Richards Judith Hope

Insider

First SEC filing: April 4, 2016 · Latest: April 4, 2016

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 80 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

80 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 1, 2016	UNP	A	801	—	—	56,510 Direct	+1.44%	Acquired	(price as of 2026-08-20)
March 11, 2016	UNP	M	7,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 11, 2016	UNP	S	4,000	$81.15	$324,600	27,940 Direct	-12.52%	Disposed	271.7% (price as of 2026-08-20)
March 11, 2016	UNP	M	7,400	$24.25	$179,450	31,940 Direct	+30.15%	Acquired	1143.7% (price as of 2026-08-20)
Jan. 4, 2016	UNP	A	809	—	—	55,709 Direct	+1.47%	Acquired	(price as of 2026-08-20)
Dec. 1, 2015	UNP	S	2,400	$83.84	$201,216	24,540 Direct	-8.91%	Disposed	259.7% (price as of 2026-08-20)
Dec. 1, 2015	UNP	M	8,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 1, 2015	UNP	M	8,400	$21.52	$180,768	26,940 Direct	+45.31%	Acquired	1301.5% (price as of 2026-08-20)
Dec. 1, 2015	UNP	S	2,945	$83.81	$246,820	18,540 Direct	-13.71%	Disposed	259.9% (price as of 2026-08-20)
Oct. 1, 2015	UNP	A	693	—	—	54,900 Direct	+1.28%	Acquired	(price as of 2026-08-20)
July 15, 2015	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 15, 2015	GIS	S	10,000	$56.85	$568,500	97,964 Direct	-9.26%	Disposed	-29.9% (price as of 2026-08-20)
July 15, 2015	GIS	M	20,000	$27.56	$551,200	107,964 Direct	+22.74%	Acquired	44.5% (price as of 2026-08-20)
July 1, 2015	UNP	A	644	—	—	54,207 Direct	+1.20%	Acquired	(price as of 2026-08-20)
April 2, 2015	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 2, 2015	GIS	S	10,000	$56.55	$565,500	87,664 Direct	-10.24%	Disposed	-29.6% (price as of 2026-08-20)
April 2, 2015	GIS	M	20,000	$22.89	$457,800	97,664 Direct	+25.75%	Acquired	74.0% (price as of 2026-08-20)
April 1, 2015	UNP	A	575	—	—	53,563 Direct	+1.09%	Acquired	(price as of 2026-08-20)
Jan. 2, 2015	UNP	A	492	—	—	52,988 Direct	+0.94%	Acquired	(price as of 2026-08-20)
Dec. 17, 2014	GIS	G	360	—	—	77,372 Direct	-0.46%	Disposed	(price as of 2026-08-20)
Dec. 17, 2014	UNP	G	55	—	—	21,485 Direct	-0.26%	Disposed	(price as of 2026-08-20)
Oct. 17, 2014	GIS	G	510	—	—	77,423 Direct	-0.65%	Disposed	(price as of 2026-08-20)
Oct. 16, 2014	GIS	G	460	—	—	77,933 Direct	-0.59%	Disposed	(price as of 2026-08-20)
Oct. 1, 2014	UNP	A	549	—	—	52,496 Direct	+1.06%	Acquired	(price as of 2026-08-20)
Sept. 23, 2014	GIS	A	3,571	—	—	78,393 Direct	+4.77%	Acquired	(price as of 2026-08-20)
Sept. 3, 2014	UNP	M	12,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 3, 2014	UNP	S	6,200	$106.44	$659,928	21,540 Direct	-22.35%	Disposed	183.4% (price as of 2026-08-20)
Sept. 3, 2014	UNP	M	12,200	$14.78	$180,316	27,740 Direct	+78.51%	Acquired	1940.6% (price as of 2026-08-20)
July 1, 2014	UNP	A	559	—	—	51,947 Direct	+1.09%	Acquired	(price as of 2026-08-20)
April 7, 2014	GIS	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 7, 2014	GIS	S	10,000	$52.15	$521,500	74,194 Direct	-11.88%	Disposed	-23.6% (price as of 2026-08-20)
April 7, 2014	GIS	M	10,000	$22.50	$225,000	84,194 Direct	+13.48%	Acquired	77.0% (price as of 2026-08-20)
April 1, 2014	UNP	A	296	—	—	25,694 Direct	+1.17%	Acquired	(price as of 2026-08-20)
Jan. 2, 2014	UNP	A	311	—	—	25,398 Direct	+1.24%	Acquired	(price as of 2026-08-20)
Oct. 1, 2013	UNP	A	332	—	—	25,087 Direct	+1.34%	Acquired	(price as of 2026-08-20)
Sept. 24, 2013	GIS	A	3,685	—	—	73,578 Direct	+5.27%	Acquired	(price as of 2026-08-20)
Aug. 2, 2013	UNP	M	5,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 2, 2013	UNP	S	5,500	$164.15	$902,825	7,770 Direct	-41.45%	Disposed	267.5% (price as of 2026-08-20)
Aug. 2, 2013	UNP	M	5,500	$32.55	$179,025	13,270 Direct	+70.79%	Acquired	1753.1% (price as of 2026-08-20)
July 1, 2013	UNP	A	317	—	—	24,755 Direct	+1.30%	Acquired	(price as of 2026-08-20)
May 13, 2013	GIS	M	10,000	—	—	10,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
May 13, 2013	GIS	S	526	$50.10	$26,353	69,607 Direct	-0.75%	Disposed	-20.5% (price as of 2026-08-20)
May 13, 2013	GIS	S	10,000	$50.06	$500,600	70,133 Direct	-12.48%	Disposed	-20.4% (price as of 2026-08-20)
May 13, 2013	GIS	M	10,000	$22.50	$225,000	80,133 Direct	+14.26%	Acquired	77.0% (price as of 2026-08-20)
April 1, 2013	UNP	A	347	—	—	24,438 Direct	+1.44%	Acquired	(price as of 2026-08-20)
Jan. 2, 2013	UNP	A	380	—	—	24,091 Direct	+1.60%	Acquired	(price as of 2026-08-20)
Oct. 1, 2012	UNP	A	392	—	—	23,711 Direct	+1.68%	Acquired	(price as of 2026-08-20)
Sept. 24, 2012	GIS	A	4,474	—	—	69,247 Direct	+6.91%	Acquired	(price as of 2026-08-20)
July 25, 2012	GIS	G	10	—	—	64,476 Direct	-0.02%	Disposed	(price as of 2026-08-20)
July 10, 2012	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 10, 2012	GIS	S	20,000	$38.60	$772,000	64,486 Direct	-23.67%	Disposed	3.2% (price as of 2026-08-20)
July 10, 2012	GIS	M	20,000	$23.46	$469,200	84,486 Direct	+31.01%	Acquired	69.8% (price as of 2026-08-20)
July 2, 2012	UNP	A	390	—	—	23,319 Direct	+1.70%	Acquired	(price as of 2026-08-20)
May 3, 2012	UNP	M	6,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 3, 2012	UNP	S	6,400	$116.03	$742,592	7,770 Direct	-45.17%	Disposed	419.9% (price as of 2026-08-20)
May 3, 2012	UNP	M	6,400	$27.99	$179,136	14,170 Direct	+82.37%	Acquired	2055.1% (price as of 2026-08-20)
April 9, 2012	GIS	S	800	$38.72	$30,976	64,218 Direct	-1.23%	Disposed	2.9% (price as of 2026-08-20)
April 2, 2012	UNP	A	424	—	—	22,929 Direct	+1.88%	Acquired	(price as of 2026-08-20)
Jan. 4, 2012	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 4, 2012	GIS	S	20,000	$40.41	$808,200	64,759 Direct	-23.60%	Disposed	-1.4% (price as of 2026-08-20)
Jan. 4, 2012	GIS	M	20,000	$21.69	$433,800	84,759 Direct	+30.88%	Acquired	83.6% (price as of 2026-08-20)
Jan. 3, 2012	UNP	A	422	—	—	22,505 Direct	+1.91%	Acquired	(price as of 2026-08-20)
Oct. 26, 2011	UNP	M	5,900	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 26, 2011	UNP	S	5,900	$98.38	$580,442	7,770 Direct	-43.16%	Disposed	513.1% (price as of 2026-08-20)
Oct. 26, 2011	UNP	M	5,900	$30.57	$180,363	13,670 Direct	+75.93%	Acquired	1873.2% (price as of 2026-08-20)
Oct. 3, 2011	UNP	A	525	—	—	22,083 Direct	+2.44%	Acquired	(price as of 2026-08-20)
Sept. 26, 2011	GIS	A	11,398	—	—	11,398 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 26, 2011	GIS	A	2,280	—	—	64,490 Direct	+3.67%	Acquired	(price as of 2026-08-20)
July 1, 2011	UNP	A	402	—	—	21,558 Direct	+1.90%	Acquired	(price as of 2026-08-20)
April 1, 2011	UNP	A	410	—	—	21,156 Direct	+1.98%	Acquired	(price as of 2026-08-20)
Feb. 23, 2011	GIS	S	2,000	$37.22	$74,440	61,731 Direct	-3.14%	Disposed	7.0% (price as of 2026-08-20)
Jan. 4, 2011	GIS	M	20,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 4, 2011	GIS	S	20,000	$35.61	$712,200	63,483 Direct	-23.96%	Disposed	11.8% (price as of 2026-08-20)
Jan. 4, 2011	GIS	M	20,000	$22.10	$442,000	83,483 Direct	+31.50%	Acquired	80.2% (price as of 2026-08-20)
Jan. 3, 2011	UNP	A	428	—	—	20,746 Direct	+2.11%	Acquired	(price as of 2026-08-20)
Nov. 3, 2010	GIS	G	150	—	—	63,483 Direct	-0.24%	Disposed	(price as of 2026-08-20)
Oct. 1, 2010	UNP	A	482	—	—	20,318 Direct	+2.43%	Acquired	(price as of 2026-08-20)
Sept. 27, 2010	GIS	A	12,248	—	—	12,248 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 27, 2010	GIS	A	2,450	—	—	63,403 Direct	+4.02%	Acquired	(price as of 2026-08-20)
July 1, 2010	UNP	A	562	—	—	19,836 Direct	+2.92%	Acquired	(price as of 2026-08-20)
April 1, 2010	UNP	A	476	—	—	19,274 Direct	+2.53%	Acquired	(price as of 2026-08-20)
Jan. 4, 2010	UNP	A	461	—	—	18,798 Direct	+2.51%	Acquired	(price as of 2026-08-20)
Dec. 21, 2009	GIS	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 21, 2009	GIS	M	5,000	—	—	5,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Dec. 21, 2009	GIS	S	5,000	$69.65	$348,250	30,172 Direct	-14.22%	Disposed	14.4% (price as of 2026-08-20)
Dec. 21, 2009	GIS	M	5,000	$34.41	$172,050	35,172 Direct	+16.57%	Acquired	131.5% (price as of 2026-08-20)
Dec. 21, 2009	GIS	S	5,000	$69.79	$348,950	30,172 Direct	-14.22%	Disposed	14.1% (price as of 2026-08-20)
Dec. 21, 2009	GIS	M	5,000	$34.41	$172,050	35,172 Direct	+16.57%	Acquired	131.5% (price as of 2026-08-20)
Oct. 20, 2009	GIS	G	20	—	—	30,074 Direct	-0.07%	Disposed	(price as of 2026-08-20)
Oct. 1, 2009	UNP	A	505	—	—	18,337 Direct	+2.83%	Acquired	(price as of 2026-08-20)
Sept. 21, 2009	GIS	A	7,418	—	—	7,418 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 21, 2009	GIS	A	1,484	—	—	30,094 Direct	+5.19%	Acquired	(price as of 2026-08-20)
Aug. 24, 2009	GIS	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 24, 2009	GIS	S	10,000	$59.01	$590,100	28,610 Direct	-25.90%	Disposed	35.0% (price as of 2026-08-20)
Aug. 24, 2009	GIS	M	10,000	$41.11	$411,100	38,610 Direct	+34.95%	Acquired	93.7% (price as of 2026-08-20)
July 1, 2009	UNP	A	560	—	—	17,832 Direct	+3.24%	Acquired	(price as of 2026-08-20)
April 1, 2009	UNP	A	721	—	—	17,272 Direct	+4.36%	Acquired	(price as of 2026-08-20)
Jan. 2, 2009	UNP	A	596	—	—	16,551 Direct	+3.74%	Acquired	(price as of 2026-08-20)
Oct. 1, 2008	UNP	A	417	—	—	15,955 Direct	+2.68%	Acquired	(price as of 2026-08-20)
Sept. 22, 2008	GIS	A	6,602	—	—	6,602 Direct	—	Acquired	(price as of 2026-08-20)

Showing latest 100 of 151 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 1, 2016	UNP	Phantom Stock [F1]	Common Stock (801)	$0.00	—	801	Acquired
March 11, 2016	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (7,400)	$24.25	Jan. 30, 2017	7,400	Disposed
Jan. 4, 2016	UNP	Phantom Stock [F1]	Common Stock (809)	$0.00	—	809	Acquired
Dec. 1, 2015	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (8,400)	$21.52	Jan. 26, 2016	8,400	Disposed
Oct. 1, 2015	UNP	Phantom Stock [F1]	Common Stock (693)	$0.00	—	693	Acquired
July 15, 2015	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$27.56	Sept. 25, 2016	20,000	Disposed
July 1, 2015	UNP	Phantom Stock [F1]	Common Stock (644)	$0.00	—	644	Acquired
April 2, 2015	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$22.89	Sept. 26, 2015	20,000	Disposed
April 1, 2015	UNP	Phantom Stock [F1]	Common Stock (575)	$0.00	—	575	Acquired
Jan. 2, 2015	UNP	Phantom Stock [F1]	Common Stock (492)	$0.00	—	492	Acquired
Oct. 1, 2014	UNP	Phantom Stock [F1]	Common Stock (549)	$0.00	—	549	Acquired
Sept. 3, 2014	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (12,200)	$14.78	Jan. 27, 2015	12,200	Disposed
July 1, 2014	UNP	Phantom Stock [F1]	Common Stock (559)	$0.00	—	559	Acquired
April 7, 2014	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$22.50	Sept. 27, 2014	10,000	Disposed
April 1, 2014	UNP	Phantom Stock [F1]	Common Stock (296)	$0.00	—	296	Acquired
Jan. 2, 2014	UNP	Phantom Stock [F1]	Common Stock (311)	$0.00	—	311	Acquired
Oct. 1, 2013	UNP	Phantom Stock [F1]	Common Stock (332)	$0.00	—	332	Acquired
Aug. 2, 2013	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (5,500)	$32.55	Jan. 29, 2014	5,500	Disposed
July 1, 2013	UNP	Phantom Stock [F1]	Common Stock (317)	$0.00	—	317	Acquired
May 13, 2013	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$22.50	Sept. 27, 2014	10,000	Disposed
April 1, 2013	UNP	Phantom Stock [F1]	Common Stock (347)	$0.00	—	347	Acquired
Jan. 2, 2013	UNP	Phantom Stock [F1]	Common Stock (380)	$0.00	—	380	Acquired
Oct. 1, 2012	UNP	Phantom Stock [F1]	Common Stock (392)	$0.00	—	392	Acquired
July 10, 2012	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$23.46	Sept. 22, 2013	20,000	Disposed
July 2, 2012	UNP	Phantom Stock [F1]	Common Stock (390)	$0.00	—	390	Acquired
May 3, 2012	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (6,400)	$27.99	Jan. 30, 2013	6,400	Disposed
April 2, 2012	UNP	Phantom Stock [F1]	Common Stock (424)	$0.00	—	424	Acquired
Jan. 4, 2012	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$21.69	Sept. 23, 2012	20,000	Disposed
Jan. 3, 2012	UNP	Phantom Stock [F1]	Common Stock (422)	$0.00	—	422	Acquired
Oct. 26, 2011	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (5,900)	$30.57	Jan. 31, 2012	5,900	Disposed
Oct. 3, 2011	UNP	Phantom Stock [F1]	Common Stock (525)	$0.00	—	525	Acquired
Sept. 26, 2011	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (11,398)	$39.48	Sept. 26, 2021	11,398	Acquired
July 1, 2011	UNP	Phantom Stock [F1]	Common Stock (402)	$0.00	—	402	Acquired
April 1, 2011	UNP	Phantom Stock [F1]	Common Stock (410)	$0.00	—	410	Acquired
Jan. 4, 2011	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$22.10	Sept. 24, 2011	20,000	Disposed
Jan. 3, 2011	UNP	Phantom Stock [F1]	Common Stock (428)	$0.00	—	428	Acquired
Oct. 1, 2010	UNP	Phantom Stock [F1]	Common Stock (482)	$0.00	—	482	Acquired
Sept. 27, 2010	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (12,248)	$36.74	Sept. 27, 2020	12,248	Acquired
July 1, 2010	UNP	Phantom Stock [F1]	Common Stock (562)	$0.00	—	562	Acquired
April 1, 2010	UNP	Phantom Stock [F1]	Common Stock (476)	$0.00	—	476	Acquired
Jan. 4, 2010	UNP	Phantom Stock [F1]	Common Stock (461)	$0.00	—	461	Acquired
Dec. 21, 2009	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$34.41	Sept. 25, 2010	5,000	Disposed
Dec. 21, 2009	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$34.41	Sept. 25, 2010	5,000	Disposed
Oct. 1, 2009	UNP	Phantom Stock [F1]	Common Stock (505)	$0.00	—	505	Acquired
Sept. 21, 2009	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (7,418)	$60.66	Sept. 21, 2019	7,418	Acquired
Aug. 24, 2009	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$41.11	Sept. 27, 2009	10,000	Disposed
July 1, 2009	UNP	Phantom Stock [F1]	Common Stock (560)	$0.00	—	560	Acquired
April 1, 2009	UNP	Phantom Stock [F1]	Common Stock (721)	$0.00	—	721	Acquired
Jan. 2, 2009	UNP	Phantom Stock [F1]	Common Stock (596)	$0.00	—	596	Acquired
Oct. 1, 2008	UNP	Phantom Stock [F1]	Common Stock (417)	$0.00	—	417	Acquired
Sept. 22, 2008	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (6,602)	$68.17	Sept. 22, 2018	6,602	Acquired
Sept. 19, 2008	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$35.62	Sept. 28, 2008	5,000	Disposed
July 1, 2008	UNP	Phantom Stock [F1]	Common Stock (388)	$0.00	—	388	Acquired
April 1, 2008	UNP	Phantom Stock [F1]	Common Stock (221)	$0.00	—	221	Acquired
Jan. 2, 2008	UNP	Phantom Stock [F1]	Common Stock (126)	$0.00	—	126	Acquired
Oct. 1, 2007	UNP	Phantom Stock [F1]	Common Stock (121)	$0.00	—	121	Acquired
Sept. 24, 2007	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$57.88	Sept. 24, 2017	10,000	Acquired
Aug. 13, 2007	GIS	Non-Qualified Stock Option (right to buy)	Common Stock (5,000)	$34.03	Sept. 22, 2007	5,000	Disposed
July 2, 2007	UNP	Phantom Stock [F1]	Common Stock (118)	$0.00	—	118	Acquired
June 1, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (3,600)	$49.88	Jan. 25, 2011	3,600	Disposed
April 2, 2007	UNP	Phantom Stock [F1]	Common Stock (135)	$0.00	—	135	Acquired
Jan. 30, 2007	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (1,850)	$96.98	Jan. 30, 2017	1,850	Acquired
Jan. 3, 2007	UNP	Phantom Stock [F1]	Common Stock (142)	$0.00	—	142	Acquired
Oct. 2, 2006	UNP	Phantom Stock [F1]	Common Stock (151)	$0.00	—	151	Acquired
Sept. 25, 2006	GIS	OPTION TO BUY	COMMON STOCK (10,000)	$55.11	Sept. 25, 2016	10,000	Acquired
July 3, 2006	UNP	Phantom Stock [F1]	Common Stock (143)	$0.00	—	143	Acquired
May 8, 2006	GIS	OPTION TO BUY	COMMON STOCK (5,000)	$30.06	Sept. 30, 2006	5,000	Disposed
April 3, 2006	UNP	Phantom Stock [F1]	Common Stock (139)	$0.00	—	139	Acquired
Jan. 26, 2006	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (2,100)	$86.05	Jan. 26, 2016	2,100	Acquired
Jan. 3, 2006	UNP	Phantom Stock [F1]	Common Stock (164)	$0.00	—	164	Acquired
Oct. 4, 2005	UNP	Phantom Stock [F1]	Common Stock (177)	$0.00	—	177	Acquired
Sept. 26, 2005	GIS	OPTION TO BUY	COMMON STOCK (10,000)	$45.78	Sept. 26, 2015	10,000	Acquired
July 1, 2005	UNP	Phantom Stock [F1]	Common Stock (194)	$0.00	—	194	Acquired
April 1, 2005	UNP	Phantom Stock [F1]	Common Stock (186)	$0.00	—	186	Acquired
Jan. 27, 2005	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (3,050)	$59.12	Jan. 27, 2015	3,050	Acquired
Jan. 3, 2005	UNP	Phantom Stock [F1]	Common Stock (192)	$0.00	—	192	Acquired
Oct. 1, 2004	UNP	Phantom Stock [F1]	Common Stock (216)	$0.00	—	216	Acquired
Sept. 27, 2004	GIS	OPTION TO BUY	COMMON STOCK (10,000)	$45.00	Sept. 27, 2014	10,000	Acquired
July 1, 2004	UNP	Phantom Stock [F1]	Common Stock (216)	$0.00	—	216	Acquired
April 1, 2004	UNP	Phantom Stock [F1]	Common Stock (212)	$0.00	—	212	Acquired
Jan. 29, 2004	UNP	Non-Qualified Stock Option (right to buy)	Common Stock (2,750)	$65.10	Jan. 29, 2014	2,750	Acquired
Jan. 2, 2004	UNP	Phantom Stock [F1]	Common Stock (183)	$0.00	—	183	Acquired
Oct. 1, 2003	UNP	Phantom Stock [F1]	Common Stock (209)	$0.00	—	209	Acquired
Sept. 22, 2003	GIS	OPTION TO BUY	COMMON STOCK (10,000)	$46.91	Sept. 22, 2013	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).