Richard Santoroski — SEC Insider Profile, Roles & Companies

Insider at

AES HASI buying Aug. 21, 2023

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 1, 2024	HASI	A	28,500	·	·	115,159 Indirect	+32.89%	Acquired	(price as of 2026-10-02)
Aug. 21, 2023	HASI	P	2,500	$20.46	$51,150	2,500 Direct	·	Acquired	77.3% (price as of 2026-10-02)
March 1, 2023	HASI	A	55,380	·	·	91,427 Indirect	+153.63%	Acquired	(price as of 2026-10-02)
Feb. 1, 2012	AES	I	525	$12.96	$6,804	7,040 Direct	-6.94%	Disposed	15.0% (price as of 2026-10-02)
Feb. 18, 2011	AES	A	1,525	$12.88	$19,642	7,565 Direct	+25.25%	Acquired	15.8% (price as of 2026-10-02)
Feb. 18, 2011	AES	A	52,174	·	·	52,174 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 18, 2011	AES	A	15,528	·	·	28,070 Direct	+123.81%	Acquired	(price as of 2026-10-02)
Dec. 31, 2010	AES	M	4,977	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
Dec. 31, 2010	AES	F	1,683	$12.18	$20,499	12,542 Direct	-11.83%	Disposed	22.4% (price as of 2026-10-02)
Dec. 31, 2010	AES	M	4,977	·	·	14,225 Direct	+53.82%	Acquired	(price as of 2026-10-02)
Feb. 19, 2010	AES	D	3,927	·	·	22,495 Direct	-14.86%	Disposed	(price as of 2026-10-02)
Feb. 19, 2010	AES	A	1,121	$12.18	$13,654	6,040 Direct	+22.79%	Acquired	22.4% (price as of 2026-10-02)
Feb. 19, 2010	AES	A	21,930	·	·	21,930 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 19, 2010	AES	A	1,708	$12.18	$20,803	21,820 Indirect	+8.49%	Acquired	22.4% (price as of 2026-10-02)
Dec. 31, 2009	AES	A	36	$13.31	$479	4,919 Direct	+0.74%	Acquired	12.0% (price as of 2026-10-02)
Dec. 31, 2009	AES	M	5,205	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
Dec. 31, 2009	AES	F	1,682	$13.31	$22,387	9,248 Direct	-15.39%	Disposed	12.0% (price as of 2026-10-02)
Dec. 31, 2009	AES	M	5,205	·	·	10,930 Direct	+90.92%	Acquired	(price as of 2026-10-02)
Nov. 30, 2009	AES	A	38	$12.74	$484	4,883 Direct	+0.78%	Acquired	17.0% (price as of 2026-10-02)
Oct. 30, 2009	AES	A	37	$13.07	$484	4,845 Direct	+0.77%	Acquired	14.1% (price as of 2026-10-02)
Sept. 30, 2009	AES	A	33	$14.82	$489	4,808 Direct	+0.69%	Acquired	0.6% (price as of 2026-10-02)
Aug. 31, 2009	AES	A	35	$13.67	$478	4,775 Direct	+0.74%	Acquired	9.1% (price as of 2026-10-02)
July 31, 2009	AES	A	38	$12.79	$486	4,740 Direct	+0.81%	Acquired	16.6% (price as of 2026-10-02)
June 30, 2009	AES	A	42	$11.61	$488	4,702 Direct	+0.90%	Acquired	28.4% (price as of 2026-10-02)
May 29, 2009	AES	A	49	$9.99	$490	4,660 Direct	+1.06%	Acquired	49.2% (price as of 2026-10-02)
April 30, 2009	AES	A	68	$7.07	$481	4,611 Direct	+1.50%	Acquired	110.9% (price as of 2026-10-02)
April 30, 2009	AES	A	1,525	$6.57	$10,019	20,112 Indirect	+8.20%	Acquired	126.9% (price as of 2026-10-02)
March 31, 2009	AES	A	95	$5.81	$552	4,543 Direct	+2.14%	Acquired	156.6% (price as of 2026-10-02)
March 31, 2009	AES	A	213	$5.95	$1,267	18,587 Indirect	+1.16%	Acquired	150.6% (price as of 2026-10-02)
Feb. 28, 2009	AES	A	71	$6.30	$447	4,448 Direct	+1.62%	Acquired	136.7% (price as of 2026-10-02)
Feb. 20, 2009	AES	A	1,872	$6.71	$12,561	4,320 Direct	+76.47%	Acquired	122.2% (price as of 2026-10-02)
Feb. 20, 2009	AES	A	13,040	$6.71	$87,498	31,627 Direct	+70.16%	Acquired	122.2% (price as of 2026-10-02)
Feb. 20, 2009	AES	A	29,070	·	·	29,070 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 20, 2009	AES	A	2,742	$6.71	$18,399	18,374 Indirect	+17.54%	Acquired	122.2% (price as of 2026-10-02)
Jan. 31, 2009	AES	A	57	$7.91	$451	4,377 Direct	+1.32%	Acquired	88.5% (price as of 2026-10-02)
Dec. 31, 2008	AES	M	8,584	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-02)
Dec. 31, 2008	AES	F	2,859	$8.24	$23,558	5,725 Direct	-33.31%	Disposed	80.9% (price as of 2026-10-02)
Dec. 31, 2008	AES	M	8,584	·	·	8,584 Direct	·	Acquired	(price as of 2026-10-02)
Dec. 31, 2008	AES	A	634	$14.04	$8,901	15,477 Indirect	+4.27%	Acquired	6.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 1, 2024	HASI	LTIP Units	Common stock, par value $0.01 per share (28,500)	·	·	28,500	Acquired
March 1, 2023	HASI	LTIP Units	Common stock, par value $0.01 per share (55,380)	·	·	55,380	Acquired
Feb. 1, 2012	AES	Units	Common Stock (525)	·	·	525	Disposed
Feb. 18, 2011	AES	Units	Common Stock (1,525)	·	·	1,525	Acquired
Feb. 18, 2011	AES	Stock Option (Right to Buy)	Common Stock (52,174)	$12.88	Feb. 18, 2021	52,174	Acquired
Dec. 31, 2010	AES	Restricted Stock Units	Common Stock (4,977)	·	·	4,977	Disposed
Feb. 19, 2010	AES	Restricted Stock Units	Common Stock (3,927)	·	·	3,927	Disposed
Feb. 19, 2010	AES	Units	Common Stock (1,121)	·	·	1,121	Acquired
Feb. 19, 2010	AES	Stock Option (Right to Buy)	Common Stock (21,930)	$12.18	Feb. 19, 2020	21,930	Acquired
Dec. 31, 2009	AES	Units	Common Stock (36)	·	·	36	Acquired
Dec. 31, 2009	AES	Restricted Stock Units	Common Stock (5,205)	·	Dec. 31, 2009	5,205	Disposed
Nov. 30, 2009	AES	Units	Common Stock (38)	·	·	38	Acquired
Oct. 30, 2009	AES	Units	Common Stock (37)	·	·	37	Acquired
Sept. 30, 2009	AES	Units	Common Stock (33)	·	·	33	Acquired
Aug. 31, 2009	AES	Units	Common Stock (35)	·	·	35	Acquired
July 31, 2009	AES	Units	Common Stock (38)	·	·	38	Acquired
June 30, 2009	AES	Units	Common Stock (42)	·	·	42	Acquired
May 29, 2009	AES	Units	Common Stock (49)	·	·	49	Acquired
April 30, 2009	AES	Units	Common Stock (68)	·	·	68	Acquired
March 31, 2009	AES	Units	Common Stock (95)	·	·	95	Acquired
Feb. 28, 2009	AES	Units	Common Stock (71)	·	·	71	Acquired
Feb. 20, 2009	AES	Units	Common Stock (1,872)	·	·	1,872	Acquired
Feb. 20, 2009	AES	Restricted Stock Units	Common Stock (13,040)	·	·	13,040	Acquired
Feb. 20, 2009	AES	Stock Option (Right to Buy)	Common Stock (29,070)	$6.71	Feb. 20, 2019	29,070	Acquired
Jan. 31, 2009	AES	Units	Common Stock (57)	·	·	57	Acquired
Dec. 31, 2008	AES	Restricted Stock Units	Common Stock (8,584)	·	Dec. 31, 2008	8,584	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 15, 2022	HASI	LTIP Units→ Common stock, par value $0.01 per share (36,047)	36,047	Indirect
March 18, 2008	AES	Common Stock	14,843	Indirect
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (2,700)	2,700	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (1,100)	1,100	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (3,158)	3,158	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (3,858)	3,858	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (44,534)	44,534	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (11,544)	11,544	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (7,622)	7,622	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (11,132)	11,132	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (8,604)	8,604	Direct
March 18, 2008	AES	Stock Option Grant (Right to Buy)→ Common Stock (9,205)	9,205	Direct
March 18, 2008	AES	Units→ Common Stock (2,448)	2,448	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (8,584)	8,584	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (5,205)	5,205	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (4,977)	4,977	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (3,927)	3,927	Direct
March 18, 2008	AES	Restricted Stock Units→ Common Stock (4,478)	4,478	Direct