Richard T Gieryn JR
CIK 1373524 · View on SEC EDGAR ↗
First SEC filing: Sept. 14, 2006 · Latest: Sept. 14, 2006
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 9, 2016 | AXS | S | 10,400 | $56.15 | $583,960 | 15,958 Direct | -39.46% | Disposed | 76.2% (price as of 2026-08-21) |
| May 20, 2016 | AXS | S | 14,967 | $54.37 | $813,756 | 26,358 Direct | -36.22% | Disposed | 82.0% (price as of 2026-08-21) |
| March 4, 2016 | AXS | S | 14,314 | $55.00 | $787,270 | 42,708 Direct | -25.10% | Disposed | 79.9% (price as of 2026-08-21) |
| March 4, 2016 | AXS | S | 1,383 | $54.85 | $75,858 | 41,325 Direct | -3.24% | Disposed | 80.4% (price as of 2026-08-21) |
| Dec. 10, 2015 | AXS | S | 17,700 | $56.60 | $1,001,820 | 56,094 Direct | -23.99% | Disposed | 74.8% (price as of 2026-08-21) |
| Nov. 21, 2014 | AXS | S | 500 | $49.92 | $24,960 | 75,030 Direct | -0.66% | Disposed | 98.2% (price as of 2026-08-21) |
| Nov. 20, 2014 | AXS | S | 24,500 | $49.79 | $1,219,855 | 75,530 Direct | -24.49% | Disposed | 98.7% (price as of 2026-08-21) |
| June 10, 2014 | AXS | S | 10,000 | $46.46 | $464,600 | 100,030 Direct | -9.09% | Disposed | 113.0% (price as of 2026-08-21) |
| Nov. 13, 2013 | AXS | S | 10,000 | $48.00 | $480,000 | 103,297 Direct | -8.83% | Disposed | 106.1% (price as of 2026-08-21) |
| May 14, 2013 | AXS | S | 12,060 | $45.53 | $549,092 | 109,297 Direct | -9.94% | Disposed | 117.3% (price as of 2026-08-21) |
| Sept. 13, 2012 | AXS | S | 15,156 | $36.09 | $546,980 | 127,626 Direct | -10.61% | Disposed | 174.1% (price as of 2026-08-21) |
| Aug. 9, 2012 | AXS | S | 6,000 | $34.14 | $204,840 | 136,782 Direct | -4.20% | Disposed | 189.8% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 7, 2016 | AXS | Restricted Stock Units | Common Stock (11,368) | — | — | 11,368 | Acquired |
| March 1, 2016 | AXS | Restricted Stock Units | Common Shares (1,578) | — | — | 1,578 | Disposed |
| March 1, 2016 | AXS | Restricted Stock Units | Common Shares (2,030) | — | — | 2,030 | Disposed |
| Feb. 4, 2016 | AXS | Restricted Stock Units | Common Shares (4,500) | — | — | 4,500 | Disposed |
| Feb. 2, 2016 | AXS | Restricted Stock Units | Common Shares (669) | — | — | 669 | Acquired |
| Feb. 2, 2016 | AXS | Restricted Stock Units | Common Shares (6,691) | — | — | 6,691 | Acquired |
| March 1, 2015 | AXS | Restricted Stock Units | Common Shares (2,030) | — | — | 2,030 | Disposed |
| Feb. 4, 2015 | AXS | Restricted Stock Units | Common Shares (4,500) | — | — | 4,500 | Disposed |
| Feb. 3, 2015 | AXS | Restricted Stock Units | Common Shares (702) | — | — | 702 | Acquired |
| Feb. 3, 2015 | AXS | Restricted Stock Units | Common Shares (6,314) | — | — | 6,314 | Acquired |
| June 10, 2014 | AXS | Employee Stock Option | Common Shares (10,000) | $28.02 | Jan. 12, 2015 | 10,000 | Disposed |
| Feb. 4, 2014 | AXS | Restricted Stock Units | Common Shares (812) | — | — | 812 | Acquired |
| Feb. 4, 2014 | AXS | Restricted Stock Units | Common Shares (8,120) | — | — | 8,120 | Acquired |
| Feb. 4, 2014 | AXS | Restricted Stock Units | Common Shares (4,500) | — | — | 4,500 | Disposed |
| Nov. 13, 2013 | AXS | Employee Stock Option | Common Shares (10,000) | $29.62 | Jan. 1, 2014 | 10,000 | Disposed |
| Feb. 4, 2013 | AXS | Restricted Stock Units | Common Shares (18,000) | — | — | 18,000 | Acquired |
| Aug. 9, 2012 | AXS | Employee Stock Option | Common Shares (6,000) | $14.50 | Dec. 11, 2012 | 6,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 14, 2006 | AXS | Common Shares | — | Direct |
| Sept. 14, 2006 | AXS | Common Shares | — | Direct |
| Sept. 14, 2006 | AXS | Common Shares | — | Direct |
| Sept. 14, 2006 | AXS | Common Shares | — | Direct |
| Sept. 14, 2006 | AXS | Employee Stock Option→ Common Shares (6,000) | 6,000 | Direct |
| Sept. 14, 2006 | AXS | Employee Stock Option→ Common Shares (10,000) | 10,000 | Direct |
| Sept. 14, 2006 | AXS | Employee Stock Option→ Common Shares (10,000) | 10,000 | Direct |