RIVERNORTH CAPITAL MANAGEMENT, LLC

CIK 1447578 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 14, 2022 · Latest: Feb. 14, 2022

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Institution The 13F filer entity this person is associated with.
Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Initial holdings The stakes this person held when they first started reporting.

Institution

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 53 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

53 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 22, 2024	RMI	J	5,010	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 22, 2024	RFMZ	J	170,683	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 22, 2024	RMM	J	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 22, 2024	OPP	J	71,453	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 22, 2024	RIV	J	76,796	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 22, 2024	RFM	J	1,531	—	—	74,080 Direct	-2.02%	Disposed	(price as of 2026-08-21)
Nov. 22, 2024	RFM	J	74,080	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 22, 2024	RMMZ	J	47,687	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 27, 2023	RIV	A	12,608	$11.12	$140,201	89,368 Direct	+16.43%	Acquired	1.6% (price as of 2026-08-21)
Dec. 27, 2023	RFMZ	A	22,545	$13.24	$298,496	165,683 Direct	+15.75%	Acquired	-1.1% (price as of 2026-08-21)
Dec. 21, 2023	RFMZ	A	17,662	$13.32	$235,258	143,138 Direct	+14.08%	Acquired	-1.7% (price as of 2026-08-21)
Dec. 21, 2023	OPP	A	29,681	$8.27	$245,462	46,866 Direct	+172.71%	Acquired	-9.6% (price as of 2026-08-21)
Dec. 20, 2023	RFMZ	A	17,662	$13.38	$236,318	125,476 Direct	+16.38%	Acquired	-2.1% (price as of 2026-08-21)
Dec. 19, 2023	RMMZ	A	9,941	$15.10	$150,109	42,687 Direct	+30.36%	Acquired	-3.2% (price as of 2026-08-21)
Dec. 19, 2023	RFMZ	A	17,181	$13.36	$229,538	107,814 Direct	+18.96%	Acquired	-1.9% (price as of 2026-08-21)
Dec. 15, 2023	RMMZ	A	8,639	$14.96	$129,239	32,746 Direct	+35.84%	Acquired	-2.3% (price as of 2026-08-21)
Dec. 15, 2023	RFMZ	A	5,659	$13.40	$75,831	90,633 Direct	+6.66%	Acquired	-2.2% (price as of 2026-08-21)
Dec. 14, 2023	RIV	A	8,674	$11.06	$95,934	76,760 Direct	+12.74%	Acquired	2.2% (price as of 2026-08-21)
Dec. 14, 2023	RFMZ	A	11,631	$13.33	$155,041	84,974 Direct	+15.86%	Acquired	-1.7% (price as of 2026-08-21)
Dec. 8, 2023	RMMZ	A	7,110	$15.06	$107,077	24,107 Direct	+41.83%	Acquired	-3.0% (price as of 2026-08-21)
Dec. 8, 2023	RFMZ	A	14,290	$13.40	$191,486	73,343 Direct	+24.20%	Acquired	-2.2% (price as of 2026-08-21)
Dec. 8, 2023	RIV	A	600	$10.83	$6,498	68,086 Direct	+0.89%	Acquired	4.3% (price as of 2026-08-21)
Dec. 7, 2023	RIV	A	292	$10.77	$3,145	67,486 Direct	+0.43%	Acquired	4.9% (price as of 2026-08-21)
Dec. 7, 2023	RMMZ	A	67	$14.91	$999	16,997 Direct	+0.40%	Acquired	-2.0% (price as of 2026-08-21)
Dec. 4, 2023	RIV	A	1,053	$10.68	$11,246	67,194 Direct	+1.59%	Acquired	5.8% (price as of 2026-08-21)
Dec. 1, 2023	RIV	A	47	$10.65	$501	66,141 Direct	+0.07%	Acquired	6.1% (price as of 2026-08-21)
Nov. 21, 2023	RIV	A	12,400	$10.50	$130,200	66,094 Direct	+23.09%	Acquired	7.6% (price as of 2026-08-21)
Nov. 21, 2023	RMMZ	A	315	$14.30	$4,504	16,930 Direct	+1.90%	Acquired	2.2% (price as of 2026-08-21)
Nov. 20, 2023	RMMZ	A	5,724	$14.36	$82,197	16,615 Direct	+52.56%	Acquired	1.7% (price as of 2026-08-21)
Nov. 20, 2023	RIV	A	15,245	$10.49	$159,920	53,694 Direct	+39.65%	Acquired	7.7% (price as of 2026-08-21)
Nov. 17, 2023	RIV	A	18,094	$10.47	$189,444	38,449 Direct	+88.89%	Acquired	7.9% (price as of 2026-08-21)
June 9, 2023	RMMZ	A	5,706	$15.34	$87,530	10,891 Direct	+110.05%	Acquired	-4.8% (price as of 2026-08-21)
June 9, 2023	RFMZ	A	5,236	$13.52	$70,791	59,053 Direct	+9.73%	Acquired	-3.1% (price as of 2026-08-21)
June 2, 2023	RMMZ	A	5,185	$15.12	$78,397	5,185 Direct	—	Acquired	-3.4% (price as of 2026-08-21)
June 2, 2023	RFMZ	A	5,880	$13.32	$78,322	53,817 Direct	+12.27%	Acquired	-1.7% (price as of 2026-08-21)
June 2, 2023	RIV	A	916	$11.20	$10,259	20,355 Direct	+4.71%	Acquired	0.9% (price as of 2026-08-21)
May 25, 2023	RFMZ	A	8,403	$13.20	$110,920	47,907 Direct	+21.27%	Acquired	-0.8% (price as of 2026-08-21)
May 24, 2023	RFMZ	A	8,403	$13.25	$111,340	39,504 Direct	+27.02%	Acquired	-1.1% (price as of 2026-08-21)
May 24, 2023	OPP	A	17,185	$8.07	$138,683	34,370 Direct	+100.00%	Acquired	-7.4% (price as of 2026-08-21)
May 23, 2023	OPP	A	17,185	$8.11	$139,370	17,185 Direct	—	Acquired	-7.8% (price as of 2026-08-21)
May 23, 2023	RFMZ	A	8,403	$13.41	$112,684	31,101 Direct	+37.02%	Acquired	-2.3% (price as of 2026-08-21)
May 12, 2023	RIV	A	4,539	$10.98	$49,838	19,439 Direct	+30.46%	Acquired	2.9% (price as of 2026-08-21)
May 12, 2023	RFM	A	200	$15.39	$3,078	75,083 Direct	+0.27%	Acquired	-5.8% (price as of 2026-08-21)
May 11, 2023	RIV	A	728	$11.13	$8,103	14,900 Direct	+5.14%	Acquired	1.5% (price as of 2026-08-21)
May 11, 2023	RFMZ	A	6,116	$13.42	$82,077	22,698 Direct	+36.88%	Acquired	-2.4% (price as of 2026-08-21)
May 10, 2023	RIV	A	1,600	$11.13	$17,808	14,172 Direct	+12.73%	Acquired	1.5% (price as of 2026-08-21)
May 10, 2023	RFM	A	326	$15.39	$5,017	74,883 Direct	+0.44%	Acquired	-5.8% (price as of 2026-08-21)
May 10, 2023	RFMZ	A	10,061	$13.42	$135,019	16,582 Direct	+154.29%	Acquired	-2.4% (price as of 2026-08-21)
May 9, 2023	RFM	A	1,005	$15.39	$15,467	74,557 Direct	+1.37%	Acquired	-5.8% (price as of 2026-08-21)
May 9, 2023	RFMZ	A	5,336	$13.33	$71,129	6,521 Direct	+450.30%	Acquired	-1.7% (price as of 2026-08-21)
May 1, 2023	RFMZ	A	300	$13.26	$3,978	300 Direct	—	Acquired	-1.2% (price as of 2026-08-21)
May 1, 2023	RFMZ	A	385	$13.28	$5,113	685 Direct	+128.33%	Acquired	-1.4% (price as of 2026-08-21)
May 1, 2023	RFMZ	A	500	$13.29	$6,645	1,185 Direct	+72.99%	Acquired	-1.4% (price as of 2026-08-21)
Feb. 3, 2022	RFM	S	2,200	$20.87	$45,914	73,552 Direct	-2.90%	Disposed	-30.6% (price as of 2026-08-21)
Jan. 11, 2022	RFM	S	2,200	$22.39	$49,258	75,752 Direct	-2.82%	Disposed	-35.3% (price as of 2026-08-21)
Jan. 10, 2022	RFM	S	2,200	$22.19	$48,818	77,952 Direct	-2.74%	Disposed	-34.7% (price as of 2026-08-21)
Dec. 23, 2021	RFM	S	1,283	$22.20	$28,483	80,152 Direct	-1.58%	Disposed	-34.7% (price as of 2026-08-21)
Dec. 16, 2021	RFM	S	2,200	$23.11	$50,842	81,435 Direct	-2.63%	Disposed	-37.3% (price as of 2026-08-21)
Dec. 7, 2021	RFM	S	2,200	$22.78	$50,116	83,635 Direct	-2.56%	Disposed	-36.4% (price as of 2026-08-21)
Nov. 30, 2021	RFM	S	2,200	$23.09	$50,798	85,835 Direct	-2.50%	Disposed	-37.2% (price as of 2026-08-21)
Nov. 29, 2021	RFM	S	2,200	$23.05	$50,710	88,035 Direct	-2.44%	Disposed	-37.1% (price as of 2026-08-21)
Nov. 19, 2021	RFM	S	100	$23.20	$2,320	90,235 Direct	-0.11%	Disposed	-37.5% (price as of 2026-08-21)
Nov. 18, 2021	RFM	S	2,200	$23.15	$50,930	90,335 Direct	-2.38%	Disposed	-37.4% (price as of 2026-08-21)
Nov. 17, 2021	RFM	S	2,200	$23.16	$50,952	92,535 Direct	-2.32%	Disposed	-37.4% (price as of 2026-08-21)
Oct. 26, 2021	RFM	S	1,400	$23.00	$32,200	94,735 Direct	-1.46%	Disposed	-37.0% (price as of 2026-08-21)
Oct. 18, 2021	RFM	S	12,200	$23.59	$287,798	96,135 Direct	-11.26%	Disposed	-38.6% (price as of 2026-08-21)
Oct. 14, 2021	RFM	S	2,200	$23.27	$51,194	108,335 Direct	-1.99%	Disposed	-37.7% (price as of 2026-08-21)
Oct. 13, 2021	RFM	S	2,200	$23.34	$51,348	110,535 Direct	-1.95%	Disposed	-37.9% (price as of 2026-08-21)
Oct. 11, 2021	RFM	S	1,740	$23.34	$40,612	112,735 Direct	-1.52%	Disposed	-37.9% (price as of 2026-08-21)
Oct. 8, 2021	RFM	S	2,200	$23.34	$51,348	114,475 Direct	-1.89%	Disposed	-37.9% (price as of 2026-08-21)
Oct. 7, 2021	RFM	S	1,650	$23.33	$38,494	116,675 Direct	-1.39%	Disposed	-37.9% (price as of 2026-08-21)
Oct. 6, 2021	RFM	S	2,200	$23.20	$51,040	118,325 Direct	-1.83%	Disposed	-37.5% (price as of 2026-08-21)
Sept. 29, 2021	RFM	S	370	$23.57	$8,721	120,525 Direct	-0.31%	Disposed	-38.5% (price as of 2026-08-21)
Sept. 21, 2021	RFM	S	700	$23.99	$16,793	120,895 Direct	-0.58%	Disposed	-39.6% (price as of 2026-08-21)
Sept. 20, 2021	RFM	S	2,200	$24.00	$52,800	121,595 Direct	-1.78%	Disposed	-39.6% (price as of 2026-08-21)
Sept. 17, 2021	RFM	S	2,200	$24.05	$52,910	123,795 Direct	-1.75%	Disposed	-39.8% (price as of 2026-08-21)
Sept. 16, 2021	RFM	S	2,200	$24.06	$52,932	125,995 Direct	-1.72%	Disposed	-39.8% (price as of 2026-08-21)
Sept. 15, 2021	RFM	S	2,200	$24.05	$52,910	128,195 Direct	-1.69%	Disposed	-39.8% (price as of 2026-08-21)
Sept. 14, 2021	RFM	S	2,200	$24.11	$53,042	130,395 Direct	-1.66%	Disposed	-39.9% (price as of 2026-08-21)
Sept. 13, 2021	RFM	S	2,200	$24.06	$52,932	132,595 Direct	-1.63%	Disposed	-39.8% (price as of 2026-08-21)
Sept. 7, 2021	RFM	S	2,200	$23.99	$52,778	134,795 Direct	-1.61%	Disposed	-39.6% (price as of 2026-08-21)
Sept. 3, 2021	RFM	S	2,200	$23.94	$52,668	136,995 Direct	-1.58%	Disposed	-39.5% (price as of 2026-08-21)
Sept. 2, 2021	RFM	S	1,923	$24.03	$46,210	139,195 Direct	-1.36%	Disposed	-39.7% (price as of 2026-08-21)
Sept. 1, 2021	RFM	S	2,200	$24.03	$52,866	141,118 Direct	-1.54%	Disposed	-39.7% (price as of 2026-08-21)
Aug. 31, 2021	RFM	S	1,126	$24.02	$27,047	146,192 Direct	-0.76%	Disposed	-39.7% (price as of 2026-08-21)
Aug. 30, 2021	RFM	S	850	$24.04	$20,434	147,318 Direct	-0.57%	Disposed	-39.7% (price as of 2026-08-21)
Aug. 25, 2021	RFM	S	2,200	$23.94	$52,668	148,168 Direct	-1.46%	Disposed	-39.5% (price as of 2026-08-21)
Aug. 18, 2021	RFM	S	1,800	$24.20	$43,560	150,568 Direct	-1.18%	Disposed	-40.1% (price as of 2026-08-21)
Aug. 16, 2021	RFM	S	1,720	$24.38	$41,934	152,368 Direct	-1.12%	Disposed	-40.6% (price as of 2026-08-21)
Aug. 13, 2021	RFM	S	50	$24.50	$1,225	154,088 Direct	-0.03%	Disposed	-40.9% (price as of 2026-08-21)
Aug. 12, 2021	RFM	S	100	$24.45	$2,445	154,138 Direct	-0.06%	Disposed	-40.7% (price as of 2026-08-21)
Aug. 11, 2021	RFM	S	2,200	$24.49	$53,878	154,238 Direct	-1.41%	Disposed	-40.8% (price as of 2026-08-21)
Aug. 10, 2021	RFM	S	697	$24.46	$17,049	156,438 Direct	-0.44%	Disposed	-40.8% (price as of 2026-08-21)
July 28, 2021	RFM	S	2,200	$24.19	$53,218	157,135 Direct	-1.38%	Disposed	-40.1% (price as of 2026-08-21)
July 23, 2021	RFM	S	117	$24.40	$2,855	159,335 Direct	-0.07%	Disposed	-40.6% (price as of 2026-08-21)
July 21, 2021	RFM	S	2,200	$24.40	$53,680	159,452 Direct	-1.36%	Disposed	-40.6% (price as of 2026-08-21)
July 20, 2021	RFM	S	2,200	$24.40	$53,680	161,652 Direct	-1.34%	Disposed	-40.6% (price as of 2026-08-21)
July 19, 2021	RFM	S	1,125	$24.37	$27,416	163,852 Direct	-0.68%	Disposed	-40.5% (price as of 2026-08-21)
July 15, 2021	RFM	S	2,200	$24.49	$53,878	164,977 Direct	-1.32%	Disposed	-40.8% (price as of 2026-08-21)
July 14, 2021	RFM	S	2,200	$24.40	$53,680	167,177 Direct	-1.30%	Disposed	-40.6% (price as of 2026-08-21)

Showing latest 100 of 210 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Ownership
Feb. 14, 2022	RMMZ	No securities beneficially owned	Direct
Jan. 13, 2021	RFMZ	No securities beneficially owned	Direct
March 26, 2020	RFM	No securities beneficially owned	Direct
June 24, 2019	RMM	No securities beneficially owned	Direct
Dec. 6, 2016	RSF	No securities beneficially owned	Direct
Sept. 27, 2016	OPP	No securities beneficially owned	Direct