Robert Elliott
CIK 1444628 · View on SEC EDGAR ↗
First SEC filing: Sept. 8, 2008 · Latest: Sept. 8, 2008
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 8, 2010 | SMSI | S | 50,000 | $15.20 | $760,000 | 102,403 Direct | -32.81% | Disposed | -99.9% (price as of 2026-08-19) |
| June 16, 2010 | SMSI | S | 20,000 | $10.52 | $210,400 | 152,403 Direct | -11.60% | Disposed | -99.8% (price as of 2026-08-19) |
| May 27, 2010 | SMSI | S | 10,000 | $10.06 | $100,600 | 172,403 Direct | -5.48% | Disposed | -99.8% (price as of 2026-08-19) |
| Dec. 14, 2009 | SMSI | S | 5,400 | $7.50 | $40,500 | 132,867 Direct | -3.91% | Disposed | -99.8% (price as of 2026-08-19) |
| March 16, 2009 | SMSI | S | 20,170 | $4.96 | $100,043 | 138,267 Direct | -12.73% | Disposed | -99.6% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 16, 2009 | SMSI | Employee Stock Option (right to buy) | Common Stock (17,187) | $1.91 | July 1, 2014 | 17,187 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 8, 2008 | SMSI | Common Stock [F1] | 11,250 | Direct |
| Sept. 8, 2008 | SMSI | Common Stock [F2] | 30,000 | Direct |
| Sept. 8, 2008 | SMSI | Common Stock [F3] | 50,000 | Direct |
| Sept. 8, 2008 | SMSI | Employee Stock Option (Right to buy)→ Common Stock (17,187) | 17,187 | Direct |
| Sept. 8, 2008 | SMSI | Employee Stock Option (Right to buy)→ Common Stock (50,000) | 50,000 | Direct |
| Sept. 8, 2008 | SMSI | Employee Stock Option (Right to buy)→ Common Stock (100,000) | 100,000 | Direct |