Riva, Pedro Sainz De Baranda
CIK 1542911 · View on SEC EDGAR ↗
First SEC filing: Feb. 27, 2012 · Latest: Feb. 27, 2012
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 2, 2013 | RTX | S | 9,400 | $107.00 | $1,005,800 | 2,518 Direct | -78.87% | Disposed | 215.8% (price as of 2026-08-21) |
| Feb. 7, 2013 | RTX | S | 5,400 | $89.20 | $481,680 | 900 Direct | -85.71% | Disposed | 278.8% (price as of 2026-08-21) |
| May 1, 2012 | RTX | S | 2,064 | $82.11 | $169,475 | 900 Direct | -69.64% | Disposed | 311.5% (price as of 2026-08-21) |
| May 1, 2012 | RTX | S | 100 | $82.11 | $8,211 | 2,964 Direct | -3.26% | Disposed | 311.5% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 2, 2014 | RTX | Stock Appreciation Right | Common Stock (33,000) | $112.49 | Jan. 1, 2024 | 33,000 | Acquired |
| Jan. 2, 2014 | RTX | Stock Appreciation Right | Common Stock (52,500) | $112.49 | Jan. 1, 2024 | 52,500 | Acquired |
| Aug. 2, 2013 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (9,400) | $51.50 | Jan. 2, 2015 | 9,400 | Disposed |
| Feb. 7, 2013 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (5,400) | $46.76 | Jan. 8, 2014 | 5,400 | Disposed |
| Jan. 2, 2013 | RTX | Stock Appreciation Right | Common Stock (45,500) | $84.00 | Jan. 1, 2023 | 45,500 | Acquired |
| May 25, 2012 | RTX | Restricted Stock Units | Common Stock (10,932) | — | — | 10,932 | Acquired |
| March 28, 2012 | RTX | Non-Qualified Stock Option (right to buy) | Common Stock (3,500) | $31.70 | Jan. 1, 2013 | 3,500 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 21 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 27, 2012 | RTX | Common Stock | 900 | Direct |
| Feb. 27, 2012 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (3,500) | 3,500 | Direct |
| Feb. 27, 2012 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (5,400) | 5,400 | Direct |
| Feb. 27, 2012 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (9,400) | 9,400 | Direct |
| Feb. 27, 2012 | RTX | Stock Appreciation Right→ Common Stock (15,800) | 15,800 | Direct |
| Feb. 27, 2012 | RTX | Stock Appreciation Right→ Common Stock (8,200) | 8,200 | Direct |
| Feb. 27, 2012 | RTX | Stock Appreciation Right→ Common Stock (8,800) | 8,800 | Direct |
| Feb. 27, 2012 | RTX | Stock Appreciation Right→ Common Stock (8,800) | 8,800 | Direct |
| Feb. 27, 2012 | RTX | Stock Appreciation Right→ Common Stock (12,700) | 12,700 | Direct |
| Feb. 27, 2012 | RTX | Stock Appreciation Right→ Common Stock (9,100) | 9,100 | Direct |
| Feb. 27, 2012 | RTX | Stock Appreciation Right→ Common Stock (12,300) | 12,300 | Direct |
| Feb. 22, 2012 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (3,500) | 3,500 | Direct |
| Feb. 22, 2012 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (5,400) | 5,400 | Direct |
| Feb. 22, 2012 | RTX | Non-Qualified Stock Option (right to buy)→ Common Stock (9,400) | 9,400 | Direct |
| Feb. 22, 2012 | RTX | Stock Appreciation Right→ Common Stock (15,800) | 15,800 | Direct |
| Feb. 22, 2012 | RTX | Stock Appreciation Right→ Common Stock (8,200) | 8,200 | Direct |
| Feb. 22, 2012 | RTX | Stock Appreciation Right→ Common Stock (8,800) | 8,800 | Direct |
| Feb. 22, 2012 | RTX | Stock Appreciation Right→ Common Stock | — | Direct |
| Feb. 22, 2012 | RTX | Stock Appreciation Right→ Common Stock | — | Direct |
| Feb. 22, 2012 | RTX | Stock Appreciation Right→ Common Stock (9,100) | 9,100 | Direct |
| Feb. 22, 2012 | RTX | Stock Appreciation Right→ Common Stock | — | Direct |