Rick L Klingensmith
CIK 1301744 · View on SEC EDGAR ↗
First SEC filing: Sept. 1, 2004 · Latest: Dec. 27, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 30, 2014 | PPLC | S 10b5-1 | 17,620 | $35.00 | $616,700 | 23,039 Direct | -43.34% | Disposed | 34.5% (price as of 2026-08-20) |
| May 30, 2014 | PPLC | S 10b5-1 | 17,433 | $35.00 | $610,155 | 23,039 Direct | -43.07% | Disposed | 34.5% (price as of 2026-08-20) |
| May 29, 2014 | PPLC | S 10b5-1 | 18,000 | $34.75 | $625,500 | 23,039 Direct | -43.86% | Disposed | 35.5% (price as of 2026-08-20) |
| May 7, 2014 | PPLC | S 10b5-1 | 16,040 | $34.50 | $553,380 | 23,039 Direct | -41.05% | Disposed | 36.5% (price as of 2026-08-20) |
| May 1, 2014 | PPLC | S 10b5-1 | 16,000 | $34.25 | $548,000 | 23,039 Direct | -40.98% | Disposed | 37.5% (price as of 2026-08-20) |
| May 1, 2014 | PPLC | S 10b5-1 | 34,350 | $34.00 | $1,167,900 | 23,039 Direct | -59.85% | Disposed | 38.5% (price as of 2026-08-20) |
| Jan. 28, 2014 | PPLC | S 10b5-1 | 7,586 | $29.84 | $226,366 | 23,039 Direct | -24.77% | Disposed | 57.8% (price as of 2026-08-20) |
| April 12, 2013 | PPLC | S 10b5-1 | 2,500 | $32.01 | $80,025 | 19,425 Direct | -11.40% | Disposed | 47.1% (price as of 2026-08-20) |
| April 12, 2013 | PPLC | S 10b5-1 | 45,250 | $32.00 | $1,448,000 | 21,925 Direct | -67.36% | Disposed | 47.1% (price as of 2026-08-20) |
| Oct. 18, 2012 | PPLC | S 10b5-1 | 45,320 | $30.00 | $1,359,600 | 14,341 Direct | -75.96% | Disposed | 56.9% (price as of 2026-08-20) |
| July 26, 2012 | PPLC | S 10b5-1 | 34,680 | $28.80 | $998,784 | 14,341 Direct | -70.75% | Disposed | 63.5% (price as of 2026-08-20) |
| Aug. 6, 2007 | PPLC | S | 73 | $50.02 | $3,651 | 27,202 Direct | -0.27% | Disposed | -5.9% (price as of 2026-08-20) |
| Aug. 6, 2007 | PPLC | S | 3,702 | $50.01 | $185,137 | 27,275 Direct | -11.95% | Disposed | -5.9% (price as of 2026-08-20) |
| Aug. 6, 2007 | PPLC | S | 20,397 | $50.00 | $1,019,850 | 30,977 Direct | -39.70% | Disposed | -5.8% (price as of 2026-08-20) |
Showing latest 100 of 121 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 30, 2014 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (17,620) | $28.20 | Jan. 25, 2022 | 17,620 | Disposed |
| May 30, 2014 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (17,433) | $25.74 | Jan. 26, 2021 | 17,433 | Disposed |
| May 29, 2014 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (18,000) | $25.74 | Jan. 26, 2021 | 18,000 | Disposed |
| May 7, 2014 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (16,040) | $31.17 | Jan. 20, 2020 | 16,040 | Disposed |
| May 1, 2014 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (16,000) | $31.17 | Jan. 20, 2020 | 16,000 | Disposed |
| May 1, 2014 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (34,350) | $31.93 | Jan. 21, 2019 | 34,350 | Disposed |
| Jan. 27, 2014 | PPLC | Performance Stock Unit (ICP) | Common Stock (5,462) | $0.00 | — | 5,462 | Disposed |
| Jan. 27, 2014 | PPLC | Stock Unit (ICP) | Common Stock (11,130) | $0.00 | — | 11,130 | Disposed |
| Jan. 23, 2014 | PPLC | Performance Stock Unit (SIP) | Common Stock (11,980) | — | — | 11,980 | Acquired |
| Jan. 23, 2014 | PPLC | Stock Unit (SIP) | Common Stock (12,270) | — | — | 12,270 | Acquired |
| April 12, 2013 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (47,750) | $30.14 | — | 47,750 | Disposed |
| Jan. 24, 2013 | PPLC | Performance Stock Unit (ICP) | Common Stock (3,937) | — | — | 3,937 | Disposed |
| Jan. 24, 2013 | PPLC | Performance Stock Unit (SIP) | Common Stock (7,870) | — | — | 7,870 | Acquired |
| Jan. 24, 2013 | PPLC | Stock Unit (SIP) | Common Stock (13,040) | — | — | 13,040 | Acquired |
| Jan. 24, 2013 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (90,000) | $29.51 | Jan. 23, 2023 | 90,000 | Acquired |
| Jan. 21, 2013 | PPLC | Stock Unit (ICP) | Common Stock (7,650) | $0.00 | — | 7,650 | Disposed |
| Oct. 18, 2012 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (45,320) | $26.66 | — | 45,320 | Disposed |
| July 26, 2012 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (14,680) | $22.59 | — | 14,680 | Disposed |
| Jan. 26, 2012 | PPLC | Performance Stock Unit (ICP) | Common Stock (3,752) | — | — | 3,752 | Disposed |
| Jan. 26, 2012 | PPLC | Performance Stock Unit (ICP) | Common Stock (7,820) | — | — | 7,820 | Acquired |
| Jan. 26, 2012 | PPLC | Stock Unit (ICP) | Common Stock (14,290) | — | — | 14,290 | Acquired |
| Jan. 26, 2012 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (52,860) | $28.20 | Jan. 25, 2022 | 52,860 | Acquired |
| Jan. 21, 2012 | PPLC | Stock Unit (ICP) | Common Stock (8,660) | $0.00 | — | 8,660 | Disposed |
| Jan. 27, 2011 | PPLC | Performance Stock Unit (ICP) | Common Stock (2,355) | — | — | 2,355 | Disposed |
| Jan. 27, 2011 | PPLC | Performance Stock Unit (ICP) | Common Stock (4,170) | — | — | 4,170 | Acquired |
| Jan. 27, 2011 | PPLC | Stock Unit (ICP) | Common Stock (11,130) | — | — | 11,130 | Acquired |
| Jan. 27, 2011 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (53,150) | $25.74 | Jan. 26, 2021 | 53,150 | Acquired |
| Jan. 24, 2011 | PPLC | Stock Unit (ICP) | Common Stock (11,220) | $0.00 | — | 11,220 | Disposed |
| Jan. 25, 2010 | PPLC | Stock Unit (ICP) | Common Stock (12,090) | $0.00 | — | 12,090 | Disposed |
| Jan. 21, 2010 | PPLC | Performance Stock Unit (ICP) | Common Stock (3,380) | — | — | 3,380 | Acquired |
| Jan. 21, 2010 | PPLC | Stock Unit (ICP) | Common Stock (7,650) | — | — | 7,650 | Acquired |
| Jan. 21, 2010 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (32,040) | $31.17 | Jan. 20, 2020 | 32,040 | Acquired |
| Feb. 27, 2009 | PPLC | Stock Unit (ICP - Cash Incentive Premium Exchange Program) [F1] | Common Stock (140) | — | — | 140 | Acquired |
| Jan. 26, 2009 | PPLC | Stock Unit (ICP) | Common Stock (15,620) | $0.00 | — | 15,620 | Disposed |
| Jan. 22, 2009 | PPLC | Performance Stock Unit (ICP) | Common Stock (3,240) | — | — | 3,240 | Acquired |
| Jan. 22, 2009 | PPLC | Stock Unit (ICP - Cash Incentive Premium Exchange Program) [F4] | Common Stock (2,660) | — | — | 2,660 | Acquired |
| Jan. 22, 2009 | PPLC | Stock Unit (ICP) | Common Stock (5,860) | — | — | 5,860 | Acquired |
| Jan. 22, 2009 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (34,350) | $31.93 | Jan. 21, 2019 | 34,350 | Acquired |
| Jan. 28, 2008 | PPLC | Stock Unit (ICP) [F1] | Common Stock (10,920) | $46.59 | — | 10,920 | Disposed |
| Jan. 28, 2008 | PPLC | Stock Unit (ICP) | Common Stock (10,920) | $46.59 | — | 10,920 | Disposed |
| Jan. 24, 2008 | PPLC | Stock Unit (ICP - Cash Incentive Premium Exchange Program) [F1,F4] | Common Stock (3,570) | — | — | 3,570 | Acquired |
| Jan. 24, 2008 | PPLC | Stock Unit (ICP) [F1] | Common Stock (7,650) | — | — | 7,650 | Acquired |
| Jan. 24, 2008 | PPLC | Stock Unit (ICP - Cash Incentive Premium Exchange Program) [F6] | Common Stock (3,570) | — | — | 3,570 | Acquired |
| Jan. 24, 2008 | PPLC | Stock Unit (ICP) | Common Stock (7,760) | — | — | 7,760 | Acquired |
| Jan. 24, 2008 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (22,920) | $47.55 | Jan. 23, 2018 | 22,920 | Acquired |
| Aug. 6, 2007 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (7,340) | $22.59 | Jan. 21, 2014 | 7,340 | Disposed |
| Aug. 6, 2007 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (23,100) | $18.12 | Jan. 22, 2013 | 23,100 | Disposed |
| Jan. 25, 2007 | PPLC | Stock Unit (ICP - Cash Incentive Premium Exchange Program) [F4] | Common Stock (4,300) | — | — | 4,300 | Acquired |
| Jan. 25, 2007 | PPLC | Stock Unit (ICP) | Common Stock (7,790) | — | — | 7,790 | Acquired |
| Jan. 25, 2007 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (44,770) | $35.12 | Jan. 24, 2017 | 44,770 | Acquired |
| March 1, 2006 | PPLC | Stock Unit (ICPKE) | Common Stock (3,100) | — | — | 3,100 | Disposed |
| Jan. 26, 2006 | PPLC | Stock Unit (ICP - Cash Incentive Premium Exchange Program) [F4] | Common Stock (8,090) | — | — | 8,090 | Acquired |
| Jan. 26, 2006 | PPLC | Stock Unit (ICP) | Common Stock (7,530) | — | — | 7,530 | Acquired |
| Jan. 26, 2006 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (47,750) | $30.14 | Jan. 25, 2016 | 47,750 | Acquired |
| June 7, 2005 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (6,160) | $33.49 | Jan. 23, 2012 | 6,160 | Disposed |
| June 7, 2005 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (12,730) | $43.16 | Jan. 24, 2011 | 12,730 | Disposed |
| Jan. 27, 2005 | PPLC | Stock Unit (ICP - Cash Incentive Premium Exchange Program) [F4] | Common Stock (1,720) | — | — | 1,720 | Acquired |
| Jan. 27, 2005 | PPLC | Stock Unit (ICP) | Common Stock (3,740) | — | — | 3,740 | Acquired |
| Jan. 27, 2005 | PPLC | Employee Stock Options (Right to Buy) | Common Stock (22,660) | $53.32 | Jan. 26, 2015 | 22,660 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 1, 2004 | PPLC | Common Stock | 2,850 | Direct |
| Sept. 1, 2004 | PPLC | Employee Stock Options (Right to Buy)→ Common Stock (12,730) | 12,730 | Direct |
| Sept. 1, 2004 | PPLC | Employee Stock Options (Right to Buy)→ Common Stock (6,160) | 6,160 | Direct |
| Sept. 1, 2004 | PPLC | Employee Stock Options (Right to Buy)→ Common Stock (11,550) | 11,550 | Direct |
| Sept. 1, 2004 | PPLC | Employee Stock Options (Right to Buy)→ Common Stock (11,010) | 11,010 | Direct |
| Sept. 1, 2004 | PPLC | Stock Unit (ICPKE)→ Common Stock (1,550) | 1,550 | Direct |
| Sept. 1, 2004 | PPLC | Stock Unit (ICPKE)→ Common Stock (1,290) | 1,290 | Direct |
| Sept. 1, 2004 | PPLC | Stock Unit (ICPKE - Cash Incentive Premium Exchange Program) [F8]→ Common Stock (1,260) | 1,260 | Direct |