | M | 31,584 | — | — | 41,410 Direct | +321.43% | Acquired | (price as of 2026-08-21) |
| March 14, 2025 | ALSN | A | 76 | — | — | 1,913 Direct | +4.14% | Acquired | (price as of 2026-08-21) |
| Feb. 7, 2025 | ALSN | A | 235 | — | — | 33,115 Direct | +0.71% | Acquired | (price as of 2026-08-21) |
| Nov. 27, 2024 | ALSN | A | 59 | — | — | 1,836 Direct | +3.32% | Acquired | (price as of 2026-08-21) |
| Nov. 8, 2024 | ALSN | A | 309 | — | — | 32,880 Direct | +0.95% | Acquired | (price as of 2026-08-21) |
| Aug. 30, 2024 | ALSN | A | 74 | — | — | 1,777 Direct | +4.35% | Acquired | (price as of 2026-08-21) |
| Aug. 8, 2024 | ALSN | A | 433 | — | — | 32,571 Direct | +1.35% | Acquired | (price as of 2026-08-21) |
| May 31, 2024 | ALSN | A | 92 | — | — | 1,703 Direct | +5.71% | Acquired | (price as of 2026-08-21) |
| May 9, 2024 | ALSN | A | 2,017 | — | — | 32,138 Direct | +6.70% | Acquired | (price as of 2026-08-21) |
| May 8, 2024 | ALSN | A | 425 | — | — | 30,121 Direct | +1.43% | Acquired | (price as of 2026-08-21) |
| March 15, 2024 | ALSN | A | 86 | — | — | 1,611 Direct | +5.64% | Acquired | (price as of 2026-08-21) |
| Feb. 5, 2024 | ALSN | A | 526 | — | — | 29,696 Direct | +1.80% | Acquired | (price as of 2026-08-21) |
| Nov. 30, 2023 | ALSN | A | 121 | — | — | 1,525 Direct | +8.62% | Acquired | (price as of 2026-08-21) |
| Nov. 3, 2023 | ALSN | A | 614 | — | — | 29,170 Direct | +2.15% | Acquired | (price as of 2026-08-21) |
| Aug. 31, 2023 | ALSN | A | 98 | — | — | 1,404 Direct | +7.50% | Acquired | (price as of 2026-08-21) |
| Aug. 3, 2023 | ALSN | A | 547 | — | — | 28,556 Direct | +1.95% | Acquired | (price as of 2026-08-21) |
| May 31, 2023 | ALSN | A | 132 | — | — | 1,306 Direct | +11.24% | Acquired | (price as of 2026-08-21) |
| May 10, 2023 | ITT | A | 1,704 | — | — | 26,491 Direct | +6.87% | Acquired | (price as of 2026-08-21) |
| May 4, 2023 | ALSN | A | 3,146 | — | — | 28,009 Direct | +12.65% | Acquired | (price as of 2026-08-21) |
| May 3, 2023 | ALSN | A | 547 | — | — | 24,863 Direct | +2.25% | Acquired | (price as of 2026-08-21) |
| March 17, 2023 | ALSN | A | 127 | — | — | 1,174 Direct | +12.13% | Acquired | (price as of 2026-08-21) |
| Feb. 3, 2023 | ALSN | A | 538 | — | — | 24,316 Direct | +2.26% | Acquired | (price as of 2026-08-21) |
| Nov. 30, 2022 | ALSN | A | 108 | — | — | 1,047 Direct | +11.50% | Acquired | (price as of 2026-08-21) |
| Nov. 4, 2022 | ALSN | A | 577 | — | — | 23,778 Direct | +2.49% | Acquired | (price as of 2026-08-21) |
| Aug. 31, 2022 | ALSN | A | 125 | — | — | 939 Direct | +15.36% | Acquired | (price as of 2026-08-21) |
| Aug. 5, 2022 | ALSN | A | 656 | — | — | 23,201 Direct | +2.91% | Acquired | (price as of 2026-08-21) |
| May 27, 2022 | ALSN | A | 113 | — | — | 814 Direct | +16.12% | Acquired | (price as of 2026-08-21) |
| May 18, 2022 | ITT | A | 2,891 | — | — | 24,752 Direct | +13.22% | Acquired | (price as of 2026-08-21) |
| May 5, 2022 | ALSN | A | 3,746 | — | — | 22,545 Direct | +19.93% | Acquired | (price as of 2026-08-21) |
| May 4, 2022 | ALSN | A | 614 | — | — | 18,799 Direct | +3.38% | Acquired | (price as of 2026-08-21) |
| March 18, 2022 | ALSN | A | 89 | — | — | 701 Direct | +14.54% | Acquired | (price as of 2026-08-21) |
| Feb. 4, 2022 | ALSN | A | 631 | — | — | 18,185 Direct | +3.59% | Acquired | (price as of 2026-08-21) |
| Nov. 30, 2021 | ALSN | A | 90 | — | — | 612 Direct | +17.24% | Acquired | (price as of 2026-08-21) |
| Nov. 5, 2021 | ALSN | A | 689 | — | — | 17,554 Direct | +4.09% | Acquired | (price as of 2026-08-21) |
| Aug. 27, 2021 | ALSN | A | 81 | — | — | 522 Direct | +18.37% | Acquired | (price as of 2026-08-21) |
| Aug. 6, 2021 | ALSN | A | 633 | — | — | 16,865 Direct | +3.90% | Acquired | (price as of 2026-08-21) |
| May 28, 2021 | ALSN | A | 71 | — | — | 441 Direct | +19.19% | Acquired | (price as of 2026-08-21) |
| May 19, 2021 | ITT | A | 2,038 | — | — | 21,836 Direct | +10.29% | Acquired | (price as of 2026-08-21) |
| May 6, 2021 | ALSN | A | 2,927 | — | — | 16,232 Direct | +22.00% | Acquired | (price as of 2026-08-21) |
| May 5, 2021 | ALSN | A | 249 | — | — | 13,305 Direct | +1.91% | Acquired | (price as of 2026-08-21) |
| March 5, 2021 | ALSN | A | 58 | — | — | 370 Direct | +18.59% | Acquired | (price as of 2026-08-21) |
| Feb. 8, 2021 | ALSN | A | 242 | — | — | 13,056 Direct | +1.89% | Acquired | (price as of 2026-08-21) |
| Nov. 25, 2020 | ALSN | A | 49 | — | — | 312 Direct | +18.63% | Acquired | (price as of 2026-08-21) |
| Nov. 6, 2020 | ALSN | A | 280 | — | — | 12,814 Direct | +2.23% | Acquired | (price as of 2026-08-21) |
| Aug. 31, 2020 | ALSN | A | 56 | — | — | 263 Direct | +27.05% | Acquired | (price as of 2026-08-21) |
| Aug. 7, 2020 | ALSN | A | 283 | — | — | 12,534 Direct | +2.31% | Acquired | (price as of 2026-08-21) |
| May 29, 2020 | ALSN | A | 54 | — | — | 207 Direct | +35.29% | Acquired | (price as of 2026-08-21) |
| May 15, 2020 | ITT | A | 3,093 | — | — | 19,774 Direct | +18.54% | Acquired | (price as of 2026-08-21) |
| May 7, 2020 | ALSN | A | 3,600 | — | — | 12,251 Direct | +41.61% | Acquired | (price as of 2026-08-21) |
| May 6, 2020 | ALSN | A | 298 | — | — | 8,651 Direct | +3.57% | Acquired | (price as of 2026-08-21) |
| March 20, 2020 | ALSN | A | 45 | — | — | 153 Direct | +41.67% | Acquired | (price as of 2026-08-21) |
| Feb. 10, 2020 | ALSN | A | 246 | — | — | 8,353 Direct | +3.03% | Acquired | (price as of 2026-08-21) |
| Nov. 27, 2019 | ALSN | A | 20 | — | — | 108 Direct | +22.73% | Acquired | (price as of 2026-08-21) |
| Nov. 8, 2019 | ALSN | A | 227 | — | — | 8,107 Direct | +2.88% | Acquired | (price as of 2026-08-21) |
| Aug. 30, 2019 | ALSN | A | 22 | — | — | 88 Direct | +33.33% | Acquired | (price as of 2026-08-21) |
| Aug. 9, 2019 | ALSN | A | 245 | — | — | 7,880 Direct | +3.21% | Acquired | (price as of 2026-08-21) |
| May 31, 2019 | ALSN | A | 24 | — | — | 66 Direct | +57.14% | Acquired | (price as of 2026-08-21) |
| May 22, 2019 | ITT | A | 2,106 | — | — | 16,658 Direct | +14.47% | Acquired | (price as of 2026-08-21) |
| Feb. 11, 2019 | ALSN | A | 464 | — | — | 29,696 Direct | +1.59% | Acquired | (price as of 2026-08-21) |
| Nov. 12, 2018 | ALSN | A | 473 | — | — | 29,696 Direct | +1.62% | Acquired | (price as of 2026-08-21) |
| Aug. 10, 2018 | ALSN | A | 477 | — | — | 29,696 Direct | +1.63% | Acquired | (price as of 2026-08-21) |
Showing latest 100 of 323 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (425) | — | — | 425 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (2,017) | — | — | 2,017 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (433) | — | — | 433 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (309) | — | — | 309 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (235) | — | — | 235 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units [F9] | Common Stock (280) | — | — | 280 | Acquired |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (280) | — | — | 280 | Disposed |
| May 7, 2025 | ALSN | Dividend Equivalent Rights | Common Stock (25) | — | — | 25 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (526) | — | — | 526 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (614) | — | — | 614 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (547) | — | — | 547 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (3,146) | — | — | 3,146 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (547) | — | — | 547 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (538) | — | — | 538 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (577) | — | — | 577 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (656) | — | — | 656 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (3,746) | — | — | 3,746 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (614) | — | — | 614 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (631) | — | — | 631 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (689) | — | — | 689 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (633) | — | — | 633 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (2,927) | — | — | 2,927 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (249) | — | — | 249 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (242) | — | — | 242 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (280) | — | — | 280 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (283) | — | — | 283 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (3,600) | — | — | 3,600 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (298) | — | — | 298 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (246) | — | — | 246 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (227) | — | — | 227 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (245) | — | — | 245 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (2,880) | — | — | 2,880 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (482) | — | — | 482 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (464) | — | — | 464 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (473) | — | — | 473 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (477) | — | — | 477 | Disposed |
| May 7, 2025 | ALSN | Dividend Equivalents Rights | Common Stock (1,888) | — | — | 1,888 | Disposed |
| May 7, 2025 | ALSN | Deferred Stock Units | Common Stock (2,859) | — | — | 2,859 | Disposed |
| March 14, 2025 | ALSN | Dividend Equivalent Rights | Common Stock (76) | — | — | 76 | Acquired |
| Feb. 7, 2025 | ALSN | Deferred Stock Units [F1] | Common Stock (235) | — | — | 235 | Acquired |
| Nov. 27, 2024 | ALSN | Dividend Equivalent Rights | Common Stock (59) | — | — | 59 | Acquired |
| Nov. 8, 2024 | ALSN | Deferred Stock Units [F1] | Common Stock (309) | — | — | 309 | Acquired |
| Aug. 30, 2024 | ALSN | Dividend Equivalent Rights | Common Stock (74) | — | — | 74 | Acquired |
| Aug. 8, 2024 | ALSN | Deferred Stock Units [F1] | Common Stock (433) | — | — | 433 | Acquired |
| May 31, 2024 | ALSN | Dividend Equivalent Rights | Common Stock (92) | — | — | 92 | Acquired |
| May 9, 2024 | ALSN | Deferred Stock Units [F4] | Common Stock (2,017) | — | — | 2,017 | Acquired |
| May 8, 2024 | ALSN | Deferred Stock Units [F1] | Common Stock (425) | — | — | 425 | Acquired |
| March 15, 2024 | ALSN | Dividend Equivalent Rights | Common Stock (86) | — | — | 86 | Acquired |
| Feb. 5, 2024 | ALSN | Deferred Stock Units [F1] | Common Stock (526) | — | — | 526 | Acquired |
| Nov. 30, 2023 | ALSN | Dividend Equivalent Rights | Common Stock (121) | — | — | 121 | Acquired |
| Nov. 3, 2023 | ALSN | Deferred Stock Units [F1] | Common Stock (614) | — | — | 614 | Acquired |
| Aug. 31, 2023 | ALSN | Dividend Equivalent Rights | Common Stock (98) | — | — | 98 | Acquired |
| Aug. 3, 2023 | ALSN | Deferred Stock Units [F1] | Common Stock (547) | — | — | 547 | Acquired |
| May 31, 2023 | ALSN | Dividend Equivalent Rights | Common Stock (132) | — | — | 132 | Acquired |
| May 4, 2023 | ALSN | Deferred Stock Units [F4] | Common Stock (3,146) | — | — | 3,146 | Acquired |
| May 3, 2023 | ALSN | Deferred Stock Units [F1] | Common Stock (547) | — | — | 547 | Acquired |
| March 17, 2023 | ALSN | Dividend Equivalent Rights | Common Stock (127) | — | — | 127 | Acquired |
| Feb. 3, 2023 | ALSN | Deferred Stock Units [F1] | Common Stock (538) | — | — | 538 | Acquired |
| Nov. 30, 2022 | ALSN | Dividend Equivalent Rights | Common Stock (108) | — | — | 108 | Acquired |
| Nov. 4, 2022 | ALSN | Deferred Stock Units [F1] | Common Stock (577) | — | — | 577 | Acquired |
| Aug. 31, 2022 | ALSN | Dividend Equivalent Rights | Common Stock (125) | — | — | 125 | Acquired |
| Aug. 5, 2022 | ALSN | Deferred Stock Units [F1] | Common Stock (656) | — | — | 656 | Acquired |
| May 27, 2022 | ALSN | Dividend Equivalent Rights | Common Stock (113) | — | — | 113 | Acquired |
| May 5, 2022 | ALSN | Deferred Stock Units [F4] | Common Stock (3,746) | — | — | 3,746 | Acquired |
| May 4, 2022 | ALSN | Deferred Stock Units [F1] | Common Stock (614) | — | — | 614 | Acquired |
| March 18, 2022 | ALSN | Dividend Equivalent Rights | Common Stock (89) | — | — | 89 | Acquired |
| Feb. 4, 2022 | ALSN | Deferred Stock Units [F1] | Common Stock (631) | — | — | 631 | Acquired |
| Nov. 30, 2021 | ALSN | Dividend Equivalent Rights | Common Stock (90) | — | — | 90 | Acquired |
| Nov. 5, 2021 | ALSN | Deferred Stock Units [F1] | Common Stock (689) | — | — | 689 | Acquired |
| Aug. 27, 2021 | ALSN | Dividend Equivalent Rights | Common Stock (81) | — | — | 81 | Acquired |
| Aug. 6, 2021 | ALSN | Deferred Stock Units [F1] | Common Stock (633) | — | — | 633 | Acquired |
| May 28, 2021 | ALSN | Dividend Equivalent Rights | Common Stock (71) | — | — | 71 | Acquired |
| May 6, 2021 | ALSN | Deferred Stock Units [F4] | Common Stock (2,927) | — | — | 2,927 | Acquired |
| May 5, 2021 | ALSN | Deferred Stock Units [F1] | Common Stock (249) | — | — | 249 | Acquired |
| March 5, 2021 | ALSN | Dividend Equivalent Rights | Common Stock (58) | — | — | 58 | Acquired |
| Feb. 8, 2021 | ALSN | Deferred Stock Units [F1] | Common Stock (242) | — | — | 242 | Acquired |
| Nov. 25, 2020 | ALSN | Dividend Equivalent Rights | Common Stock (49) | — | — | 49 | Acquired |
| Nov. 6, 2020 | ALSN | Deferred Stock Units [F1] | Common Stock (280) | — | — | 280 | Acquired |
| Aug. 31, 2020 | ALSN | Dividend Equivalent Rights | Common Stock (56) | — | — | 56 | Acquired |
| Aug. 7, 2020 | ALSN | Deferred Stock Units [F1] | Common Stock (283) | — | — | 283 | Acquired |
| May 29, 2020 | ALSN | Dividend Equivalent Rights | Common Stock (54) | — | — | 54 | Acquired |
| May 7, 2020 | ALSN | Deferred Stock Units [F4] | Common Stock (3,600) | — | — | 3,600 | Acquired |
| May 6, 2020 | ALSN | Deferred Stock Units [F1] | Common Stock (298) | — | — | 298 | Acquired |
| March 20, 2020 | ALSN | Dividend Equivalent Rights | Common Stock (45) | — | — | 45 | Acquired |
| Feb. 10, 2020 | ALSN | Deferred Stock Units [F1] | Common Stock (246) | — | — | 246 | Acquired |
| Nov. 27, 2019 | ALSN | Dividend Equivalent Rights | Common Stock (20) | — | — | 20 | Acquired |
| Nov. 8, 2019 | ALSN | Deferred Stock Units [F1] | Common Stock (227) | — | — | 227 | Acquired |
| Aug. 30, 2019 | ALSN | Dividend Equivalent Rights | Common Stock (22) | — | — | 22 | Acquired |
| Aug. 9, 2019 | ALSN | Deferred Stock Units [F1] | Common Stock (245) | — | — | 245 | Acquired |
| May 31, 2019 | ALSN | Dividend Equivalent Rights | Common Stock (24) | — | — | 24 | Acquired |
| May 9, 2019 | ALSN | Deferred Stock Units [F4] | Common Stock (2,880) | — | — | 2,880 | Acquired |
| May 8, 2019 | ALSN | Deferred Stock Units [F1] | Common Stock (482) | — | — | 482 | Acquired |
| March 15, 2019 | ALSN | Dividend Equivalent Rights | Common Stock (12) | — | — | 12 | Acquired |
| Feb. 11, 2019 | ALSN | Deferred Stock Units [F1,F2] | Common Stock (464) | — | — | 464 | Acquired |
| Nov. 30, 2018 | ALSN | Dividend Equivalent Rights | Common Stock (11) | — | — | 11 | Acquired |
| Nov. 12, 2018 | ALSN | Deferred Stock Units [F1,F2] | Common Stock (473) | — | — | 473 | Acquired |
| Aug. 31, 2018 | ALSN | Dividend Equivalent Rights | Common Stock (9) | — | — | 9 | Acquired |
| Aug. 10, 2018 | ALSN | Deferred Stock Units [F1,F2] | Common Stock (477) | — | — | 477 | Acquired |
| May 31, 2018 | ALSN | Dividend Equivalent Rights | Common Stock (10) | — | — | 10 | Acquired |
| May 10, 2018 | ALSN | Restricted Stock Units | Common Stock (3,185) | — | — | 3,185 | Disposed |
Showing latest 100 of 211 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 3, 2007 | CAT | Common | — | Direct |
| Dec. 3, 2007 | CAT | Common | 4 | Indirect |
| Dec. 3, 2007 | CAT | Phantom Stock Units→ Common (4,415) | 4,415 | Direct |
| Dec. 3, 2007 | CAT | Option (ISO)→ Common (3,208) | 3,208 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ)→ Common (11,632) | 11,632 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ)→ Common (54,000) | 54,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ)→ Common (70,000) | 70,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ)→ Common (70,000) | 70,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NSAR)→ Common (48,000) | 48,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NSAR)→ Common (47,580) | 47,580 | Direct |
| Dec. 3, 2007 | CAT | Option (RSU)→ Common (2,594) | 2,594 | Direct |