RiverNorth Financial Holdings, LLC
CIK 2085200 · View on SEC EDGAR ↗
Insider
First SEC filing: Sept. 18, 2025 · Latest: Sept. 18, 2025
On this page
Insider at
Insider transactions
42 buys (P)
0 sells (S)
Net:
$1,988,274
Avg return of open purchases vs now:
3.0%
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 22, 2025 | RMI | P | 3,941 | $14.47 | $57,026 | 84,454 Direct | +4.89% | Acquired | 4.8% (price as of 2026-08-21) |
| Dec. 18, 2025 | RMI | P | 5,058 | $14.46 | $73,139 | 80,513 Direct | +6.70% | Acquired | 4.9% (price as of 2026-08-21) |
| Dec. 4, 2025 | RFMZ | P | 3,791 | $12.78 | $48,449 | — Direct | — | Acquired | 2.5% (price as of 2026-08-21) |
| Dec. 3, 2025 | RFMZ | P | 2,065 | $12.74 | $26,308 | 10,242 Direct | +25.25% | Acquired | 2.8% (price as of 2026-08-21) |
| Dec. 2, 2025 | RFMZ | P | 8,177 | $12.67 | $103,603 | 8,177 Direct | — | Acquired | 3.4% (price as of 2026-08-21) |
| Nov. 26, 2025 | RFM | P | 175 | $14.07 | $2,462 | 40,647 Direct | +0.43% | Acquired | 3.0% (price as of 2026-08-21) |
| Nov. 25, 2025 | RFM | P | 2,700 | $14.05 | $37,935 | 40,472 Direct | +7.15% | Acquired | 3.1% (price as of 2026-08-21) |
| Nov. 24, 2025 | RFM | P | 4,905 | $14.06 | $68,964 | 37,772 Direct | +14.92% | Acquired | 3.1% (price as of 2026-08-21) |
| Nov. 24, 2025 | RMI | P | 5,558 | $14.48 | $80,480 | 75,455 Direct | +7.95% | Acquired | 4.8% (price as of 2026-08-21) |
| Nov. 17, 2025 | RMI | P | 6,642 | $14.54 | $96,575 | 69,867 Direct | +10.51% | Acquired | 4.3% (price as of 2026-08-21) |
| Nov. 14, 2025 | RFM | P | 4,346 | $14.37 | $62,452 | 32,867 Direct | +15.24% | Acquired | 0.8% (price as of 2026-08-21) |
| Nov. 14, 2025 | RMI | P | 7,045 | $14.50 | $102,152 | 63,255 Direct | +12.53% | Acquired | 4.6% (price as of 2026-08-21) |
| Nov. 13, 2025 | RMI | P | 3,664 | $14.60 | $53,494 | 56,210 Direct | +6.97% | Acquired | 3.9% (price as of 2026-08-21) |
| Nov. 11, 2025 | RFM | P | 1,243 | $14.42 | $17,924 | 28,521 Direct | +4.56% | Acquired | 0.5% (price as of 2026-08-21) |
| Nov. 11, 2025 | RMI | P | 1,657 | $14.65 | $24,275 | 52,546 Direct | +3.26% | Acquired | 3.6% (price as of 2026-08-21) |
| Nov. 10, 2025 | RFM | P | 4,346 | $14.31 | $62,191 | 27,278 Direct | +18.95% | Acquired | 1.3% (price as of 2026-08-21) |
| Nov. 10, 2025 | RMI | P | 1,301 | $14.54 | $18,917 | 50,889 Direct | +2.62% | Acquired | 4.3% (price as of 2026-08-21) |
| Nov. 7, 2025 | RMI | P | 6,857 | $14.51 | $99,495 | 49,588 Direct | +16.05% | Acquired | 4.6% (price as of 2026-08-21) |
| Nov. 7, 2025 | RFM | P | 4,257 | $14.32 | $60,960 | 22,932 Direct | +22.80% | Acquired | 1.2% (price as of 2026-08-21) |
| Nov. 5, 2025 | RFM | P | 2,165 | $14.45 | $31,284 | 18,675 Direct | +13.11% | Acquired | 0.3% (price as of 2026-08-21) |
| Nov. 5, 2025 | RMI | P | 1,226 | $14.67 | $17,985 | 42,731 Direct | +2.95% | Acquired | 3.4% (price as of 2026-08-21) |
| Nov. 4, 2025 | RMI | P | 6,857 | $14.69 | $100,729 | 41,505 Direct | +19.79% | Acquired | 3.3% (price as of 2026-08-21) |
| Nov. 4, 2025 | RFM | P | 4,257 | $14.40 | $61,301 | 16,510 Direct | +34.74% | Acquired | 0.6% (price as of 2026-08-21) |
| Nov. 3, 2025 | RMI | P | 1,640 | $14.65 | $24,026 | 34,648 Direct | +4.97% | Acquired | 3.6% (price as of 2026-08-21) |
| Oct. 31, 2025 | RMI | P | 1,032 | $14.66 | $15,129 | 33,008 Direct | +3.23% | Acquired | 3.5% (price as of 2026-08-21) |
| Oct. 30, 2025 | RFM | P | 200 | $14.28 | $2,856 | 12,253 Direct | +1.66% | Acquired | 1.5% (price as of 2026-08-21) |
| Oct. 29, 2025 | RFM | P | 100 | $14.31 | $1,431 | 12,053 Direct | +0.84% | Acquired | 1.3% (price as of 2026-08-21) |
| Oct. 28, 2025 | RFM | P | 881 | $14.31 | $12,607 | 11,953 Direct | +7.96% | Acquired | 1.3% (price as of 2026-08-21) |
| Oct. 24, 2025 | RMI | P | 4,277 | $14.38 | $61,503 | 31,976 Direct | +15.44% | Acquired | 5.5% (price as of 2026-08-21) |
| Oct. 24, 2025 | RFM | P | 141 | $14.30 | $2,016 | 11,072 Direct | +1.29% | Acquired | 1.3% (price as of 2026-08-21) |
| Oct. 23, 2025 | RFM | P | 3,216 | $14.30 | $45,989 | 10,931 Direct | +41.69% | Acquired | 1.3% (price as of 2026-08-21) |
| Oct. 23, 2025 | RMI | P | 4,277 | $14.42 | $61,674 | 27,699 Direct | +18.26% | Acquired | 5.2% (price as of 2026-08-21) |
| Oct. 22, 2025 | RFM | P | 3,352 | $14.30 | $47,934 | 7,715 Direct | +76.83% | Acquired | 1.3% (price as of 2026-08-21) |
| Oct. 22, 2025 | RMI | P | 4,277 | $14.45 | $61,803 | 23,422 Direct | +22.34% | Acquired | 5.0% (price as of 2026-08-21) |
| Oct. 21, 2025 | RFM | P | 4,363 | $14.35 | $62,609 | 4,363 Direct | — | Acquired | 1.0% (price as of 2026-08-21) |
| Oct. 21, 2025 | RMI | P | 2,891 | $14.60 | $42,209 | 19,145 Direct | +17.79% | Acquired | 3.9% (price as of 2026-08-21) |
| Oct. 20, 2025 | RMI | P | 2,794 | $14.60 | $40,792 | 16,254 Direct | +20.76% | Acquired | 3.9% (price as of 2026-08-21) |
| Oct. 17, 2025 | RMI | P | 4,138 | $14.62 | $60,498 | 13,460 Direct | +44.39% | Acquired | 3.8% (price as of 2026-08-21) |
| Oct. 16, 2025 | RMI | P | 3,041 | $14.69 | $44,672 | 9,322 Direct | +48.42% | Acquired | 3.3% (price as of 2026-08-21) |
| Oct. 15, 2025 | RMI | P | 4,138 | $14.74 | $60,994 | 6,281 Direct | +193.09% | Acquired | 2.9% (price as of 2026-08-21) |
| Oct. 14, 2025 | RMI | P | 1,240 | $14.68 | $18,203 | 2,143 Direct | +137.32% | Acquired | 3.3% (price as of 2026-08-21) |
| Oct. 13, 2025 | RMI | P | 903 | $14.65 | $13,229 | 903 Direct | — | Acquired | 3.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 18, 2025 | RFM | Common Shares of Beneficial Interest | 0 | Direct |
| Sept. 18, 2025 | RFMZ | Common Shares of Beneficial Interest | 0 | Direct |
| Sept. 18, 2025 | OPP | Common Shares of Beneficial Interest | 0 | Direct |
| Sept. 18, 2025 | RIV | Common Shares of Beneficial Interest | 0 | Direct |
| Sept. 18, 2025 | RMI | Common Shares of Beneficial Interest | 0 | Direct |
| Sept. 18, 2025 | RMM | Common Shares of Beneficial Interest | 0 | Direct |
| Sept. 18, 2025 | RMMZ | Common Shares of Beneficial Interest | 0 | Direct |
| Sept. 18, 2025 | RSF | Common Shares of Beneficial Interest | 0 | Direct |