Robert F Kathol

CIK 1195395 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 12, 2004 · Latest: Feb. 5, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

AWR selling June 3, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 4, 2013	AWR	G	705	—	—	12,227 Direct	-5.45%	Disposed	(price as of 2026-08-21)
June 4, 2013	AWR	G	705	—	—	1,245 Direct	-36.15%	Disposed	(price as of 2026-08-21)
June 3, 2013	AWR	S	200	$54.09	$10,818	15,645 Direct	-1.26%	Disposed	230.2% (price as of 2026-08-21)
June 3, 2013	AWR	S	1,213	$54.07	$65,587	14,432 Direct	-7.75%	Disposed	230.3% (price as of 2026-08-21)
June 3, 2013	AWR	S	100	$54.05	$5,405	14,332 Direct	-0.69%	Disposed	230.4% (price as of 2026-08-21)
June 3, 2013	AWR	S	1,400	$54.04	$75,656	12,932 Direct	-9.77%	Disposed	230.5% (price as of 2026-08-21)
May 15, 2013	AWR	A	69	$54.38	$3,752	15,845 Direct	+0.44%	Acquired	228.4% (price as of 2026-08-21)
Feb. 15, 2013	AWR	A	75	$51.52	$3,864	15,777 Direct	+0.48%	Acquired	246.6% (price as of 2026-08-21)
Nov. 13, 2012	AWR	S	1,500	$42.91	$64,365	15,702 Direct	-8.72%	Disposed	316.2% (price as of 2026-08-21)
Nov. 13, 2012	AWR	S	1,500	$43.12	$64,680	17,202 Direct	-8.02%	Disposed	314.1% (price as of 2026-08-21)
Nov. 12, 2012	AWR	A	89	$43.04	$3,831	18,702 Direct	+0.48%	Acquired	314.9% (price as of 2026-08-21)
Aug. 13, 2012	AWR	A	85	$44.31	$3,766	18,614 Direct	+0.46%	Acquired	303.0% (price as of 2026-08-21)
May 22, 2012	AWR	A	1,362	$36.70	$49,985	18,528 Direct	+7.93%	Acquired	386.6% (price as of 2026-08-21)
May 14, 2012	AWR	A	77	$36.87	$2,839	17,166 Direct	+0.45%	Acquired	384.4% (price as of 2026-08-21)
Feb. 14, 2012	AWR	A	79	$36.76	$2,904	17,089 Direct	+0.46%	Acquired	385.8% (price as of 2026-08-21)
Nov. 15, 2011	AWR	M	1,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 15, 2011	AWR	M	1,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 15, 2011	AWR	S	400	$35.48	$14,192	17,010 Direct	-2.30%	Disposed	403.3% (price as of 2026-08-21)
Nov. 15, 2011	AWR	M	1,000	$22.75	$22,750	17,410 Direct	+6.09%	Acquired	685.0% (price as of 2026-08-21)
Nov. 15, 2011	AWR	S	1,600	$35.48	$56,768	16,410 Direct	-8.88%	Disposed	403.3% (price as of 2026-08-21)
Nov. 15, 2011	AWR	M	1,000	$25.40	$25,400	18,010 Direct	+5.88%	Acquired	603.1% (price as of 2026-08-21)
Nov. 10, 2011	AWR	A	83	$34.99	$2,904	17,010 Direct	+0.49%	Acquired	410.4% (price as of 2026-08-21)
Aug. 11, 2011	AWR	A	84	$34.27	$2,879	16,927 Direct	+0.50%	Acquired	421.1% (price as of 2026-08-21)
May 12, 2011	AWR	A	91	$34.02	$3,096	16,843 Direct	+0.54%	Acquired	424.9% (price as of 2026-08-21)
May 10, 2011	AWR	A	1,179	$33.93	$40,003	16,752 Direct	+7.57%	Acquired	426.3% (price as of 2026-08-21)
Feb. 14, 2011	AWR	A	78	$33.46	$2,610	15,573 Direct	+0.50%	Acquired	433.7% (price as of 2026-08-21)
Nov. 8, 2010	AWR	A	69	$37.28	$2,572	15,496 Direct	+0.45%	Acquired	379.0% (price as of 2026-08-21)
Aug. 11, 2010	AWR	A	66	$34.97	$2,308	13,957 Direct	+0.48%	Acquired	410.7% (price as of 2026-08-21)
Aug. 9, 2010	AWR	A	76	$33.43	$2,541	15,427 Direct	+0.50%	Acquired	434.2% (price as of 2026-08-21)
May 27, 2010	AWR	A	1,181	$33.87	$40,000	16,184 Direct	+7.87%	Acquired	427.3% (price as of 2026-08-21)
May 22, 2010	AWR	A	196	$33.87	$6,639	15,003 Direct	+1.32%	Acquired	427.3% (price as of 2026-08-21)
May 20, 2010	AWR	A	206	$34.09	$7,023	14,807 Direct	+1.41%	Acquired	423.8% (price as of 2026-08-21)
May 19, 2010	AWR	A	432	$36.23	$15,651	14,601 Direct	+3.05%	Acquired	392.9% (price as of 2026-08-21)
May 12, 2010	AWR	A	63	$38.79	$2,444	14,169 Direct	+0.45%	Acquired	360.4% (price as of 2026-08-21)
Feb. 12, 2010	AWR	A	76	$32.05	$2,436	14,106 Direct	+0.54%	Acquired	457.2% (price as of 2026-08-21)
Nov. 12, 2009	AWR	A	74	$32.59	$2,412	14,031 Direct	+0.53%	Acquired	448.0% (price as of 2026-08-21)
May 19, 2009	AWR	A	1,261	$31.73	$40,012	13,269 Direct	+10.50%	Acquired	462.8% (price as of 2026-08-21)
May 11, 2009	AWR	A	61	$33.96	$2,072	12,009 Direct	+0.51%	Acquired	425.9% (price as of 2026-08-21)
Feb. 10, 2009	AWR	A	78	$35.82	$2,794	11,948 Direct	+0.66%	Acquired	398.5% (price as of 2026-08-21)
May 20, 2008	AWR	A	584	$34.23	$19,990	12,338 Direct	+4.97%	Acquired	421.7% (price as of 2026-08-21)
May 12, 2008	AWR	A	96	—	—	11,754 Direct	+0.82%	Acquired	(price as of 2026-08-21)
Feb. 8, 2008	AWR	A	103	—	—	11,657 Direct	+0.89%	Acquired	(price as of 2026-08-21)
May 21, 2007	AWR	A	542	—	—	11,181 Direct	+5.09%	Acquired	(price as of 2026-08-21)
May 7, 2007	AWR	A	86	—	—	11,352 Direct	+0.76%	Acquired	(price as of 2026-08-21)
Feb. 9, 2007	AWR	A	84	—	—	11,265 Direct	+0.75%	Acquired	(price as of 2026-08-21)
May 9, 2006	AWR	A	3,000	$41.94	$125,820	3,000 Direct	—	Acquired	325.8% (price as of 2026-08-21)
Feb. 10, 2006	AWR	A	37	$31.40	$1,162	10,431 Direct	+0.36%	Acquired	468.7% (price as of 2026-08-21)
Feb. 10, 2006	AWR	A	5	$31.40	$157	10,394 Direct	+0.05%	Acquired	468.7% (price as of 2026-08-21)
Feb. 10, 2006	AWR	A	6	$31.40	$188	10,389 Direct	+0.06%	Acquired	468.7% (price as of 2026-08-21)
Feb. 10, 2006	AWR	A	7	$31.40	$220	10,383 Direct	+0.07%	Acquired	468.7% (price as of 2026-08-21)
Feb. 10, 2006	AWR	A	7	$31.40	$220	10,376 Direct	+0.07%	Acquired	468.7% (price as of 2026-08-21)
Feb. 10, 2006	AWR	A	21	$31.40	$659	10,369 Direct	+0.20%	Acquired	468.7% (price as of 2026-08-21)
May 17, 2005	AWR	A	3,000	$26.82	$80,460	3,000 Direct	—	Acquired	565.8% (price as of 2026-08-21)
May 16, 2005	AWR	A	766	$26.10	$19,993	10,174 Direct	+8.14%	Acquired	584.2% (price as of 2026-08-21)
May 10, 2005	AWR	A	6	$27.32	$164	9,407 Direct	+0.06%	Acquired	553.7% (price as of 2026-08-21)
May 10, 2005	AWR	A	8	$27.32	$219	9,402 Direct	+0.09%	Acquired	553.7% (price as of 2026-08-21)
May 10, 2005	AWR	A	42	$27.32	$1,147	9,393 Direct	+0.45%	Acquired	553.7% (price as of 2026-08-21)
May 10, 2005	AWR	A	8	$27.32	$219	9,351 Direct	+0.09%	Acquired	553.7% (price as of 2026-08-21)
Feb. 10, 2005	AWR	A	6	$25.84	$155	9,343 Direct	+0.06%	Acquired	591.1% (price as of 2026-08-21)
Feb. 10, 2005	AWR	A	9	$25.84	$233	9,337 Direct	+0.10%	Acquired	591.1% (price as of 2026-08-21)
Feb. 10, 2005	AWR	A	44	$25.84	$1,137	9,328 Direct	+0.47%	Acquired	591.1% (price as of 2026-08-21)
Feb. 10, 2005	AWR	A	9	$25.84	$233	9,284 Direct	+0.10%	Acquired	591.1% (price as of 2026-08-21)
Nov. 12, 2004	AWR	A	6	$24.90	$149	9,276 Direct	+0.06%	Acquired	617.2% (price as of 2026-08-21)
Nov. 12, 2004	AWR	A	9	$24.90	$224	9,263 Direct	+0.10%	Acquired	617.2% (price as of 2026-08-21)
Nov. 12, 2004	AWR	A	45	$24.90	$1,120	9,243 Direct	+0.49%	Acquired	617.2% (price as of 2026-08-21)
Nov. 12, 2004	AWR	A	9	$24.90	$224	9,149 Direct	+0.10%	Acquired	617.2% (price as of 2026-08-21)
Aug. 9, 2004	AWR	A	7	$22.10	$155	9,269 Direct	+0.08%	Acquired	708.1% (price as of 2026-08-21)
Aug. 9, 2004	AWR	A	10	$22.10	$221	9,253 Direct	+0.11%	Acquired	708.1% (price as of 2026-08-21)
Aug. 9, 2004	AWR	A	49	$22.10	$1,083	9,198 Direct	+0.54%	Acquired	708.1% (price as of 2026-08-21)
Aug. 9, 2004	AWR	A	10	$22.10	$221	9,140 Direct	+0.11%	Acquired	708.1% (price as of 2026-08-21)
May 11, 2004	AWR	A	50	$21.64	$1,082	8,437 Direct	+0.60%	Acquired	725.2% (price as of 2026-08-21)
May 11, 2004	AWR	A	42	$25.34	$1,064	8,376 Direct	+0.50%	Acquired	604.7% (price as of 2026-08-21)
May 11, 2004	AWR	A	42	$25.16	$1,057	8,325 Direct	+0.51%	Acquired	609.8% (price as of 2026-08-21)
May 11, 2004	AWR	A	44	$24.15	$1,063	8,274 Direct	+0.53%	Acquired	639.5% (price as of 2026-08-21)
May 11, 2004	AWR	A	4,771	$25.15	$119,991	8,221 Direct	+138.29%	Acquired	610.1% (price as of 2026-08-21)
May 11, 2004	AWR	A	1,000	$21.64	$21,640	1,000 Direct	—	Acquired	725.2% (price as of 2026-08-21)
May 11, 2004	AWR	A	1,000	$25.40	$25,400	1,000 Direct	—	Acquired	603.1% (price as of 2026-08-21)
May 11, 2004	AWR	A	645	$23.25	$14,996	9,486 Direct	+7.30%	Acquired	668.1% (price as of 2026-08-21)
May 11, 2004	AWR	A	54	$21.64	$1,169	8,841 Direct	+0.61%	Acquired	725.2% (price as of 2026-08-21)
May 11, 2004	AWR	A	10	$21.64	$216	8,787 Direct	+0.11%	Acquired	725.2% (price as of 2026-08-21)
May 11, 2004	AWR	A	46	$25.34	$1,166	8,777 Direct	+0.53%	Acquired	604.7% (price as of 2026-08-21)
May 11, 2004	AWR	A	9	$25.34	$228	8,731 Direct	+0.10%	Acquired	604.7% (price as of 2026-08-21)
May 11, 2004	AWR	A	46	$25.16	$1,157	8,722 Direct	+0.53%	Acquired	609.8% (price as of 2026-08-21)
May 11, 2004	AWR	A	9	$25.16	$226	8,676 Direct	+0.10%	Acquired	609.8% (price as of 2026-08-21)
May 11, 2004	AWR	A	47	$24.15	$1,135	8,668 Direct	+0.55%	Acquired	639.5% (price as of 2026-08-21)
May 11, 2004	AWR	A	9	$24.15	$217	8,620 Direct	+0.10%	Acquired	639.5% (price as of 2026-08-21)
May 11, 2004	AWR	A	5,161	$23.25	$119,993	8,611 Direct	+149.59%	Acquired	668.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 15, 2011	AWR	Stock Options	Common Shares (1,000)	$22.75	May 10, 2014	1,000	Disposed
Nov. 15, 2011	AWR	Stock Options	Common Shares (1,000)	$25.40	May 19, 2013	1,000	Disposed
May 9, 2006	AWR	Stock Option	Common (3,000)	$41.94	May 8, 2016	3,000	Acquired
May 17, 2005	AWR	Stock Options	Common (3,000)	$26.82	May 16, 2015	3,000	Acquired
May 11, 2004	AWR	Stock Options	Common (1,000)	$21.64	May 10, 2014	1,000	Acquired
May 11, 2004	AWR	Stock Options	Common (1,000)	$25.40	May 19, 2013	1,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).