Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 2, 2022 AUPH S 4,849 $12.01 $58,236 69,379 Direct -6.53% Disposed 31.8% (price as of 2026-10-02)
Oct. 25, 2021 AUPH S 10b5-1 130,000 $29.75 $3,867,500 65,728 Direct -66.42% Disposed -46.8% (price as of 2026-10-02)
Sept. 21, 2021 AUPH S 10b5-1 27,136 $24.05 $652,621 106,092 Direct -20.37% Disposed -34.2% (price as of 2026-10-02)
Sept. 21, 2021 AUPH S 10b5-1 5,364 $23.66 $126,912 100,728 Direct -5.06% Disposed -33.1% (price as of 2026-10-02)
Sept. 14, 2021 AUPH S 10b5-1 22,500 $21.75 $489,375 106,092 Direct -17.50% Disposed -27.2% (price as of 2026-10-02)
Sept. 10, 2021 AUPH S 10b5-1 5,000 $19.83 $99,150 133,592 Direct -3.61% Disposed -20.2% (price as of 2026-10-02)
Sept. 10, 2021 AUPH S 10b5-1 5,000 $19.76 $98,800 128,592 Direct -3.74% Disposed -19.9% (price as of 2026-10-02)
Sept. 7, 2021 AUPH S 10b5-1 5,000 $18.30 $91,500 138,592 Direct -3.48% Disposed -13.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 2, 2022 AUPH Restricted Stock Unit Common Shares (62,448) · · 62,448 Acquired
March 2, 2022 AUPH Stock Option (right to buy) Common Stock (106,838) $12.01 March 2, 2032 106,838 Acquired
Oct. 25, 2021 AUPH Stock Option (right to buy) Common Stock (95,000) · Feb. 9, 2027 95,000 Disposed
Sept. 21, 2021 AUPH Stock Option (right to buy) Common Stock (16,000) · Dec. 11, 2022 16,000 Disposed
Sept. 21, 2021 AUPH Stock Option (right to buy) Common Stock (11,136) · Feb. 9, 2027 11,136 Disposed
May 11, 2021 AUPH Stock Option (right to buy) Common Stock (40,000) · March 30, 2021 40,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 4, 2021 AUPH Common Stock 103,592 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (16,000) 16,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (40,000) 40,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (110,000) 110,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (225,000) 225,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (70,000) 70,000 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (61,100) 61,100 Direct
Jan. 4, 2021 AUPH Stock Option (right to buy)→ Common Stock (93,593) 93,593 Direct