Richard Santoroski
CIK 1428362 · View on SEC EDGAR ↗
Insider
First SEC filing: April 15, 2022 · Latest: April 15, 2022
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 36 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 1, 2012 | AES | I | 525 | $12.96 | $6,804 | 7,040 Direct | -6.94% | Disposed | 13.9% (price as of 2026-08-18) |
| Feb. 18, 2011 | AES | A | 1,525 | $12.88 | $19,642 | 7,565 Direct | +25.25% | Acquired | 14.6% (price as of 2026-08-18) |
| Feb. 18, 2011 | AES | A | 52,174 | — | — | 52,174 Direct | — | Acquired | (price as of 2026-08-18) |
| Feb. 18, 2011 | AES | A | 15,528 | — | — | 28,070 Direct | +123.81% | Acquired | (price as of 2026-08-18) |
| Dec. 31, 2010 | AES | M | 4,977 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-18) |
| Dec. 31, 2010 | AES | F | 1,683 | $12.18 | $20,499 | 12,542 Direct | -11.83% | Disposed | 21.2% (price as of 2026-08-18) |
| Dec. 31, 2010 | AES | M | 4,977 | — | — | 14,225 Direct | +53.82% | Acquired | (price as of 2026-08-18) |
| Feb. 19, 2010 | AES | D | 3,927 | — | — | 22,495 Direct | -14.86% | Disposed | (price as of 2026-08-18) |
| Feb. 19, 2010 | AES | A | 1,121 | $12.18 | $13,654 | 6,040 Direct | +22.79% | Acquired | 21.2% (price as of 2026-08-18) |
| Feb. 19, 2010 | AES | A | 21,930 | — | — | 21,930 Direct | — | Acquired | (price as of 2026-08-18) |
| Feb. 19, 2010 | AES | A | 1,708 | $12.18 | $20,803 | 21,820 Indirect | +8.49% | Acquired | 21.2% (price as of 2026-08-18) |
| Dec. 31, 2009 | AES | A | 36 | $13.31 | $479 | 4,919 Direct | +0.74% | Acquired | 10.9% (price as of 2026-08-18) |
| Dec. 31, 2009 | AES | M | 5,205 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-18) |
| Dec. 31, 2009 | AES | F | 1,682 | $13.31 | $22,387 | 9,248 Direct | -15.39% | Disposed | 10.9% (price as of 2026-08-18) |
| Dec. 31, 2009 | AES | M | 5,205 | — | — | 10,930 Direct | +90.92% | Acquired | (price as of 2026-08-18) |
| Nov. 30, 2009 | AES | A | 38 | $12.74 | $484 | 4,883 Direct | +0.78% | Acquired | 15.9% (price as of 2026-08-18) |
| Oct. 30, 2009 | AES | A | 37 | $13.07 | $484 | 4,845 Direct | +0.77% | Acquired | 13.0% (price as of 2026-08-18) |
| Sept. 30, 2009 | AES | A | 33 | $14.82 | $489 | 4,808 Direct | +0.69% | Acquired | -0.4% (price as of 2026-08-18) |
| Aug. 31, 2009 | AES | A | 35 | $13.67 | $478 | 4,775 Direct | +0.74% | Acquired | 8.0% (price as of 2026-08-18) |
| July 31, 2009 | AES | A | 38 | $12.79 | $486 | 4,740 Direct | +0.81% | Acquired | 15.4% (price as of 2026-08-18) |
| June 30, 2009 | AES | A | 42 | $11.61 | $488 | 4,702 Direct | +0.90% | Acquired | 27.2% (price as of 2026-08-18) |
| May 29, 2009 | AES | A | 49 | $9.99 | $490 | 4,660 Direct | +1.06% | Acquired | 47.8% (price as of 2026-08-18) |
| April 30, 2009 | AES | A | 68 | $7.07 | $481 | 4,611 Direct | +1.50% | Acquired | 108.8% (price as of 2026-08-18) |
| April 30, 2009 | AES | A | 1,525 | $6.57 | $10,019 | 20,112 Indirect | +8.20% | Acquired | 124.7% (price as of 2026-08-18) |
| March 31, 2009 | AES | A | 95 | $5.81 | $552 | 4,543 Direct | +2.14% | Acquired | 154.1% (price as of 2026-08-18) |
| March 31, 2009 | AES | A | 213 | $5.95 | $1,267 | 18,587 Indirect | +1.16% | Acquired | 148.2% (price as of 2026-08-18) |
| Feb. 28, 2009 | AES | A | 71 | $6.30 | $447 | 4,448 Direct | +1.62% | Acquired | 134.4% (price as of 2026-08-18) |
| Feb. 20, 2009 | AES | A | 1,872 | $6.71 | $12,561 | 4,320 Direct | +76.47% | Acquired | 120.0% (price as of 2026-08-18) |
| Feb. 20, 2009 | AES | A | 13,040 | $6.71 | $87,498 | 31,627 Direct | +70.16% | Acquired | 120.0% (price as of 2026-08-18) |
| Feb. 20, 2009 | AES | A | 29,070 | — | — | 29,070 Direct | — | Acquired | (price as of 2026-08-18) |
| Feb. 20, 2009 | AES | A | 2,742 | $6.71 | $18,399 | 18,374 Indirect | +17.54% | Acquired | 120.0% (price as of 2026-08-18) |
| Jan. 31, 2009 | AES | A | 57 | $7.91 | $451 | 4,377 Direct | +1.32% | Acquired | 86.7% (price as of 2026-08-18) |
| Dec. 31, 2008 | AES | M | 8,584 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-18) |
| Dec. 31, 2008 | AES | F | 2,859 | $8.24 | $23,558 | 5,725 Direct | -33.31% | Disposed | 79.2% (price as of 2026-08-18) |
| Dec. 31, 2008 | AES | M | 8,584 | — | — | 8,584 Direct | — | Acquired | (price as of 2026-08-18) |
| Dec. 31, 2008 | AES | A | 634 | $14.04 | $8,901 | 15,477 Indirect | +4.27% | Acquired | 5.2% (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 1, 2012 | AES | Units | Common Stock (525) | — | — | 525 | Disposed |
| Feb. 18, 2011 | AES | Units | Common Stock (1,525) | — | — | 1,525 | Acquired |
| Feb. 18, 2011 | AES | Stock Option (Right to Buy) | Common Stock (52,174) | $12.88 | Feb. 18, 2021 | 52,174 | Acquired |
| Dec. 31, 2010 | AES | Restricted Stock Units | Common Stock (4,977) | — | — | 4,977 | Disposed |
| Feb. 19, 2010 | AES | Restricted Stock Units | Common Stock (3,927) | — | — | 3,927 | Disposed |
| Feb. 19, 2010 | AES | Units | Common Stock (1,121) | — | — | 1,121 | Acquired |
| Feb. 19, 2010 | AES | Stock Option (Right to Buy) | Common Stock (21,930) | $12.18 | Feb. 19, 2020 | 21,930 | Acquired |
| Dec. 31, 2009 | AES | Units | Common Stock (36) | — | — | 36 | Acquired |
| Dec. 31, 2009 | AES | Restricted Stock Units | Common Stock (5,205) | — | Dec. 31, 2009 | 5,205 | Disposed |
| Nov. 30, 2009 | AES | Units | Common Stock (38) | — | — | 38 | Acquired |
| Oct. 30, 2009 | AES | Units | Common Stock (37) | — | — | 37 | Acquired |
| Sept. 30, 2009 | AES | Units | Common Stock (33) | — | — | 33 | Acquired |
| Aug. 31, 2009 | AES | Units | Common Stock (35) | — | — | 35 | Acquired |
| July 31, 2009 | AES | Units | Common Stock (38) | — | — | 38 | Acquired |
| June 30, 2009 | AES | Units | Common Stock (42) | — | — | 42 | Acquired |
| May 29, 2009 | AES | Units | Common Stock (49) | — | — | 49 | Acquired |
| April 30, 2009 | AES | Units | Common Stock (68) | — | — | 68 | Acquired |
| March 31, 2009 | AES | Units | Common Stock (95) | — | — | 95 | Acquired |
| Feb. 28, 2009 | AES | Units | Common Stock (71) | — | — | 71 | Acquired |
| Feb. 20, 2009 | AES | Units | Common Stock (1,872) | — | — | 1,872 | Acquired |
| Feb. 20, 2009 | AES | Restricted Stock Units | Common Stock (13,040) | — | — | 13,040 | Acquired |
| Feb. 20, 2009 | AES | Stock Option (Right to Buy) | Common Stock (29,070) | $6.71 | Feb. 20, 2019 | 29,070 | Acquired |
| Jan. 31, 2009 | AES | Units | Common Stock (57) | — | — | 57 | Acquired |
| Dec. 31, 2008 | AES | Restricted Stock Units | Common Stock (8,584) | — | Dec. 31, 2008 | 8,584 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 18 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 15, 2022 | HASI | LTIP Units→ Common stock, par value $0.01 per share (36,047) | 36,047 | Indirect |
| March 18, 2008 | AES | Common Stock | 14,843 | Indirect |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (2,700) | 2,700 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (1,100) | 1,100 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (3,158) | 3,158 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (3,858) | 3,858 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (44,534) | 44,534 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (11,544) | 11,544 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (7,622) | 7,622 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (11,132) | 11,132 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (8,604) | 8,604 | Direct |
| March 18, 2008 | AES | Stock Option Grant (Right to Buy)→ Common Stock (9,205) | 9,205 | Direct |
| March 18, 2008 | AES | Units→ Common Stock (2,448) | 2,448 | Direct |
| March 18, 2008 | AES | Restricted Stock Units→ Common Stock (8,584) | 8,584 | Direct |
| March 18, 2008 | AES | Restricted Stock Units→ Common Stock (5,205) | 5,205 | Direct |
| March 18, 2008 | AES | Restricted Stock Units→ Common Stock (4,977) | 4,977 | Direct |
| March 18, 2008 | AES | Restricted Stock Units→ Common Stock (3,927) | 3,927 | Direct |
| March 18, 2008 | AES | Restricted Stock Units→ Common Stock (4,478) | 4,478 | Direct |