Richard Q Stifel
CIK 1217077 · View on SEC EDGAR ↗
First SEC filing: Feb. 22, 2008 · Latest: Feb. 22, 2008
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 14, 2005 | SRCE | S | 2,177 | $25.09 | $54,621 | 75,949 Direct | -2.79% | Disposed | 278.7% (price as of 2026-08-21) |
| Feb. 25, 2005 | SRCE | S | 4,000 | $22.24 | $88,960 | 83,684 Direct | -4.56% | Disposed | 327.2% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 5, 2006 | SRCE | Stock Option (Right to Buy)1996 | Common Stock (8,171) | $12.44 | July 31, 2006 | 8,171 | Disposed |
| Aug. 22, 2005 | SRCE | Stock Option (Right to Buy)1996 | Common Stock (8,171) | $12.44 | July 31, 2006 | 8,171 | Disposed |
| Aug. 23, 2004 | SRCE | Stock Option (Right to Buy)1994 | Common Stock (13,324) | $8.97 | Oct. 31, 2004 | 13,324 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).