Richard S Fuld JR

CIK 1227421 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 25, 2008 · Latest: Sept. 25, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 23, 2008 806085 S 34,554 $0.14 $4,838 0 Indirect -100.00% Disposed
Sept. 23, 2008 806085 S 24,404 $0.14 $3,417 0 Indirect -100.00% Disposed
Sept. 23, 2008 806085 S 24,404 $0.14 $3,417 0 Indirect -100.00% Disposed
Sept. 18, 2008 806085 S 287,415 $0.07 $20,119 132,967 Direct -68.37% Disposed
Sept. 16, 2008 806085 S 601,500 $0.20 $120,300 0 Indirect -100.00% Disposed
Sept. 15, 2008 806085 S 1,000,000 $0.30 $300,000 420,382 Direct -70.40% Disposed
Sept. 15, 2008 806085 S 26,030 $0.22 $5,727 1,420,382 Direct -1.80% Disposed
Sept. 15, 2008 806085 S 63,004 $0.21 $13,231 1,446,412 Direct -4.17% Disposed
Sept. 15, 2008 806085 S 17,400 $0.21 $3,654 1,509,416 Direct -1.14% Disposed
Sept. 15, 2008 806085 S 11,300 $0.21 $2,373 1,526,816 Direct -0.73% Disposed
Sept. 15, 2008 806085 S 28,700 $0.21 $6,027 1,538,116 Direct -1.83% Disposed
Sept. 15, 2008 806085 S 8,800 $0.21 $1,848 1,566,816 Direct -0.56% Disposed
Sept. 15, 2008 806085 S 3,600 $0.21 $756 1,575,616 Direct -0.23% Disposed
Sept. 15, 2008 806085 S 50,000 $0.21 $10,500 1,579,216 Direct -3.07% Disposed
Sept. 15, 2008 806085 S 18,100 $0.20 $3,620 1,629,216 Direct -1.10% Disposed
Sept. 15, 2008 806085 S 7,500 $0.20 $1,500 1,647,316 Direct -0.45% Disposed
Sept. 15, 2008 806085 S 65,000 $0.20 $13,000 1,654,816 Direct -3.78% Disposed
Sept. 15, 2008 806085 S 3,398 $0.20 $680 1,719,816 Direct -0.20% Disposed
Sept. 15, 2008 806085 S 973,970 $0.16 $155,835 1,723,214 Direct -36.11% Disposed
June 13, 2007 806085 S 14,800 $77.75 $1,150,700 1,912,548 Direct -0.77% Disposed
June 13, 2007 806085 S 35,200 $77.74 $2,736,448 1,927,348 Direct -1.79% Disposed
June 13, 2007 806085 S 32,300 $77.73 $2,510,679 1,962,548 Direct -1.62% Disposed
June 13, 2007 806085 S 100,000 $77.71 $7,771,000 1,994,848 Direct -4.77% Disposed
June 13, 2007 806085 S 863 $77.70 $67,055 2,094,848 Direct -0.04% Disposed
June 13, 2007 806085 S 1 $77.67 $78 2,095,711 Direct 0.00% Disposed
June 13, 2007 806085 S 1,000 $77.64 $77,640 2,095,712 Direct -0.05% Disposed
June 13, 2007 806085 S 5,700 $77.50 $441,750 2,604,848 Direct -0.22% Disposed
June 13, 2007 806085 S 2,000 $77.49 $154,980 2,610,548 Direct -0.08% Disposed
June 13, 2007 806085 S 7,000 $77.36 $541,520 2,612,548 Direct -0.27% Disposed
June 13, 2007 806085 S 43,000 $77.30 $3,323,900 2,619,548 Direct -1.61% Disposed
June 13, 2007 806085 S 31,000 $77.22 $2,393,820 2,662,548 Direct -1.15% Disposed
June 13, 2007 806085 S 19,000 $77.20 $1,466,800 2,693,548 Direct -0.70% Disposed
Sept. 14, 2006 806085 S 24,300 $70.20 $1,705,860 2,184,950 Direct -1.10% Disposed
Sept. 14, 2006 806085 S 1,200 $70.09 $84,108 2,209,250 Direct -0.05% Disposed
Sept. 14, 2006 806085 S 300 $70.07 $21,021 2,210,450 Direct -0.01% Disposed
Sept. 14, 2006 806085 S 5,000 $70.06 $350,300 2,210,750 Direct -0.23% Disposed
Sept. 14, 2006 806085 S 4,700 $70.05 $329,235 2,215,750 Direct -0.21% Disposed
Sept. 14, 2006 806085 S 21,100 $70.03 $1,477,633 2,220,450 Direct -0.94% Disposed
Sept. 14, 2006 806085 S 14,400 $70.02 $1,008,288 2,241,550 Direct -0.64% Disposed
Sept. 14, 2006 806085 S 18,600 $70.01 $1,302,186 2,255,950 Direct -0.82% Disposed
Sept. 14, 2006 806085 S 54,700 $70.00 $3,829,000 2,274,550 Direct -2.35% Disposed
Sept. 14, 2006 806085 S 20,000 $69.90 $1,398,000 2,329,250 Direct -0.85% Disposed
Sept. 14, 2006 806085 S 10,000 $69.85 $698,500 2,349,250 Direct -0.42% Disposed
Sept. 14, 2006 806085 S 10,000 $69.84 $698,400 2,359,250 Direct -0.42% Disposed
Sept. 14, 2006 806085 S 30,400 $69.75 $2,120,400 2,369,250 Direct -1.27% Disposed
Sept. 14, 2006 806085 S 5,000 $69.70 $348,500 2,399,650 Direct -0.21% Disposed
Sept. 14, 2006 806085 S 10,000 $69.65 $696,500 2,404,650 Direct -0.41% Disposed
Sept. 14, 2006 806085 S 4,600 $69.61 $320,206 2,414,650 Direct -0.19% Disposed
Sept. 14, 2006 806085 S 10,000 $69.60 $696,000 2,419,250 Direct -0.41% Disposed
Sept. 14, 2006 806085 S 200 $70.41 $14,082 1,929,250 Direct -0.01% Disposed
Sept. 14, 2006 806085 S 17,200 $70.40 $1,210,880 1,929,450 Direct -0.88% Disposed
Sept. 14, 2006 806085 S 800 $70.34 $56,272 1,946,650 Direct -0.04% Disposed
Sept. 14, 2006 806085 S 10,800 $70.33 $759,564 1,947,450 Direct -0.55% Disposed
Sept. 14, 2006 806085 S 20,000 $70.32 $1,406,400 1,958,250 Direct -1.01% Disposed
Sept. 14, 2006 806085 S 60,000 $70.30 $4,218,000 1,978,250 Direct -2.94% Disposed
Sept. 14, 2006 806085 S 1,300 $70.29 $91,377 2,038,250 Direct -0.06% Disposed
Sept. 14, 2006 806085 S 600 $70.26 $42,156 2,039,550 Direct -0.03% Disposed
Sept. 14, 2006 806085 S 114,800 $70.25 $8,064,700 2,040,150 Direct -5.33% Disposed
Sept. 14, 2006 806085 S 30,000 $70.10 $2,103,000 2,154,950 Direct -1.37% Disposed
July 24, 2006 806085 S 10,200 $63.12 $643,824 2,633,950 Direct -0.39% Disposed
July 24, 2006 806085 S 800 $63.11 $50,488 2,644,150 Direct -0.03% Disposed
July 24, 2006 806085 S 16,000 $63.10 $1,009,600 2,644,950 Direct -0.60% Disposed
July 24, 2006 806085 S 900 $63.06 $56,754 2,660,950 Direct -0.03% Disposed
July 24, 2006 806085 S 100 $63.05 $6,305 2,661,850 Direct 0.00% Disposed
July 24, 2006 806085 S 1,900 $63.04 $119,776 2,661,950 Direct -0.07% Disposed
July 24, 2006 806085 S 200 $63.03 $12,606 2,663,850 Direct -0.01% Disposed
July 24, 2006 806085 S 5,000 $63.02 $315,100 2,664,050 Direct -0.19% Disposed
July 24, 2006 806085 S 6,200 $63.01 $390,662 2,669,050 Direct -0.23% Disposed
July 24, 2006 806085 S 36,100 $63.00 $2,274,300 2,675,250 Direct -1.33% Disposed
July 24, 2006 806085 S 400 $62.99 $25,196 2,711,350 Direct -0.01% Disposed
July 24, 2006 806085 S 13,700 $62.98 $862,826 2,711,750 Direct -0.50% Disposed
July 24, 2006 806085 S 5,200 $62.97 $327,444 2,725,450 Direct -0.19% Disposed

Showing latest 100 of 303 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 7, 2007 806085 Performance-Based Restricted Stock Units Common Stock (97,366) $0.00 — 97,366 Acquired
Dec. 7, 2007 806085 2007 Restricted Stock Units Common Stock (551,442) $0.00 — 551,442 Acquired
Nov. 30, 2007 806085 2003 Performance Stock Units [F3] Common Stock (62,614) $0.00 — 62,614 Disposed
Nov. 30, 2007 806085 2002 Restricted Stock Units [F6] Common Stock (215,633) $0.00 — 215,633 Disposed
Nov. 30, 2007 806085 2002 Performance Stock Units [F3] Common Stock (41,587) $0.00 — 41,587 Disposed
Nov. 30, 2007 806085 2001 Performance Stock Units [F3] Common Stock (67,295) $0.00 — 67,295 Disposed
June 13, 2007 806085 December 2002 Options Common Stock (800,000) $27.21 Dec. 10, 2007 800,000 Disposed
Dec. 8, 2006 806085 2006 Restricted Stock Units Common Stock (141,543) $0.00 — 141,543 Acquired
Nov. 30, 2006 806085 2003 Performance Stock Units [F5] Common Stock (62,066) $0.00 — 62,066 Disposed
Nov. 30, 2006 806085 2002 Performance Stock Units [F5] Common Stock (41,224) $0.00 — 41,224 Disposed
Nov. 30, 2006 806085 2001 PSU Dividend [F5] Common Stock (2,374) $0.00 — 2,374 Disposed
Nov. 30, 2006 806085 2001 PSU Dividend Common Stock (1,192) $0.00 — 1,192 Acquired
Nov. 30, 2006 806085 2001 Performance Stock Units [F5] Common Stock (64,333) $0.00 — 64,333 Disposed
Nov. 30, 2006 806085 1996-1997 Performance Stock Units Common Stock (2,463,956) $0.00 — 2,463,956 Acquired
March 17, 2006 806085 December 2001 Options Common Stock (394,572) $63.40 Dec. 2, 2006 394,572 Disposed
March 16, 2006 806085 December 2001 Options Common Stock (5,428) $63.40 Dec. 2, 2006 5,428 Disposed
Dec. 9, 2005 806085 December 2005 Options Common Stock (350,000) $127.65 Dec. 8, 2010 350,000 Acquired
Dec. 9, 2005 806085 2005 Restricted Stock Units Common Stock (117,055) $0.00 — 117,055 Acquired
Nov. 30, 2005 806085 2000 Restricted Stock Units [F3] Common Stock (273,854) $0.00 — 273,854 Disposed
Nov. 30, 2005 806085 2000 RSU Dividend Common Stock (6,508) $0.00 — 6,508 Acquired
Nov. 30, 2005 806085 2000 RSU Dividend [F3] Common Stock (9,324) $0.00 — 9,324 Disposed
Sept. 21, 2005 806085 December 2000 Options [F4] Common Stock (225,000) $51.12 Nov. 30, 2005 225,000 Disposed
July 19, 2005 806085 December 2000 Options [F4] Common Stock (225,000) $51.12 Nov. 30, 2005 225,000 Disposed
Feb. 11, 2005 806085 February 2000 Options Common Stock (300,000) $31.62 Feb. 17, 2005 300,000 Disposed
Feb. 8, 2005 806085 February 2000 Options Common Stock (106,700) $31.62 Feb. 17, 2005 106,700 Disposed
Feb. 7, 2005 806085 February 2000 Options Common Stock (143,300) $31.62 Feb. 17, 2005 143,300 Disposed
Jan. 20, 2005 806085 February 2000 Options [F3] Common Stock (250,000) $31.62 Feb. 17, 2005 250,000 Disposed
Dec. 9, 2004 806085 2004 Restricted Stock Units Common Stock (120,713) $0.00 — 120,713 Acquired
Dec. 9, 2004 806085 December 2004 Options Common Stock (450,000) $85.80 Dec. 8, 2009 450,000 Acquired
Nov. 30, 2004 806085 1999 RSU Dividend [F3] Common Stock (6,061) $0.00 Nov. 30, 2004 6,061 Disposed
Nov. 30, 2004 806085 1999 RSU Dividend Common Stock (3,086) $0.00 Nov. 30, 2004 3,086 Acquired
Nov. 30, 2004 806085 1999 Restricted Stock Units [F3] Common Stock (196,409) $0.00 Nov. 30, 2004 196,409 Disposed
Aug. 19, 2004 806085 December 1999 Options [F4] Common Stock (100,000) $38.44 Nov. 30, 2004 100,000 Disposed
May 19, 2004 806085 May 1994 Options [F4] Common Stock (156,640) $9.00 May 30, 2004 156,640 Disposed
Jan. 27, 2004 806085 2003 Performance Stock Units Common Stock (91,000) $0.00 — 91,000 Acquired
Jan. 27, 2004 806085 2003 Restricted Stock Units Common Stock (93,787) $0.00 — 93,787 Acquired
Dec. 10, 2003 806085 December 2003 Options Common Stock (450,000) $71.39 Dec. 10, 2008 450,000 Acquired
Dec. 1, 2003 806085 1998 RSU Dividend [F3] Common Stock (9,413) $0.00 Dec. 1, 2003 9,413 Disposed
Dec. 1, 2003 806085 1998 RSU Dividend Common Stock (2,438) $0.00 Dec. 1, 2003 2,438 Acquired
Dec. 1, 2003 806085 1998 Restricted Stock Units [F3] Common Stock (325,061) $0.00 Dec. 1, 2003 325,061 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).