Richard Small
CIK 1264151 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 13, 2007 · Latest: Nov. 13, 2007
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 20, 2007 | AZTA | F | 793 | $12.49 | $9,905 | 36,122 Direct | -2.15% | Disposed | 182.7% (price as of 2026-08-19) |
| Dec. 5, 2007 | AZTA | F | 793 | $12.42 | $9,849 | 36,915 Direct | -2.10% | Disposed | 184.3% (price as of 2026-08-19) |
| Nov. 8, 2007 | AZTA | A | 10,000 | — | — | 37,708 Direct | +36.09% | Acquired | (price as of 2026-08-19) |
| Dec. 20, 2004 | AZTA | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-19) |
| Dec. 20, 2004 | AZTA | A | 5,000 | $0.01 | $50 | 5,000 Direct | — | Acquired | 352950.0% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 20, 2004 | AZTA | Non-Qualified Stock Option (right to buy) | Common Stock (10,000) | $17.22 | Dec. 20, 2011 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 13, 2007 | AZTA | Common Stock | 27,708 | Direct |
| Nov. 13, 2007 | AZTA | Incentive Stock Option (right to buy)→ Common Stock (15,648) | 15,648 | Direct |
| Nov. 13, 2007 | AZTA | Non-Qualified Stock Option (right to buy)→ Common Stock (4,352) | 4,352 | Direct |
| Nov. 13, 2007 | AZTA | Non-Qualified Stock Option (right to buy)→ Common Stock (10,000) | 10,000 | Direct |
| Oct. 1, 2003 | AZTA | Incentive Stock Option (right to buy) [F1]→ Common Stock (15,648) | 15,648 | Direct |
| Oct. 1, 2003 | AZTA | Non-Qualified Stock Option (right to buy) [F1]→ Common Stock (4,352) | 4,352 | Direct |