Robert A Ruff
CIK 1278047 · View on SEC EDGAR ↗
First SEC filing: Feb. 5, 2004 · Latest: Feb. 5, 2004
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 9, 2013 | ROK | S 10b5-1 | 4,967 | $111.51 | $553,870 | 52,380 Direct | -8.66% | Disposed | 291.2% (price as of 2026-08-19) |
| Aug. 5, 2013 | ROK | S | 10,000 | $99.89 | $998,900 | 49,697 Direct | -16.75% | Disposed | 336.8% (price as of 2026-08-19) |
| May 20, 2013 | ROK | S | 17,034 | $91.12 | $1,552,138 | 59,697 Direct | -22.20% | Disposed | 378.8% (price as of 2026-08-19) |
| Feb. 19, 2013 | ROK | S | 2,432 | $91.28 | $221,993 | 56,581 Direct | -4.12% | Disposed | 378.0% (price as of 2026-08-19) |
| Feb. 15, 2013 | ROK | S | 25,068 | $91.15 | $2,284,948 | 56,581 Direct | -30.70% | Disposed | 378.6% (price as of 2026-08-19) |
| Jan. 23, 2013 | ROK | S 10b5-1 | 21,732 | $89.11 | $1,936,539 | 68,915 Direct | -23.97% | Disposed | 389.6% (price as of 2026-08-19) |
| Jan. 23, 2013 | ROK | S 10b5-1 | 12,334 | $89.68 | $1,106,113 | 56,581 Direct | -17.90% | Disposed | 386.5% (price as of 2026-08-19) |
| Dec. 10, 2012 | ROK | S 10b5-1 | 7,111 | $80.44 | $572,009 | 56,581 Direct | -11.16% | Disposed | 442.4% (price as of 2026-08-19) |
| Feb. 3, 2012 | ROK | S | 66,200 | $81.14 | $5,371,468 | 49,537 Direct | -57.20% | Disposed | 437.7% (price as of 2026-08-19) |
| Dec. 5, 2011 | ROK | S 10b5-1 | 9,172 | $75.72 | $694,504 | 47,987 Direct | -16.05% | Disposed | 476.2% (price as of 2026-08-19) |
| Feb. 9, 2011 | ROK | S | 26,950 | $85.32 | $2,299,374 | 35,869 Direct | -42.90% | Disposed | 411.3% (price as of 2026-08-19) |
| Dec. 6, 2010 | ROK | S 10b5-1 | 1,347 | $68.89 | $92,795 | 32,079 Direct | -4.03% | Disposed | 533.3% (price as of 2026-08-19) |
| Nov. 24, 2010 | ROK | S | 32,800 | $66.00 | $2,164,800 | 31,494 Direct | -51.02% | Disposed | 561.0% (price as of 2026-08-19) |
| June 3, 2010 | ROK | S 10b5-1 | 558 | $54.00 | $30,132 | 31,494 Direct | -1.74% | Disposed | 707.9% (price as of 2026-08-19) |
| April 30, 2010 | ROK | S 10b5-1 | 20,000 | $61.72 | $1,234,400 | 32,052 Direct | -38.42% | Disposed | 606.9% (price as of 2026-08-19) |
| Nov. 10, 2008 | ROK | S 10b5-1 | 447 | $25.85 | $11,555 | 19,953 Direct | -2.19% | Disposed | 1587.7% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 200 | $68.96 | $13,792 | 24,800 Direct | -0.80% | Disposed | 532.7% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 400 | $68.95 | $27,580 | 24,400 Direct | -1.61% | Disposed | 532.7% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 514 | $68.94 | $35,435 | 23,886 Direct | -2.11% | Disposed | 532.8% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 1,086 | $68.93 | $74,858 | 22,800 Direct | -4.55% | Disposed | 532.9% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 100 | $68.92 | $6,892 | 22,700 Direct | -0.44% | Disposed | 533.0% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 100 | $68.90 | $6,890 | 22,600 Direct | -0.44% | Disposed | 533.2% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 200 | $68.89 | $13,778 | 22,400 Direct | -0.88% | Disposed | 533.3% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 3,700 | $68.88 | $254,856 | 18,700 Direct | -16.52% | Disposed | 533.4% (price as of 2026-08-19) |
| Aug. 22, 2007 | ROK | S | 300 | $68.87 | $20,661 | 18,400 Direct | -1.60% | Disposed | 533.5% (price as of 2026-08-19) |
| May 8, 2006 | ROK | S | 20,000 | $76.06 | $1,521,200 | 17,400 Direct | -53.48% | Disposed | 473.6% (price as of 2026-08-19) |
| Jan. 30, 2006 | ROK | S | 9,900 | $66.53 | $658,647 | 15,900 Direct | -38.37% | Disposed | 555.8% (price as of 2026-08-19) |
| Jan. 30, 2006 | ROK | S | 100 | $66.63 | $6,663 | 15,800 Direct | -0.63% | Disposed | 554.8% (price as of 2026-08-19) |
Showing latest 100 of 120 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 7, 2013 | ROK | Performance Shares | Common Stock (7,650) | — | Dec. 7, 2013 | 7,650 | Disposed |
| Nov. 22, 2013 | ROK | Common Stock Share Equivalents | Common Stock (274) | $0.00 | — | 274 | Disposed |
| Oct. 1, 2013 | ROK | Performance Shares | Common Stock (7,650) | — | Dec. 7, 2013 | 7,650 | Acquired |
| May 20, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock (17,034) | $46.16 | Dec. 9, 2019 | 17,034 | Disposed |
| May 20, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock (1,750) | $56.36 | Nov. 7, 2015 | 1,750 | Disposed |
| May 20, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock (933) | $69.57 | Dec. 7, 2020 | 933 | Disposed |
| May 20, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock (433) | $74.14 | Dec. 1, 2021 | 433 | Disposed |
| Feb. 19, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock (2,432) | $63.59 | Dec. 6, 2016 | 2,432 | Disposed |
| Feb. 15, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock (8,618) | $63.59 | Dec. 6, 2016 | 8,618 | Disposed |
| Feb. 15, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock (16,450) | $56.36 | Nov. 7, 2015 | 16,450 | Disposed |
| Feb. 7, 2013 | ROK | Common Stock Share Equivalents | Common Stock (124) | $90.52 | — | 124 | Disposed |
| Jan. 23, 2013 | ROK | Employee Stock Option (Right to Buy) | Common Stock (34,066) | $46.16 | Dec. 9, 2019 | 34,066 | Disposed |
| Dec. 9, 2012 | ROK | Performance Shares | Common Stock (12,975) | — | Dec. 9, 2012 | 12,975 | Disposed |
| Dec. 6, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock (15,000) | $80.11 | Dec. 6, 2022 | 15,000 | Acquired |
| Nov. 13, 2012 | ROK | Common Stock Share Equivalents | Common Stock (2,818) | $78.22 | — | 2,818 | Disposed |
| Oct. 1, 2012 | ROK | Performance Shares | Common Stock (12,975) | — | Dec. 9, 2012 | 12,975 | Acquired |
| Feb. 3, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock (1,550) | $63.59 | Dec. 6, 2016 | 1,550 | Disposed |
| Feb. 3, 2012 | ROK | Employee Stock Option (Right to Buy) | Common Stock (66,200) | $29.37 | Dec. 3, 2018 | 66,200 | Disposed |
| Dec. 3, 2011 | ROK | Performance Shares | Common Stock (19,600) | — | Dec. 3, 2011 | 19,600 | Disposed |
| Dec. 1, 2011 | ROK | Employee Stock Option (Right to Buy) | Common Stock (21,400) | $74.14 | Dec. 1, 2021 | 21,400 | Acquired |
| Oct. 3, 2011 | ROK | Performance Shares | Common Stock (19,600) | — | Dec. 3, 2011 | 19,600 | Acquired |
| Feb. 9, 2011 | ROK | Employee Stock Option(Right to Buy) | Common Stock (28,400) | $68.04 | Dec. 5, 2017 | 28,400 | Disposed |
| Dec. 7, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock (38,300) | $69.57 | Dec. 7, 2020 | 38,300 | Acquired |
| Dec. 5, 2010 | ROK | Performance Shares | Common Stock (1,932) | — | Dec. 5, 2010 | 1,932 | Disposed |
| Nov. 24, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock (32,800) | $43.90 | Nov. 8, 2014 | 32,800 | Disposed |
| Oct. 1, 2010 | ROK | Performance Shares | Common Stock (1,932) | — | Dec. 5, 2010 | 1,932 | Acquired |
| April 30, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock (2,200) | $43.90 | Nov. 8, 2014 | 2,200 | Disposed |
| April 30, 2010 | ROK | Employee Stock Option (Right to Buy) | Common Stock (22,400) | $27.75 | Oct. 6, 2013 | 22,400 | Disposed |
| Dec. 9, 2009 | ROK | Employee Stock Option (Right to Buy) | Common Stock (53,200) | $46.16 | Dec. 9, 2019 | 53,200 | Acquired |
| Dec. 6, 2009 | ROK | Performance Shares | Common Stock (299) | — | Dec. 6, 2009 | 299 | Disposed |
| Oct. 1, 2009 | ROK | Performance Shares | Common Stock (299) | — | Dec. 6, 2009 | 299 | Acquired |
| Dec. 3, 2008 | ROK | Employee Stock Option (Right to Buy) | Common Stock (69,600) | $29.37 | Dec. 3, 2018 | 69,600 | Acquired |
| Dec. 5, 2007 | ROK | Employee Stock Option(Right to Buy) | Common Stock (28,400) | $68.04 | Dec. 5, 2017 | 28,400 | Acquired |
| Aug. 22, 2007 | ROK | Employee Stock Option (Right to Buy) | Common Stock (6,600) | $27.75 | Oct. 6, 2013 | 6,600 | Disposed |
| Dec. 6, 2006 | ROK | Employee Stock Option (Right to Buy) | Common Stock (12,600) | $63.59 | Dec. 6, 2016 | 12,600 | Acquired |
| May 8, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock (11,800) | $20.42 | Dec. 4, 2012 | 11,800 | Disposed |
| May 8, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock (9,800) | $27.75 | Oct. 6, 2013 | 9,800 | Disposed |
| Jan. 30, 2006 | ROK | Employee Stock Option (right to buy) | Common Stock (10,000) | $15.50 | Oct. 7, 2012 | 10,000 | Disposed |
| Nov. 7, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock (18,200) | $56.36 | Nov. 7, 2015 | 18,200 | Acquired |
| Jan. 28, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock (13,158) | $20.35 | Oct. 4, 2009 | 13,158 | Disposed |
| Jan. 28, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock (1,600) | $20.42 | Dec. 4, 2012 | 1,600 | Disposed |
| Jan. 28, 2005 | ROK | Employee Stock Option (right to buy) | Common Stock (300) | $27.75 | Oct. 6, 2013 | 300 | Disposed |
| Nov. 16, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock (8,334) | $13.40 | Oct. 1, 2011 | 8,334 | Disposed |
| Nov. 16, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock (1,600) | $20.42 | Dec. 4, 2012 | 1,600 | Disposed |
| Nov. 16, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock (900) | $27.75 | Oct. 6, 2013 | 900 | Disposed |
| Nov. 8, 2004 | ROK | Employee Stock Option (right to buy) | Common Stock (35,000) | $43.90 | Nov. 8, 2014 | 35,000 | Acquired |
| Feb. 27, 2004 | ROK | Common Stock Share Equivalents | Common Stock (178) | — | — | 178 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 8 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 5, 2004 | ROK | Common Stock | 5,000 | Direct |
| Feb. 5, 2004 | ROK | Common Stock | 817 | Indirect |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy)→ Common Stock (13,158) | 13,158 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy)→ Common Stock (8,334) | 8,334 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy)→ Common Stock (10,000) | 10,000 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy)→ Common Stock (15,000) | 15,000 | Direct |
| Feb. 5, 2004 | ROK | Employee stock option (right to buy)→ Common Stock (40,000) | 40,000 | Direct |
| Feb. 5, 2004 | ROK | Common Stock Share Equivalents→ Common Stock (91) | 91 | Indirect |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
ROK
President (7)| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $588,985 | $0 | $381,128 | $376,650 | $321,400 | $327,833 | $610,589 | $2,606,585 |
| 2012 | $575,200 | $0 | $503,137 | $502,900 | $240,600 | $1,162,888 | $896,122 | $3,880,847 |
| 2011 | $561,207 | $0 | — | — | $612,000 | $1,370,444 | $220,628 | $4,111,847 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.