Robert A Jeffe

CIK 1233165 · View on SEC EDGAR ↗

Insider

First SEC filing: April 17, 2026 · Latest: April 17, 2026

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 100 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 16, 2026 ASBA A 952 $27.56 $26,237 98,440 Direct +0.98% Acquired -11.1% (price as of 2026-08-19)
March 16, 2026 ASBA A 417 $24.59 $10,254 48,208 Direct +0.87% Acquired -0.3% (price as of 2026-08-19)
March 16, 2026 ASBA A 44 $24.59 $1,082 47,791 Direct +0.09% Acquired -0.3% (price as of 2026-08-19)
Feb. 1, 2026 ASBA A 4,585 $27.26 $124,987 47,747 Direct +10.62% Acquired -10.1% (price as of 2026-08-19)
Jan. 15, 2026 ASBA A 979 $26.81 $26,247 91,397 Direct +1.08% Acquired -8.6% (price as of 2026-08-19)
Dec. 15, 2025 ASBA A 377 $26.94 $10,156 48,325 Direct +0.79% Acquired -9.0% (price as of 2026-08-19)
Dec. 15, 2025 ASBA A 45 $26.94 $1,212 47,948 Direct +0.09% Acquired -9.0% (price as of 2026-08-19)
Oct. 16, 2025 ASBA A 1,065 $24.64 $26,242 89,623 Direct +1.20% Acquired -0.5% (price as of 2026-08-19)
Sept. 15, 2025 ASBA A 372 $25.92 $9,642 47,903 Direct +0.78% Acquired -5.4% (price as of 2026-08-19)
Sept. 15, 2025 ASBA A 45 $25.92 $1,166 47,531 Direct +0.09% Acquired -5.4% (price as of 2026-08-19)
July 17, 2025 ASBA A 927 $25.62 $23,750 87,782 Direct +1.07% Acquired -4.3% (price as of 2026-08-19)
June 16, 2025 ASBA A 417 $22.96 $9,574 47,486 Direct +0.89% Acquired 6.8% (price as of 2026-08-19)
June 16, 2025 ASBA A 50 $22.96 $1,148 47,069 Direct +0.11% Acquired 6.8% (price as of 2026-08-19)
April 21, 2025 ASBA A 1,197 $19.83 $23,737 86,002 Direct +1.41% Acquired 23.6% (price as of 2026-08-19)
March 17, 2025 ASBA A 427 $22.22 $9,488 47,019 Direct +0.92% Acquired 10.3% (price as of 2026-08-19)
March 17, 2025 ASBA A 51 $22.22 $1,133 46,592 Direct +0.11% Acquired 10.3% (price as of 2026-08-19)
Feb. 1, 2025 ASBA A 4,972 $25.14 $124,996 52,787 Direct +10.40% Acquired -2.5% (price as of 2026-08-19)
Jan. 17, 2025 ASBA A 948 $25.06 $23,757 77,684 Direct +1.24% Acquired -2.2% (price as of 2026-08-19)
Dec. 16, 2024 ASBA A 366 $25.72 $9,414 47,815 Direct +0.77% Acquired -4.7% (price as of 2026-08-19)
Dec. 16, 2024 ASBA A 55 $25.72 $1,415 47,449 Direct +0.12% Acquired -4.7% (price as of 2026-08-19)
Oct. 17, 2024 ASBA A 1,029 $23.08 $23,749 76,050 Direct +1.37% Acquired 6.2% (price as of 2026-08-19)
Sept. 16, 2024 ASBA A 416 $21.36 $8,886 47,394 Direct +0.89% Acquired 14.7% (price as of 2026-08-19)
Sept. 16, 2024 ASBA A 63 $21.36 $1,346 46,978 Direct +0.13% Acquired 14.7% (price as of 2026-08-19)
July 19, 2024 ASBA A 978 $22.99 $22,484 74,257 Direct +1.33% Acquired 6.6% (price as of 2026-08-19)
June 17, 2024 ASBA A 436 $20.25 $8,829 46,915 Direct +0.94% Acquired 21.0% (price as of 2026-08-19)
June 17, 2024 ASBA A 65 $20.25 $1,316 46,479 Direct +0.14% Acquired 21.0% (price as of 2026-08-19)
April 18, 2024 ASBA A 1,126 $19.99 $22,509 72,480 Direct +1.58% Acquired 22.6% (price as of 2026-08-19)
March 15, 2024 ASBA A 431 $20.25 $8,728 46,414 Direct +0.94% Acquired 21.0% (price as of 2026-08-19)
March 15, 2024 ASBA A 65 $20.25 $1,316 45,983 Direct +0.14% Acquired 21.0% (price as of 2026-08-19)
Feb. 1, 2024 ASBA A 5,998 $20.84 $124,998 51,669 Direct +13.13% Acquired 17.6% (price as of 2026-08-19)
Jan. 22, 2024 ASBA A 1,040 $21.64 $22,506 64,844 Direct +1.63% Acquired 13.3% (price as of 2026-08-19)
Dec. 15, 2023 ASBA A 407 $21.19 $8,624 45,671 Direct +0.90% Acquired 15.7% (price as of 2026-08-19)
Dec. 15, 2023 ASBA A 59 $21.19 $1,250 45,264 Direct +0.13% Acquired 15.7% (price as of 2026-08-19)
Oct. 17, 2023 ASBA A 1,329 $16.93 $22,500 63,148 Direct +2.15% Acquired 44.8% (price as of 2026-08-19)
Sept. 15, 2023 ASBA A 462 $17.66 $8,159 45,205 Direct +1.03% Acquired 38.8% (price as of 2026-08-19)
Sept. 15, 2023 ASBA A 66 $17.66 $1,166 44,743 Direct +0.15% Acquired 38.8% (price as of 2026-08-19)
July 14, 2023 ASBA A 1,306 $17.23 $22,502 61,093 Direct +2.18% Acquired 42.3% (price as of 2026-08-19)
June 15, 2023 ASBA A 534 $17.27 $9,222 44,744 Direct +1.21% Acquired 41.9% (price as of 2026-08-19)
June 15, 2023 ASBA A 67 $17.27 $1,157 44,210 Direct +0.15% Acquired 41.9% (price as of 2026-08-19)
April 12, 2023 ASBA A 1,280 $17.57 $22,490 59,066 Direct +2.22% Acquired 39.5% (price as of 2026-08-19)
March 15, 2023 ASBA A 60 $19.19 $1,151 44,143 Direct +0.14% Acquired 27.7% (price as of 2026-08-19)
March 15, 2023 ASBA A 414 $19.19 $7,945 44,083 Direct +0.95% Acquired 27.7% (price as of 2026-08-19)
Feb. 1, 2023 ASBA A 5,499 $22.73 $124,992 48,745 Direct +12.72% Acquired 7.8% (price as of 2026-08-19)
Jan. 24, 2023 ASBA A 1,005 $22.39 $22,502 52,100 Direct +1.97% Acquired 9.5% (price as of 2026-08-19)
Dec. 15, 2022 ASBA A 47 $22.10 $1,039 43,246 Direct +0.11% Acquired 10.9% (price as of 2026-08-19)
Dec. 15, 2022 ASBA A 355 $22.10 $7,846 43,199 Direct +0.83% Acquired 10.9% (price as of 2026-08-19)
Oct. 20, 2022 ASBA A 994 $21.37 $21,242 50,611 Direct +2.00% Acquired 14.7% (price as of 2026-08-19)
Sept. 15, 2022 ASBA A 47 $21.12 $993 42,844 Direct +0.11% Acquired 16.1% (price as of 2026-08-19)
Sept. 15, 2022 ASBA A 352 $21.12 $7,434 42,797 Direct +0.83% Acquired 16.1% (price as of 2026-08-19)
July 20, 2022 ASBA A 1,115 $19.05 $21,241 49,151 Direct +2.32% Acquired 28.7% (price as of 2026-08-19)
June 15, 2022 ASBA A 386 $19.06 $7,357 42,445 Direct +0.92% Acquired 28.6% (price as of 2026-08-19)
June 15, 2022 ASBA A 51 $19.06 $972 42,059 Direct +0.12% Acquired 28.6% (price as of 2026-08-19)
April 19, 2022 ASBA A 959 $22.17 $21,261 47,540 Direct +2.06% Acquired 10.6% (price as of 2026-08-19)
March 15, 2022 ASBA A 314 $23.12 $7,260 42,008 Direct +0.75% Acquired 6.0% (price as of 2026-08-19)
March 15, 2022 ASBA A 42 $23.12 $971 41,694 Direct +0.10% Acquired 6.0% (price as of 2026-08-19)
Feb. 1, 2022 ASBA A 4,889 $24.54 $119,976 41,652 Direct +13.30% Acquired -0.1% (price as of 2026-08-19)
Jan. 13, 2022 ASBA A 835 $25.46 $21,259 39,313 Direct +2.17% Acquired -3.7% (price as of 2026-08-19)
Dec. 15, 2021 ASBA A 60 $22.60 $1,356 43,638 Direct +0.14% Acquired 8.5% (price as of 2026-08-19)
Dec. 15, 2021 ASBA A 47 $22.60 $1,062 43,578 Direct +0.11% Acquired 8.5% (price as of 2026-08-19)
Dec. 15, 2021 ASBA A 272 $22.60 $6,147 43,531 Direct +0.63% Acquired 8.5% (price as of 2026-08-19)
Oct. 19, 2021 ASBA A 966 $22.00 $21,252 38,136 Direct +2.60% Acquired 11.4% (price as of 2026-08-19)
Sept. 15, 2021 ASBA J 60,000 $25.34 $1,520,400 0 Direct -100.00% Disposed -3.3% (price as of 2026-08-19)
Sept. 15, 2021 ASBA A 65 $20.73 $1,347 43,259 Direct +0.15% Acquired 18.2% (price as of 2026-08-19)
Sept. 15, 2021 ASBA A 59 $20.73 $1,223 43,194 Direct +0.14% Acquired 18.2% (price as of 2026-08-19)
Sept. 15, 2021 ASBA A 286 $20.73 $5,929 43,135 Direct +0.67% Acquired 18.2% (price as of 2026-08-19)
July 21, 2021 ASBA A 1,089 $19.51 $21,246 36,814 Direct +3.05% Acquired 25.6% (price as of 2026-08-19)
June 15, 2021 ASBA A 54 $22.17 $1,197 42,849 Direct +0.13% Acquired 10.6% (price as of 2026-08-19)
June 15, 2021 ASBA A 49 $22.17 $1,086 42,795 Direct +0.11% Acquired 10.6% (price as of 2026-08-19)
June 15, 2021 ASBA A 238 $22.17 $5,276 42,746 Direct +0.56% Acquired 10.6% (price as of 2026-08-19)
April 20, 2021 ASBA A 1,019 $20.86 $21,256 35,433 Direct +2.96% Acquired 17.5% (price as of 2026-08-19)
March 15, 2021 ASBA A 52 $22.92 $1,192 42,508 Direct +0.12% Acquired 6.9% (price as of 2026-08-19)
March 15, 2021 ASBA A 47 $22.92 $1,077 42,456 Direct +0.11% Acquired 6.9% (price as of 2026-08-19)
March 15, 2021 ASBA A 229 $22.92 $5,249 42,409 Direct +0.54% Acquired 6.9% (price as of 2026-08-19)
Feb. 1, 2021 ASBA A 6,644 $18.06 $119,991 48,512 Direct +15.87% Acquired 35.7% (price as of 2026-08-19)
Jan. 20, 2021 ASBA A 1,073 $19.90 $21,353 27,815 Direct +4.01% Acquired 23.2% (price as of 2026-08-19)
Dec. 15, 2020 ASBA A 112 $16.79 $1,880 41,868 Direct +0.27% Acquired 46.0% (price as of 2026-08-19)
Dec. 15, 2020 ASBA A 261 $16.79 $4,382 41,756 Direct +0.63% Acquired 46.0% (price as of 2026-08-19)
Dec. 15, 2020 ASBA A 67 $16.79 $1,125 41,495 Direct +0.16% Acquired 46.0% (price as of 2026-08-19)
Oct. 20, 2020 ASBA A 1,529 $13.71 $20,963 26,455 Direct +6.13% Acquired 78.8% (price as of 2026-08-19)
Sept. 15, 2020 ASBA A 140 $13.27 $1,858 41,428 Direct +0.34% Acquired 84.7% (price as of 2026-08-19)
Sept. 15, 2020 ASBA A 327 $13.27 $4,339 41,288 Direct +0.80% Acquired 84.7% (price as of 2026-08-19)
Sept. 15, 2020 ASBA A 83 $13.27 $1,101 40,961 Direct +0.20% Acquired 84.7% (price as of 2026-08-19)
July 20, 2020 ASBA A 1,688 $12.59 $21,252 24,595 Direct +7.37% Acquired 94.7% (price as of 2026-08-19)
June 15, 2020 ASBA A 75 $14.65 $1,099 40,878 Direct +0.18% Acquired 67.3% (price as of 2026-08-19)
June 15, 2020 ASBA A 125 $14.65 $1,831 40,803 Direct +0.31% Acquired 67.3% (price as of 2026-08-19)
June 15, 2020 ASBA A 293 $14.65 $4,292 40,678 Direct +0.73% Acquired 67.3% (price as of 2026-08-19)
April 20, 2020 ASBA A 1,490 $12.58 $18,744 22,616 Direct +7.05% Acquired 94.8% (price as of 2026-08-19)
March 16, 2020 ASBA A 86 $12.52 $1,077 40,385 Direct +0.21% Acquired 95.8% (price as of 2026-08-19)
March 16, 2020 ASBA A 144 $12.52 $1,803 40,299 Direct +0.36% Acquired 95.8% (price as of 2026-08-19)
March 16, 2020 ASBA A 339 $12.52 $4,244 40,155 Direct +0.85% Acquired 95.8% (price as of 2026-08-19)
Feb. 1, 2020 ASBA A 6,021 $19.93 $119,999 45,490 Direct +15.26% Acquired 23.0% (price as of 2026-08-19)
Jan. 28, 2020 ASBA A 912 $20.56 $18,751 15,159 Direct +6.40% Acquired 19.2% (price as of 2026-08-19)
Jan. 2, 2020 ASBA I 5,354 $21.87 $117,092 14,247 Direct -27.31% Disposed 12.1% (price as of 2026-08-19)
Dec. 16, 2019 ASBA A 45 $22.39 $1,008 39,469 Direct +0.11% Acquired 9.5% (price as of 2026-08-19)
Dec. 16, 2019 ASBA A 130 $22.39 $2,911 39,424 Direct +0.33% Acquired 9.5% (price as of 2026-08-19)
Dec. 16, 2019 ASBA A 136 $22.39 $3,045 39,294 Direct +0.35% Acquired 9.5% (price as of 2026-08-19)
Oct. 21, 2019 ASBA A 908 $20.68 $18,777 19,445 Direct +4.90% Acquired 18.5% (price as of 2026-08-19)
Sept. 16, 2019 ASBA A 45 $20.66 $930 39,158 Direct +0.12% Acquired 18.6% (price as of 2026-08-19)
Sept. 16, 2019 ASBA A 132 $20.66 $2,727 39,113 Direct +0.34% Acquired 18.6% (price as of 2026-08-19)
Sept. 16, 2019 ASBA A 139 $20.66 $2,872 38,981 Direct +0.36% Acquired 18.6% (price as of 2026-08-19)

Showing latest 100 of 211 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 16, 2026 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (952) $0.00 952 Acquired
Jan. 15, 2026 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (979) $0.00 979 Acquired
Oct. 16, 2025 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,065) $0.00 1,065 Acquired
July 17, 2025 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (927) $0.00 927 Acquired
April 21, 2025 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,197) $0.00 1,197 Acquired
Jan. 17, 2025 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (948) $0.00 948 Acquired
Oct. 17, 2024 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,029) $0.00 1,029 Acquired
July 19, 2024 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (978) $0.00 978 Acquired
April 18, 2024 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,126) $0.00 1,126 Acquired
Jan. 22, 2024 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,040) $0.00 1,040 Acquired
Oct. 17, 2023 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,329) $0.00 1,329 Acquired
July 14, 2023 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,306) $0.00 1,306 Acquired
April 12, 2023 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,280) $0.00 1,280 Acquired
Jan. 24, 2023 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,005) $0.00 1,005 Acquired
Oct. 20, 2022 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (994) $0.00 994 Acquired
July 20, 2022 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,115) $0.00 1,115 Acquired
April 19, 2022 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (959) $0.00 959 Acquired
Jan. 13, 2022 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (835) $0.00 835 Acquired
Oct. 19, 2021 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (966) $0.00 966 Acquired
July 21, 2021 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,089) $0.00 1,089 Acquired
April 20, 2021 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,019) $0.00 1,019 Acquired
Jan. 20, 2021 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,073) $0.00 1,073 Acquired
Oct. 20, 2020 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,529) $0.00 1,529 Acquired
July 20, 2020 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,688) $0.00 1,688 Acquired
April 20, 2020 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,490) $0.00 1,490 Acquired
Jan. 28, 2020 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (912) $0.00 912 Acquired
Jan. 2, 2020 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (5,354) $0.00 5,354 Disposed
Oct. 21, 2019 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (908) $0.00 908 Acquired
July 19, 2019 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (909) $0.00 909 Acquired
April 19, 2019 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (832) $0.00 832 Acquired
Jan. 18, 2019 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (875) $0.00 875 Acquired
Jan. 2, 2019 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (5,109) $0.00 5,109 Disposed
Oct. 19, 2018 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (797) $0.00 797 Acquired
July 20, 2018 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (686) $0.00 686 Acquired
April 20, 2018 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (702) $0.00 702 Acquired
Jan. 19, 2018 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (816) $0.00 816 Acquired
Jan. 2, 2018 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (5,015) 5,015 Disposed
Oct. 20, 2017 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (875) $0.00 875 Acquired
July 20, 2017 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (706) $0.00 706 Acquired
April 19, 2017 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (735) $0.00 735 Acquired
Jan. 23, 2017 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (712) $0.00 712 Acquired
Jan. 3, 2017 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (4,911) 4,911 Disposed
Oct. 20, 2016 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (895) $0.00 895 Acquired
July 20, 2016 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (972) $0.00 972 Acquired
April 20, 2016 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (956) $0.00 956 Acquired
Jan. 20, 2016 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,068) $0.00 1,068 Acquired
Jan. 4, 2016 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (4,808) 4,808 Disposed
Oct. 20, 2015 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (924) $0.00 924 Acquired
July 20, 2015 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (863) $0.00 863 Acquired
April 20, 2015 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (938) $0.00 938 Acquired
Jan. 20, 2015 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (950) $0.00 950 Acquired
Oct. 20, 2014 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,025) $0.00 1,025 Acquired
July 21, 2014 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (976) $0.00 976 Acquired
April 21, 2014 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (983) $0.00 983 Acquired
Jan. 21, 2014 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (993) $0.00 993 Acquired
Oct. 21, 2013 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,066) $0.00 1,066 Acquired
July 22, 2013 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,037) $0.00 1,037 Acquired
April 22, 2013 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,267) $0.00 1,267 Acquired
Jan. 22, 2013 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (1,248) $0.00 1,248 Acquired
Dec. 31, 2012 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (572) $0.00 572 Acquired
Sept. 28, 2012 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (570) $0.00 570 Acquired
June 29, 2012 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (569) $0.00 569 Acquired
June 6, 2012 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (3,353) $0.00 3,353 Acquired
March 30, 2012 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (537) $0.00 537 Acquired
Dec. 30, 2011 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (671) $0.00 671 Acquired
Sept. 30, 2011 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (806) $0.00 806 Acquired
July 5, 2011 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (544) $0.00 544 Acquired
May 5, 2011 ASBA Phantom Stock Unit Common Stock $0.01 Par Value (2,789) $0.00 2,789 Acquired
Feb. 20, 2004 GE Phantom Stock Units Common Stock (387) 387 Acquired
Sept. 12, 2003 GE Stock Appreciation Rights (exercisable for stock) $31.53 Sept. 12, 2013 90,000 Acquired
Sept. 12, 2003 GE Restricted Stock Units Common Stock (20,000) 20,000

Exercise/conversion price is blank when not applicable (e.g. RSUs).