Richard P Moberg

CIK 1213958 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 21, 2008 · Latest: Feb. 21, 2008

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 2, 2020 AWRE A 5,000 133,890 Direct +3.88% Acquired (price as of 2026-08-21)
July 1, 2019 AWRE A 5,000 128,890 Direct +4.04% Acquired (price as of 2026-08-21)
May 20, 2019 AWRE M 12,000 0 Direct -100.00% Disposed (price as of 2026-08-21)
May 20, 2019 AWRE D 9,415 $3.21 $30,222 123,890 Direct -7.06% Disposed -62.3% (price as of 2026-08-21)
May 20, 2019 AWRE M 12,000 $2.52 $30,240 133,305 Direct +9.89% Acquired -52.0% (price as of 2026-08-21)
March 25, 2019 AWRE A 10,000 10,000 Direct Acquired (price as of 2026-08-21)
Jan. 2, 2019 AWRE A 5,000 121,305 Direct +4.30% Acquired (price as of 2026-08-21)
July 2, 2018 AWRE A 5,000 116,305 Direct +4.49% Acquired (price as of 2026-08-21)
March 20, 2018 AWRE A 10,000 10,000 Direct Acquired (price as of 2026-08-21)
Jan. 2, 2018 AWRE A 5,000 111,305 Direct +4.70% Acquired (price as of 2026-08-21)
March 26, 2014 AWRE A 35,000 35,000 Direct Acquired (price as of 2026-08-21)
Jan. 2, 2014 AWRE A 7,779 243,106 Direct +3.31% Acquired (price as of 2026-08-21)
July 1, 2013 AWRE A 8,527 235,327 Direct +3.76% Acquired (price as of 2026-08-21)
April 2, 2013 AWRE A 25,000 25,000 Direct Acquired (price as of 2026-08-21)
July 2, 2012 AWRE A 6,969 $6.45 $44,950 226,800 Direct +3.17% Acquired -81.2% (price as of 2026-08-21)
April 26, 2012 AWRE M 200,000 $3.77 $754,000 0 Direct -100.00% Disposed -67.9% (price as of 2026-08-21)
April 26, 2012 AWRE M 200,000 $3.77 $754,000 219,831 Direct +1008.52% Acquired -67.9% (price as of 2026-08-21)
Jan. 2, 2012 AWRE A 6,536 19,831 Direct +49.16% Acquired (price as of 2026-08-21)
July 1, 2011 AWRE A 6,964 13,295 Direct +110.00% Acquired (price as of 2026-08-21)
Jan. 6, 2011 AWRE A 6,331 6,331 Direct Acquired (price as of 2026-08-21)
July 26, 2010 AWRE A 40,816 40,816 Direct Acquired (price as of 2026-08-21)
May 20, 2009 AWRE A 12,000 12,000 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 20, 2019 AWRE Stock Appreciation Right Common Stock (12,000) $2.52 May 20, 2019 12,000 Disposed
March 25, 2019 AWRE Unrestricted Stock Award Common Stock (10,000) $0.00 10,000 Acquired
March 20, 2018 AWRE Unrestricted Stock Award Common Stock (10,000) $0.00 10,000 Acquired
March 26, 2014 AWRE Unrestricted Stock Award Common Stock (35,000) $0.00 35,000 Acquired
April 2, 2013 AWRE Unrestricted Stock Award Common Stock (25,000) $0.00 25,000 Acquired
April 26, 2012 AWRE Stock Option (right to buy) Common Stock $3.77 Feb. 20, 2018 200,000 Disposed
July 26, 2010 AWRE Unrestricted Stock Award Common Stock (40,816) $0.00 40,816 Acquired
May 20, 2009 AWRE Stock Appreciation Right Common Stock (12,000) $2.52 May 20, 2019 12,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 21, 2008 AWRE Stock Option→ Common Stock (200,000) 200,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2017 $46,333 $1,947 $48,280
2016 $260,000 $128,450 $9,463 $397,913
2015 $260,000 $157,150 $9,342 $426,492

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.