Richard R Grigg

CIK 1207472 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 25, 2004 · Latest: Aug. 25, 2004

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 40 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

40 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 13, 2016	AWK	A	1,405	—	—	19,947 Direct	+7.58%	Acquired	(price as of 2026-08-20)
June 1, 2015	AWK	A	1,798	—	—	18,542 Direct	+10.74%	Acquired	(price as of 2026-08-20)
Aug. 18, 2014	AWK	M	1,981	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 18, 2014	AWK	S	1,981	$49.83	$98,713	16,744 Direct	-10.58%	Disposed	178.5% (price as of 2026-08-20)
Aug. 18, 2014	AWK	M	1,981	$21.72	$43,027	18,725 Direct	+11.83%	Acquired	539.0% (price as of 2026-08-20)
May 9, 2014	AWK	A	1,837	—	—	16,744 Direct	+12.32%	Acquired	(price as of 2026-08-20)
May 13, 2013	AWK	A	2,025	—	—	14,907 Direct	+15.72%	Acquired	(price as of 2026-08-20)
May 11, 2012	AWK	A	1,748	—	—	12,882 Direct	+15.70%	Acquired	(price as of 2026-08-20)
May 6, 2011	AWK	A	2,049	—	—	11,134 Direct	+22.55%	Acquired	(price as of 2026-08-20)
Sept. 24, 2010	AWK	A	1,000	—	—	9,085 Direct	+12.37%	Acquired	(price as of 2026-08-20)
Sept. 24, 2010	AWK	A	1,000	—	—	9,085 Direct	-9.92%	Disposed	(price as of 2026-08-20)
May 7, 2010	AWK	A	2,414	—	—	8,085 Direct	+42.57%	Acquired	(price as of 2026-08-20)
March 8, 2010	FE	A	8,350	$39.52	$329,992	8,350 Direct	—	Acquired	20.6% (price as of 2026-08-20)
March 1, 2010	FE	C	11,807	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 1, 2010	FE	F	7,106	$39.01	$277,205	45,964 Direct	-13.39%	Disposed	22.2% (price as of 2026-08-20)
March 1, 2010	FE	A	8,151	$39.01	$317,971	53,070 Direct	+18.15%	Acquired	22.2% (price as of 2026-08-20)
March 1, 2010	FE	C	11,807	$39.01	$460,591	44,919 Direct	+35.66%	Acquired	22.2% (price as of 2026-08-20)
June 11, 2009	AWK	P	900	$18.49	$16,641	3,851 Direct	+30.50%	Acquired	650.6% (price as of 2026-08-20)
June 11, 2009	AWK	P	1,820	$18.50	$33,670	5,671 Direct	+47.26%	Acquired	650.2% (price as of 2026-08-20)
May 8, 2009	AWK	A	2,695	—	—	2,951 Direct	+1052.73%	Acquired	(price as of 2026-08-20)
March 2, 2009	FE	A	7,788	$41.41	$322,501	7,788 Direct	—	Acquired	15.1% (price as of 2026-08-20)
March 2, 2009	FE	C	12,205	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 2, 2009	FE	F	9,974	$42.53	$424,194	31,815 Direct	-23.87%	Disposed	12.1% (price as of 2026-08-20)
March 2, 2009	FE	A	8,399	$42.53	$357,209	41,789 Direct	+25.15%	Acquired	12.1% (price as of 2026-08-20)
March 2, 2009	FE	C	12,205	$42.53	$519,079	33,390 Direct	+57.61%	Acquired	12.1% (price as of 2026-08-20)
Feb. 20, 2009	FE	D	15,073	$52.03	$784,248	21,185 Direct	-41.57%	Disposed	-8.4% (price as of 2026-08-20)
Feb. 20, 2009	FE	A	15,073	$52.03	$784,248	36,258 Direct	+71.15%	Acquired	-8.4% (price as of 2026-08-20)
Aug. 27, 2008	AWK	A	1,981	—	—	1,981 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 27, 2008	AWK	A	256	—	—	256 Direct	—	Acquired	(price as of 2026-08-20)
March 3, 2008	FE	F	10,645	$68.52	$729,395	20,621 Direct	-34.05%	Disposed	-30.4% (price as of 2026-08-20)
March 3, 2008	FE	A	9,440	$68.52	$646,829	31,266 Direct	+43.25%	Acquired	-30.4% (price as of 2026-08-20)
March 3, 2008	FE	A	8,500	$66.81	$567,885	8,500 Direct	—	Acquired	-28.7% (price as of 2026-08-20)
March 3, 2008	FE	M	13,849	$68.52	$948,933	0 Direct	-100.00%	Disposed	-30.4% (price as of 2026-08-20)
March 3, 2008	FE	F	10,634	$68.52	$728,642	20,610 Direct	-34.04%	Disposed	-30.4% (price as of 2026-08-20)
March 3, 2008	FE	M	13,849	$68.52	$948,933	31,244 Direct	+79.61%	Acquired	-30.4% (price as of 2026-08-20)
March 3, 2008	FE	A	9,418	$68.52	$645,321	17,395 Direct	+118.06%	Acquired	-30.4% (price as of 2026-08-20)
Feb. 27, 2008	FE	A	15,612	$70.46	$1,100,022	15,612 Direct	—	Acquired	-32.4% (price as of 2026-08-20)
Feb. 22, 2008	FE	D	17,680	$72.91	$1,289,049	7,977 Direct	-68.91%	Disposed	-34.6% (price as of 2026-08-20)
Feb. 22, 2008	FE	A	17,680	$72.91	$1,289,049	25,657 Direct	+221.64%	Acquired	-34.6% (price as of 2026-08-20)
Aug. 20, 2007	FE	F	6,358	$62.23	$395,658	7,554 Direct	-45.70%	Disposed	-23.4% (price as of 2026-08-20)
March 1, 2007	FE	A	10,618	$62.25	$660,970	10,618 Direct	—	Acquired	-23.4% (price as of 2026-08-20)
March 1, 2006	FE	A	11,195	$50.92	$570,049	11,195 Direct	—	Acquired	-6.4% (price as of 2026-08-20)
March 1, 2005	FE	A	12,676	$41.42	$525,040	12,676 Direct	—	Acquired	15.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 18, 2014	AWK	Non-Employee Director Stock Option (right to buy)	Common Stock (1,981)	$21.72	Dec. 31, 2014	1,981	Disposed
March 8, 2010	FE	RSUP14	Common Stock (8,350)	—	March 8, 2013	8,350	Acquired
March 1, 2010	FE	Rsup6	Common Stock (11,807)	—	March 1, 2010	11,807	Disposed
March 2, 2009	FE	RSUP12	Common Stock (7,788)	—	March 2, 2012	7,788	Acquired
March 2, 2009	FE	Rsup4	Common Stock (12,205)	—	March 1, 2009	12,205	Disposed
Aug. 27, 2008	AWK	Non-Employee Director Stock Option (right to buy)	Common Stock (1,981)	$21.72	Dec. 31, 2014	1,981	Acquired
March 3, 2008	FE	RSUP10	Common Stock (8,500)	—	March 3, 2011	8,500	Acquired
March 3, 2008	FE	RSUP1	Common Stock (13,849)	$1.00	March 1, 2008	13,849	Disposed
Feb. 27, 2008	FE	RSUP9	Common Stock (15,612)	—	June 30, 2010	15,612	Acquired
March 1, 2007	FE	RSUP6	Common Stock (10,618)	—	March 1, 2010	10,618	Acquired
March 1, 2006	FE	RSUP4	Common Stock (11,195)	—	March 1, 2009	11,195	Acquired
March 1, 2005	FE	RSUP1	Common Stock (12,676)	—	March 1, 2008	12,676	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 25, 2004	FE	Common Stock	12,672	Direct
Aug. 25, 2004	FE	Stock Option (Right to Buy)→ Common Stock (54,759)	54,759	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

FE

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2007	$792,615	$0	$2,246,338	$0	$984,626	$64,417	$72,162	$4,160,158
2006	$749,154	—	$1,209,784	—	—	—	—	$3,191,713

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.