Rita Trehan

Insider

First SEC filing: Oct. 17, 2011 · Latest: Oct. 17, 2011

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 9, 2012	AES	P	4,250	$11.79	$50,108	31,722 Direct	+15.47%	Acquired	24.9% (price as of 2026-08-20)
Feb. 17, 2012	AES	A	34,162	—	—	34,162 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2012	AES	F	1,008	$13.70	$13,810	27,472 Direct	-3.54%	Disposed	7.5% (price as of 2026-08-20)
Feb. 17, 2012	AES	A	6,510	—	—	28,480 Direct	+29.63%	Acquired	(price as of 2026-08-20)
Feb. 17, 2012	AES	A	8,628	—	—	21,970 Direct	+64.67%	Acquired	(price as of 2026-08-20)
Dec. 30, 2011	AES	M	2,412	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 30, 2011	AES	F	809	$11.84	$9,579	13,342 Direct	-5.72%	Disposed	24.4% (price as of 2026-08-20)
Dec. 30, 2011	AES	M	2,412	—	—	14,151 Direct	+20.55%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 17, 2012	AES	Stock Option (Right to Buy)	Common Stock (34,162)	$13.70	Feb. 17, 2022	34,162	Acquired
Dec. 30, 2011	AES	Restricted Stock Units	Common Stock (2,412)	—	—	2,412	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 17, 2011	AES	Common Stock	—	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (1,847)	1,847	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (4,873)	4,873	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (4,355)	4,355	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (6,361)	6,361	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (5,285)	5,285	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (8,170)	8,170	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (24,917)	24,917	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (13,979)	13,979	Direct
Oct. 17, 2011	AES	Employee Stock Option (Right to Buy)→ Common Stock (26,087)	26,087	Direct