Rick Carpenter
CIK 1513889 · View on SEC EDGAR ↗
First SEC filing: June 2, 2026 · Latest: June 2, 2026
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 15, 2026 | TNDM | M | 897 | — | — | 31,815 Direct | +2.90% | Acquired | (price as of 2026-08-19) |
| Aug. 15, 2026 | TNDM | F | 457 | $22.72 | $10,383 | 31,358 Direct | -1.44% | Disposed | 7.4% (price as of 2026-08-19) |
| Aug. 15, 2026 | TNDM | M | 1,610 | — | — | 32,968 Direct | +5.13% | Acquired | (price as of 2026-08-19) |
| Aug. 15, 2026 | TNDM | F | 820 | $22.72 | $18,630 | 32,148 Direct | -2.49% | Disposed | 7.4% (price as of 2026-08-19) |
| Aug. 15, 2026 | TNDM | M | 897 | — | — | 2,692 Direct | -24.99% | Disposed | (price as of 2026-08-19) |
| Aug. 15, 2026 | TNDM | M | 1,610 | — | — | 11,268 Direct | -12.50% | Disposed | (price as of 2026-08-19) |
| May 29, 2026 | TNDM | A | 26,003 | — | — | — | — | — | (price as of 2026-08-19) |
| Feb. 23, 2015 | SMSI | A | 150,000 | — | — | 595,141 Direct | +33.70% | Acquired | (price as of 2026-08-19) |
| Dec. 17, 2014 | SMSI | D | 9,752 | $0.93 | $9,069 | 445,141 Direct | -2.14% | Disposed | -98.1% (price as of 2026-08-19) |
| Sept. 30, 2014 | SMSI | D | 7,314 | $0.96 | $7,021 | 454,893 Direct | -1.58% | Disposed | -98.2% (price as of 2026-08-19) |
| June 16, 2014 | SMSI | D | 16,361 | $1.65 | $26,996 | 462,207 Direct | -3.42% | Disposed | -98.9% (price as of 2026-08-19) |
| March 6, 2014 | SMSI | D | 1,664 | — | — | 478,568 Direct | -0.35% | Disposed | (price as of 2026-08-19) |
| March 6, 2014 | SMSI | D | 5,236 | — | — | 480,232 Direct | -1.08% | Disposed | (price as of 2026-08-19) |
| Feb. 18, 2014 | SMSI | A | 150,000 | — | — | 485,468 Direct | +44.71% | Acquired | (price as of 2026-08-19) |
| Dec. 20, 2013 | SMSI | D | 3,328 | $1.04 | $3,461 | 335,468 Direct | -0.98% | Disposed | -98.3% (price as of 2026-08-19) |
| Sept. 9, 2013 | SMSI | D | 2,826 | $1.11 | $3,137 | 338,796 Direct | -0.83% | Disposed | -98.4% (price as of 2026-08-19) |
| June 14, 2013 | SMSI | D | 2,918 | $1.37 | $3,998 | 341,622 Direct | -0.85% | Disposed | -98.7% (price as of 2026-08-19) |
| Feb. 13, 2013 | SMSI | D | 273 | $1.43 | $390 | 344,540 Direct | -0.08% | Disposed | -98.8% (price as of 2026-08-19) |
| Feb. 13, 2013 | SMSI | D | 8,450 | — | — | 344,813 Direct | -2.39% | Disposed | (price as of 2026-08-19) |
| Feb. 11, 2013 | SMSI | A | 150,000 | — | — | 353,263 Direct | +73.80% | Acquired | (price as of 2026-08-19) |
| May 10, 2012 | SMSI | D | 228 | $2.33 | $531 | 203,719 Direct | -0.11% | Disposed | -99.2% (price as of 2026-08-19) |
| March 15, 2012 | SMSI | A | 100,000 | — | — | 203,947 Direct | +96.20% | Acquired | (price as of 2026-08-19) |
| Feb. 24, 2012 | SMSI | D | 262 | $1.33 | $348 | 103,947 Direct | -0.25% | Disposed | -98.7% (price as of 2026-08-19) |
| Feb. 22, 2012 | SMSI | D | 28,585 | — | — | 104,209 Direct | -21.53% | Disposed | (price as of 2026-08-19) |
| Feb. 28, 2011 | SMSI | A | 75,000 | — | — | 134,765 Direct | +125.49% | Acquired | (price as of 2026-08-19) |
| Feb. 24, 2011 | SMSI | D | 142 | — | — | 59,768 Direct | -0.24% | Disposed | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 15, 2026 | TNDM | Restricted Stock Unit [F2] | Common Stock (897) | — | — | 897 | Disposed |
| Aug. 15, 2026 | TNDM | Restricted Stock Unit [F5] | Common Stock (1,610) | — | — | 1,610 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $255,200 | — | $102,000 | — | $91,376 | — | $3,600 | $452,176 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.