Robert A Ruff — SEC Insider Profile, Roles & Companies

Insider at

ROK selling Dec. 9, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 72 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

72 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 9, 2013	ROK	S 10b5-1	4,967	$111.51	$553,870	52,380 Direct	-8.66%	Disposed	282.1% (price as of 2026-10-23)
Dec. 7, 2013	ROK	M	7,650	·	·	57,347 Direct	+15.39%	Acquired
Dec. 7, 2013	ROK	M	7,650	·	·	0 Direct	-100.00%	Disposed
Nov. 22, 2013	ROK	I	274	$114.07	$31,255	0 Indirect	-100.00%	Disposed
Oct. 1, 2013	ROK	A	7,650	·	·	7,650 Direct	·	Acquired
Aug. 5, 2013	ROK	S	10,000	$99.89	$998,900	49,697 Direct	-16.75%	Disposed	326.6% (price as of 2026-10-23)
May 20, 2013	ROK	M	17,034	$46.16	$786,289	73,615 Direct	+30.11%	Acquired	823.1% (price as of 2026-10-23)
May 20, 2013	ROK	M	1,750	$56.36	$98,630	75,365 Direct	+2.38%	Acquired	656.1% (price as of 2026-10-23)
May 20, 2013	ROK	M	933	$69.57	$64,909	76,298 Direct	+1.24%	Acquired	512.5% (price as of 2026-10-23)
May 20, 2013	ROK	M	433	$74.14	$32,103	76,731 Direct	+0.57%	Acquired	474.7% (price as of 2026-10-23)
May 20, 2013	ROK	S	17,034	$91.12	$1,552,138	59,697 Direct	-22.20%	Disposed	367.6% (price as of 2026-10-23)
May 20, 2013	ROK	I	210	$90.91	$19,091	0 Indirect	-100.00%	Disposed	368.7% (price as of 2026-10-23)
May 20, 2013	ROK	M	17,034	·	·	2,100 Direct	-89.02%	Disposed
May 20, 2013	ROK	M	1,750	·	·	0 Direct	-100.00%	Disposed
May 20, 2013	ROK	M	933	·	·	37,367 Direct	-2.44%	Disposed
May 20, 2013	ROK	M	433	·	·	20,967 Direct	-2.02%	Disposed
Feb. 19, 2013	ROK	M	2,432	$63.59	$154,651	59,013 Direct	+4.30%	Acquired	570.1% (price as of 2026-10-23)
Feb. 19, 2013	ROK	S	2,432	$91.28	$221,993	56,581 Direct	-4.12%	Disposed	366.8% (price as of 2026-10-23)
Feb. 19, 2013	ROK	M	2,432	·	·	0 Direct	-100.00%	Disposed
Feb. 15, 2013	ROK	M	8,618	$63.59	$548,019	65,199 Direct	+15.23%	Acquired	570.1% (price as of 2026-10-23)
Feb. 15, 2013	ROK	M	16,450	$56.36	$927,122	81,649 Direct	+25.23%	Acquired	656.1% (price as of 2026-10-23)
Feb. 15, 2013	ROK	S	25,068	$91.15	$2,284,948	56,581 Direct	-30.70%	Disposed	367.5% (price as of 2026-10-23)
Feb. 15, 2013	ROK	M	8,618	·	·	2,432 Direct	-77.99%	Disposed
Feb. 15, 2013	ROK	M	16,450	·	·	1,750 Direct	-90.38%	Disposed
Feb. 7, 2013	ROK	I	50	$90.52	$4,526	0 Indirect	-100.00%	Disposed	370.7% (price as of 2026-10-23)
Feb. 7, 2013	ROK	I	124	·	·	0 Indirect	-100.00%	Disposed
Jan. 23, 2013	ROK	M	34,066	$46.16	$1,572,487	90,647 Direct	+60.21%	Acquired	823.1% (price as of 2026-10-23)
Jan. 23, 2013	ROK	S 10b5-1	21,732	$89.11	$1,936,539	68,915 Direct	-23.97%	Disposed	378.2% (price as of 2026-10-23)
Jan. 23, 2013	ROK	S 10b5-1	12,334	$89.68	$1,106,113	56,581 Direct	-17.90%	Disposed	375.1% (price as of 2026-10-23)
Jan. 23, 2013	ROK	M	34,066	·	·	19,134 Direct	-64.03%	Disposed
Dec. 10, 2012	ROK	S 10b5-1	7,111	$80.44	$572,009	56,581 Direct	-11.16%	Disposed	429.7% (price as of 2026-10-23)
Dec. 9, 2012	ROK	M	12,975	·	·	63,692 Direct	+25.58%	Acquired
Dec. 9, 2012	ROK	M	12,975	·	·	0 Direct	-100.00%	Disposed
Dec. 6, 2012	ROK	A	1,180	·	·	50,717 Direct	+2.38%	Acquired
Dec. 6, 2012	ROK	A	15,000	·	·	15,000 Direct	·	Acquired
Nov. 13, 2012	ROK	I	7,081	$78.22	$553,876	0 Indirect	-100.00%	Disposed	444.8% (price as of 2026-10-23)
Nov. 13, 2012	ROK	I	2,818	·	·	0 Indirect	-100.00%	Disposed
Oct. 1, 2012	ROK	A	12,975	·	·	12,975 Direct	·	Acquired
Feb. 3, 2012	ROK	M	1,550	$63.59	$98,564	49,537 Direct	+3.23%	Acquired	570.1% (price as of 2026-10-23)
Feb. 3, 2012	ROK	M	66,200	$29.37	$1,944,294	115,737 Direct	+133.64%	Acquired	1350.8% (price as of 2026-10-23)
Feb. 3, 2012	ROK	S	66,200	$81.14	$5,371,468	49,537 Direct	-57.20%	Disposed	425.2% (price as of 2026-10-23)
Feb. 3, 2012	ROK	M	1,550	·	·	11,050 Direct	-12.30%	Disposed
Feb. 3, 2012	ROK	M	66,200	·	·	3,400 Direct	-95.11%	Disposed
Dec. 5, 2011	ROK	S 10b5-1	9,172	$75.72	$694,504	47,987 Direct	-16.05%	Disposed	462.7% (price as of 2026-10-23)
Dec. 3, 2011	ROK	M	19,600	·	·	57,159 Direct	+52.18%	Acquired
Dec. 3, 2011	ROK	M	19,600	·	·	0 Direct	-100.00%	Disposed
Dec. 1, 2011	ROK	A	1,690	·	·	37,559 Direct	+4.71%	Acquired
Dec. 1, 2011	ROK	A	21,400	$74.14	$1,586,596	21,400 Direct	·	Acquired
Oct. 3, 2011	ROK	A	19,600	·	·	19,600 Direct	·	Acquired
Feb. 9, 2011	ROK	M	28,400	$68.04	$1,932,336	62,819 Direct	+82.51%	Acquired	526.3% (price as of 2026-10-23)
Feb. 9, 2011	ROK	S	26,950	$85.32	$2,299,374	35,869 Direct	-42.90%	Disposed	399.4% (price as of 2026-10-23)
Feb. 9, 2011	ROK	M	28,400	·	·	0 Direct	-100.00%	Disposed
Dec. 7, 2010	ROK	A	2,340	·	·	34,419 Direct	+7.29%	Acquired
Dec. 7, 2010	ROK	A	38,300	$69.57	$2,664,531	38,300 Direct	·	Acquired
Dec. 6, 2010	ROK	S 10b5-1	1,347	$68.89	$92,795	32,079 Direct	-4.03%	Disposed	518.5% (price as of 2026-10-23)
Dec. 5, 2010	ROK	M	1,932	·	·	33,426 Direct	+6.13%	Acquired
Dec. 5, 2010	ROK	M	1,932	·	·	0 Direct	-100.00%	Disposed
Nov. 24, 2010	ROK	M	32,800	$43.90	$1,439,920	64,294 Direct	+104.15%	Acquired	870.6% (price as of 2026-10-23)
Nov. 24, 2010	ROK	S	32,800	$66.00	$2,164,800	31,494 Direct	-51.02%	Disposed	545.6% (price as of 2026-10-23)
Nov. 24, 2010	ROK	M	32,800	·	·	0 Direct	-100.00%	Disposed
Oct. 1, 2010	ROK	A	1,932	·	·	1,932 Direct	·	Acquired
June 3, 2010	ROK	S 10b5-1	558	$54.00	$30,132	31,494 Direct	-1.74%	Disposed	689.1% (price as of 2026-10-23)
April 30, 2010	ROK	M 10b5-1	2,200	$43.90	$96,580	29,652 Direct	+8.01%	Acquired	870.6% (price as of 2026-10-23)
April 30, 2010	ROK	M 10b5-1	22,400	$27.75	$621,600	52,052 Direct	+75.54%	Acquired	1435.5% (price as of 2026-10-23)
April 30, 2010	ROK	S 10b5-1	20,000	$61.72	$1,234,400	32,052 Direct	-38.42%	Disposed	590.4% (price as of 2026-10-23)
April 30, 2010	ROK	M	2,200	·	·	32,800 Direct	-6.29%	Disposed
April 30, 2010	ROK	M	22,400	·	·	0 Direct	-100.00%	Disposed
Dec. 9, 2009	ROK	A	3,000	·	·	27,452 Direct	+12.27%	Acquired
Dec. 9, 2009	ROK	A	53,200	$46.16	$2,455,712	53,200 Direct	·	Acquired
Dec. 6, 2009	ROK	M	299	·	·	24,452 Direct	+1.24%	Acquired
Dec. 6, 2009	ROK	M	299	·	·	0 Direct	-100.00%	Disposed
Oct. 1, 2009	ROK	A	299	·	·	299 Direct	·	Acquired
Dec. 3, 2008	ROK	A	4,200	·	·	24,153 Direct	+21.05%	Acquired
Dec. 3, 2008	ROK	A	69,600	$29.37	$2,044,152	69,600 Direct	·	Acquired
Nov. 10, 2008	ROK	S 10b5-1	447	$25.85	$11,555	19,953 Direct	-2.19%	Disposed	1548.4% (price as of 2026-10-23)
Dec. 5, 2007	ROK	A	2,000	·	·	20,400 Direct	+10.87%	Acquired
Dec. 5, 2007	ROK	A	28,400	·	·	28,400 Direct	·	Acquired
Aug. 22, 2007	ROK	M	6,600	$27.75	$183,150	25,000 Direct	+35.87%	Acquired	1435.5% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	200	$68.96	$13,792	24,800 Direct	-0.80%	Disposed	517.9% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	400	$68.95	$27,580	24,400 Direct	-1.61%	Disposed	518.0% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	514	$68.94	$35,435	23,886 Direct	-2.11%	Disposed	518.1% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	1,086	$68.93	$74,858	22,800 Direct	-4.55%	Disposed	518.2% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	100	$68.92	$6,892	22,700 Direct	-0.44%	Disposed	518.3% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	100	$68.90	$6,890	22,600 Direct	-0.44%	Disposed	518.4% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	200	$68.89	$13,778	22,400 Direct	-0.88%	Disposed	518.5% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	3,700	$68.88	$254,856	18,700 Direct	-16.52%	Disposed	518.6% (price as of 2026-10-23)
Aug. 22, 2007	ROK	S	300	$68.87	$20,661	18,400 Direct	-1.60%	Disposed	518.7% (price as of 2026-10-23)
Aug. 22, 2007	ROK	M	6,600	·	·	22,400 Direct	-22.76%	Disposed
Dec. 6, 2006	ROK	A	1,000	·	·	18,400 Direct	+5.75%	Acquired
Dec. 6, 2006	ROK	A	12,600	·	·	12,600 Direct	·	Acquired
May 8, 2006	ROK	M	11,800	$20.42	$240,956	27,600 Direct	+74.68%	Acquired	1986.7% (price as of 2026-10-23)
May 8, 2006	ROK	M	9,800	$27.75	$271,950	37,400 Direct	+35.51%	Acquired	1435.5% (price as of 2026-10-23)
May 8, 2006	ROK	S	20,000	$76.06	$1,521,200	17,400 Direct	-53.48%	Disposed	460.2% (price as of 2026-10-23)
May 8, 2006	ROK	M	11,800	·	·	0 Direct	-100.00%	Disposed
May 8, 2006	ROK	M	9,800	·	·	29,000 Direct	-25.26%	Disposed
Jan. 30, 2006	ROK	M	10,000	$15.50	$155,000	25,800 Direct	+63.29%	Acquired	2649.1% (price as of 2026-10-23)
Jan. 30, 2006	ROK	S	9,900	$66.53	$658,647	15,900 Direct	-38.37%	Disposed	540.5% (price as of 2026-10-23)
Jan. 30, 2006	ROK	S	100	$66.63	$6,663	15,800 Direct	-0.63%	Disposed	539.5% (price as of 2026-10-23)
Jan. 30, 2006	ROK	M	10,000	·	·	0 Direct	-100.00%	Disposed
Nov. 7, 2005	ROK	A	1,400	·	·	15,800 Direct	+9.72%	Acquired

Loaded 100 of 120 rows

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 7, 2013	ROK	Performance Shares	Common Stock (7,650)	·	Dec. 7, 2013	7,650	Disposed
Nov. 22, 2013	ROK	Common Stock Share Equivalents	Common Stock (274)	$0.00	·	274	Disposed
Oct. 1, 2013	ROK	Performance Shares	Common Stock (7,650)	·	Dec. 7, 2013	7,650	Acquired
May 20, 2013	ROK	Employee Stock Option (Right to Buy)	Common Stock (17,034)	$46.16	Dec. 9, 2019	17,034	Disposed
May 20, 2013	ROK	Employee Stock Option (Right to Buy)	Common Stock (1,750)	$56.36	Nov. 7, 2015	1,750	Disposed
May 20, 2013	ROK	Employee Stock Option (Right to Buy)	Common Stock (933)	$69.57	Dec. 7, 2020	933	Disposed
May 20, 2013	ROK	Employee Stock Option (Right to Buy)	Common Stock (433)	$74.14	Dec. 1, 2021	433	Disposed
Feb. 19, 2013	ROK	Employee Stock Option (Right to Buy)	Common Stock (2,432)	$63.59	Dec. 6, 2016	2,432	Disposed
Feb. 15, 2013	ROK	Employee Stock Option (Right to Buy)	Common Stock (8,618)	$63.59	Dec. 6, 2016	8,618	Disposed
Feb. 15, 2013	ROK	Employee Stock Option (Right to Buy)	Common Stock (16,450)	$56.36	Nov. 7, 2015	16,450	Disposed
Feb. 7, 2013	ROK	Common Stock Share Equivalents	Common Stock (124)	$90.52	·	124	Disposed
Jan. 23, 2013	ROK	Employee Stock Option (Right to Buy)	Common Stock (34,066)	$46.16	Dec. 9, 2019	34,066	Disposed
Dec. 9, 2012	ROK	Performance Shares	Common Stock (12,975)	·	Dec. 9, 2012	12,975	Disposed
Dec. 6, 2012	ROK	Employee Stock Option (Right to Buy)	Common Stock (15,000)	$80.11	Dec. 6, 2022	15,000	Acquired
Nov. 13, 2012	ROK	Common Stock Share Equivalents	Common Stock (2,818)	$78.22	·	2,818	Disposed
Oct. 1, 2012	ROK	Performance Shares	Common Stock (12,975)	·	Dec. 9, 2012	12,975	Acquired
Feb. 3, 2012	ROK	Employee Stock Option (Right to Buy)	Common Stock (1,550)	$63.59	Dec. 6, 2016	1,550	Disposed
Feb. 3, 2012	ROK	Employee Stock Option (Right to Buy)	Common Stock (66,200)	$29.37	Dec. 3, 2018	66,200	Disposed
Dec. 3, 2011	ROK	Performance Shares	Common Stock (19,600)	·	Dec. 3, 2011	19,600	Disposed
Dec. 1, 2011	ROK	Employee Stock Option (Right to Buy)	Common Stock (21,400)	$74.14	Dec. 1, 2021	21,400	Acquired
Oct. 3, 2011	ROK	Performance Shares	Common Stock (19,600)	·	Dec. 3, 2011	19,600	Acquired
Feb. 9, 2011	ROK	Employee Stock Option(Right to Buy)	Common Stock (28,400)	$68.04	Dec. 5, 2017	28,400	Disposed
Dec. 7, 2010	ROK	Employee Stock Option (Right to Buy)	Common Stock (38,300)	$69.57	Dec. 7, 2020	38,300	Acquired
Dec. 5, 2010	ROK	Performance Shares	Common Stock (1,932)	·	Dec. 5, 2010	1,932	Disposed
Nov. 24, 2010	ROK	Employee Stock Option (Right to Buy)	Common Stock (32,800)	$43.90	Nov. 8, 2014	32,800	Disposed
Oct. 1, 2010	ROK	Performance Shares	Common Stock (1,932)	·	Dec. 5, 2010	1,932	Acquired
April 30, 2010	ROK	Employee Stock Option (Right to Buy)	Common Stock (2,200)	$43.90	Nov. 8, 2014	2,200	Disposed
April 30, 2010	ROK	Employee Stock Option (Right to Buy)	Common Stock (22,400)	$27.75	Oct. 6, 2013	22,400	Disposed
Dec. 9, 2009	ROK	Employee Stock Option (Right to Buy)	Common Stock (53,200)	$46.16	Dec. 9, 2019	53,200	Acquired
Dec. 6, 2009	ROK	Performance Shares	Common Stock (299)	·	Dec. 6, 2009	299	Disposed
Oct. 1, 2009	ROK	Performance Shares	Common Stock (299)	·	Dec. 6, 2009	299	Acquired
Dec. 3, 2008	ROK	Employee Stock Option (Right to Buy)	Common Stock (69,600)	$29.37	Dec. 3, 2018	69,600	Acquired
Dec. 5, 2007	ROK	Employee Stock Option(Right to Buy)	Common Stock (28,400)	$68.04	Dec. 5, 2017	28,400	Acquired
Aug. 22, 2007	ROK	Employee Stock Option (Right to Buy)	Common Stock (6,600)	$27.75	Oct. 6, 2013	6,600	Disposed
Dec. 6, 2006	ROK	Employee Stock Option (Right to Buy)	Common Stock (12,600)	$63.59	Dec. 6, 2016	12,600	Acquired
May 8, 2006	ROK	Employee Stock Option (right to buy)	Common Stock (11,800)	$20.42	Dec. 4, 2012	11,800	Disposed
May 8, 2006	ROK	Employee Stock Option (right to buy)	Common Stock (9,800)	$27.75	Oct. 6, 2013	9,800	Disposed
Jan. 30, 2006	ROK	Employee Stock Option (right to buy)	Common Stock (10,000)	$15.50	Oct. 7, 2012	10,000	Disposed
Nov. 7, 2005	ROK	Employee Stock Option (right to buy)	Common Stock (18,200)	$56.36	Nov. 7, 2015	18,200	Acquired
Jan. 28, 2005	ROK	Employee Stock Option (right to buy)	Common Stock (13,158)	$20.35	Oct. 4, 2009	13,158	Disposed
Jan. 28, 2005	ROK	Employee Stock Option (right to buy)	Common Stock (1,600)	$20.42	Dec. 4, 2012	1,600	Disposed
Jan. 28, 2005	ROK	Employee Stock Option (right to buy)	Common Stock (300)	$27.75	Oct. 6, 2013	300	Disposed
Nov. 16, 2004	ROK	Employee Stock Option (right to buy)	Common Stock (8,334)	$13.40	Oct. 1, 2011	8,334	Disposed
Nov. 16, 2004	ROK	Employee Stock Option (right to buy)	Common Stock (1,600)	$20.42	Dec. 4, 2012	1,600	Disposed
Nov. 16, 2004	ROK	Employee Stock Option (right to buy)	Common Stock (900)	$27.75	Oct. 6, 2013	900	Disposed
Nov. 8, 2004	ROK	Employee Stock Option (right to buy)	Common Stock (35,000)	$43.90	Nov. 8, 2014	35,000	Acquired
Feb. 27, 2004	ROK	Common Stock Share Equivalents	Common Stock (178)	·	·	178	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 5, 2004	ROK	Common Stock	5,000	Direct
Feb. 5, 2004	ROK	Common Stock	817	Indirect
Feb. 5, 2004	ROK	Employee stock option (right to buy)→ Common Stock (13,158)	13,158	Direct
Feb. 5, 2004	ROK	Employee stock option (right to buy)→ Common Stock (8,334)	8,334	Direct
Feb. 5, 2004	ROK	Employee stock option (right to buy)→ Common Stock (10,000)	10,000	Direct
Feb. 5, 2004	ROK	Employee stock option (right to buy)→ Common Stock (15,000)	15,000	Direct
Feb. 5, 2004	ROK	Employee stock option (right to buy)→ Common Stock (40,000)	40,000	Direct
Feb. 5, 2004	ROK	Common Stock Share Equivalents→ Common Stock (91)	91	Indirect

Holdings reported on Form 4 69 reported holdings

Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.

Date	Ticker	Security	Shares	Exercise price	Expiration	Ownership
Feb. 8, 2013	ROK	Common Stock	56,581	·	·	Indirect
Nov. 15, 2012	ROK	Common Stock	49,537	·	·	Indirect
Feb. 3, 2012	ROK	Common Stock	6,821	·	·	Indirect
Dec. 6, 2011	ROK	Common Stock	6,827	·	·	Indirect
Dec. 5, 2011	ROK	Common Stock	6,827	·	·	Indirect
Dec. 5, 2011	ROK	Common Stock Share Equivalents→ Common Stock (2,318)	2,318	·	·	Indirect
Feb. 9, 2011	ROK	Common Stock	6,557	·	·	Indirect
Dec. 9, 2010	ROK	Common Stock	6,567	·	·	Indirect
Dec. 9, 2010	ROK	Common Stock Share Equivalents→ Common Stock (1,838)	1,838	·	·	Indirect
Dec. 7, 2010	ROK	Common Stock	6,567	·	·	Indirect
Nov. 24, 2010	ROK	Common Stock	6,567	·	·	Indirect
June 3, 2010	ROK	Common Stock	6,373	·	·	Indirect
May 3, 2010	ROK	Common Stock	6,373	·	·	Indirect
Dec. 11, 2009	ROK	Common Stock	6,226	·	·	Indirect
Dec. 11, 2009	ROK	Common Stock Share Equivalents→ Common Stock (1,301)	1,301	·	·	Indirect
Dec. 7, 2009	ROK	Common Stock	6,226	·	·	Indirect
Dec. 5, 2008	ROK	Common Stock	5,524	·	·	Indirect
Dec. 5, 2008	ROK	Common Stock Share Equivalents→ Common Stock (828)	828	·	·	Indirect
Nov. 12, 2008	ROK	Common Stock	5,524	·	·	Indirect
Dec. 7, 2007	ROK	Common Stock	5,100	·	·	Indirect
Dec. 7, 2007	ROK	Common Stock Share Equivalents→ Common Stock (444)	444	·	·	Indirect
Aug. 23, 2007	ROK	Common Stock	5,002	·	·	Indirect
Dec. 8, 2006	ROK	Common Stock	4,807	·	·	Indirect
Dec. 8, 2006	ROK	Common Stock Share Equivalents→ Common Stock (372)	372	·	·	Indirect
May 10, 2006	ROK	Common Stock	4,629	·	·	Indirect
May 10, 2006	ROK	Employee Stock Option (right to buy)→ Common Stock (35,000)	35,000	$43.90	Nov. 8, 2014	Direct
May 10, 2006	ROK	Employee Stock Option (right to buy)→ Common Stock (18,200)	18,200	$56.36	Nov. 7, 2015	Direct
May 10, 2006	ROK	Common Stock Share Equivalents→ Common Stock (369)	369	·	·	Indirect
Jan. 31, 2006	ROK	Common Stock	4,543	·	·	Indirect
Jan. 31, 2006	ROK	Employee Stock Option (right to buy)→ Common Stock (11,800)	11,800	$20.42	Dec. 4, 2012	Direct
Jan. 31, 2006	ROK	Employee Stock Option (right to buy)→ Common Stock (38,800)	38,800	$27.75	Oct. 6, 2013	Direct
Jan. 31, 2006	ROK	Employee Stock Option (right to buy)→ Common Stock (35,000)	35,000	$43.90	Nov. 8, 2014	Direct
Jan. 31, 2006	ROK	Employee Stock Option (right to buy)→ Common Stock (18,200)	18,200	$56.36	Nov. 7, 2015	Direct
Jan. 31, 2006	ROK	Common Stock Share Equivalents→ Common Stock (368)	368	·	·	Indirect
Nov. 8, 2005	ROK	Common Stock	4,516	·	·	Indirect
Nov. 8, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	$15.50	Oct. 7, 2012	Direct
Nov. 8, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (11,800)	11,800	$20.42	Dec. 4, 2012	Direct
Nov. 8, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (38,800)	38,800	$27.75	Oct. 6, 2013	Direct
Nov. 8, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (35,000)	35,000	$43.90	Nov. 8, 2014	Direct
Nov. 8, 2005	ROK	Common Stock Share Equivalents→ Common Stock (319)	319	·	·	Indirect
June 6, 2005	ROK	Common Stock	4,341	·	·	Indirect
June 6, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	$15.50	Oct. 7, 2012	Direct
June 6, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (11,800)	11,800	$20.42	Dec. 4, 2012	Direct
June 6, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (38,800)	38,800	$27.75	Oct. 6, 2013	Direct
June 6, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (35,000)	35,000	$43.90	Nov. 8, 2014	Direct
June 6, 2005	ROK	Common Stock Share Equivalents→ Common Stock (317)	317	·	·	Indirect
Feb. 1, 2005	ROK	Common Stock	4,199	·	·	Indirect
Feb. 1, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	$15.50	Oct. 7, 2012	Direct
Feb. 1, 2005	ROK	Employee Stock Option (right to buy)→ Common Stock (35,000)	35,000	$43.90	Nov. 8, 2014	Direct
Feb. 1, 2005	ROK	Common Stock Share Equivalents→ Common Stock (318)	318	·	·	Indirect
Nov. 17, 2004	ROK	Common Stock	4,187	·	·	Indirect
Nov. 17, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (13,158)	13,158	$20.35	Oct. 4, 2009	Direct
Nov. 17, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	$15.50	Oct. 7, 2012	Direct
Nov. 17, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (35,000)	35,000	$43.90	Nov. 8, 2014	Direct
Nov. 17, 2004	ROK	Common Stock Share Equivalents→ Common Stock (268)	268	·	·	Indirect
Nov. 10, 2004	ROK	Common Stock	5,000	·	·	Direct
Nov. 10, 2004	ROK	Common Stock	4,187	·	·	Indirect
Nov. 10, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (13,158)	13,158	$20.35	Oct. 4, 2009	Direct
Nov. 10, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (8,334)	8,334	$13.40	Oct. 1, 2011	Direct
Nov. 10, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	$15.50	Oct. 7, 2012	Direct
Nov. 10, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (15,000)	15,000	$20.42	Dec. 4, 2012	Direct
Nov. 10, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (40,000)	40,000	$27.75	Oct. 6, 2013	Direct
Nov. 10, 2004	ROK	Common Stock Share Equivalents→ Common Stock (268)	268	·	·	Indirect
March 2, 2004	ROK	Common Stock	5,000	·	·	Direct
March 2, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (13,158)	13,158	$20.35	Oct. 4, 2009	Direct
March 2, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (8,334)	8,334	$13.40	Oct. 1, 2011	Direct
March 2, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (10,000)	10,000	$15.50	Oct. 7, 2012	Direct
March 2, 2004	ROK	Employee Stock Option (right to buy)→ Common Stock (15,000)	15,000	$20.42	Dec. 4, 2012	Direct
March 2, 2004	ROK	Employee stock option (right to buy)→ Common Stock (40,000)	40,000	$27.75	Oct. 6, 2013	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ROK

President (7)

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2013	$588,985	$0	$381,128	$376,650	$321,400	$327,833	$610,589	$2,606,585
2012	$575,200	$0	$503,137	$502,900	$240,600	$1,162,888	$896,122	$3,880,847
2011	$561,207	$0	·	·	$612,000	$1,370,444	$220,628	$4,111,847

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.