Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 17, 2018 SWBI P 1,600 $15.55 $24,880 14,366 Direct +12.53% Acquired 22.5% (price as of 2026-10-02)
Sept. 6, 2018 SWBI P 400 $14.82 $5,928 12,766 Direct +3.23% Acquired 28.5% (price as of 2026-10-02)
Sept. 6, 2018 SWBI P 3,840 $14.83 $56,947 12,366 Direct +45.04% Acquired 28.4% (price as of 2026-10-02)
Dec. 19, 2017 SWBI S 10b5-1 3,802 $13.97 $53,114 8,526 Direct -30.84% Disposed 36.3% (price as of 2026-10-02)
Jan. 6, 2016 SWBI S 10b5-1 700 $25.22 $17,654 3,802 Direct -15.55% Disposed -24.5% (price as of 2026-10-02)
Jan. 6, 2016 SWBI S 10b5-1 16,834 $24.57 $413,611 4,502 Direct -78.90% Disposed -22.5% (price as of 2026-10-02)
March 26, 2015 SWBI S 10b5-1 25,000 $13.02 $325,500 17,534 Direct -58.78% Disposed 46.3% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 26, 2015 SWBI Director Stock Option (Right to Buy) Common Stock (25,000) $3.57 July 12, 2021 25,000 Disposed
July 12, 2011 SWBI Director Stock Option (Right to Buy) Common Stock (25,000) $3.57 July 12, 2021 25,000 Acquired
Dec. 14, 2006 KODK Stock Units Common Stock (124) · · 124 Acquired
Dec. 14, 2006 KODK Stock Units Common Stock (119) · · 119 Acquired
July 18, 2006 KODK Restricted Stock Units [F9] Common Stock (4,153) · Dec. 31, 2006 47 Acquired
July 18, 2006 KODK Stock Units Common Stock (13,122) · · 146 Acquired
July 18, 2006 KODK Stock Units Common Stock (12,628) · · 140 Acquired
June 13, 2006 AMAT Director Stock Option (right to buy) [F1] Common Stock (45,000) $16.14 June 13, 2013 45,000 Acquired
Feb. 20, 2006 KODK Restricted Stock Units [F9] Common Stock (4,106) · Dec. 31, 2006 4,106 Acquired
Dec. 14, 2005 KODK Stock Unit Common Stock (12,976) · · 132 Acquired
Dec. 14, 2005 KODK Share Units Common Stock (7,299) · · 127 Acquired
Dec. 7, 2005 KODK Option (right to buy) [F5] Common (18,000) $24.75 Dec. 6, 2012 18,000 Acquired
July 15, 2005 KODK Stock Unit Common Stock (12,844) · · 113 Acquired
July 15, 2005 KODK Share Units Common Stock (7,172) · · 108 Acquired
June 1, 2005 KODK Option (right to buy) Common Stock (62,333) $26.47 May 31, 2012 62,333 Acquired
Jan. 16, 2005 KODK Restricted Share Units common stock (76) · · 76 Disposed
Dec. 10, 2004 KODK Option (right to buy) Common Stock (18,000) $31.71 Dec. 9, 2011 18,000 Acquired
July 15, 2004 KODK Stock Unit Common Stock (12,631) · · 122 Acquired
July 15, 2004 KODK Share Units common stock (6,967) · · 117 Acquired
Feb. 17, 2004 KODK Stock Unit Common Stock (184) · · 184 Disposed
Feb. 17, 2004 KODK Stock Unit Common Stock (12,693) · · 12,693 Acquired
Nov. 19, 2003 KODK Option (right to buy) [F1] · $24.49 Nov. 18, 2010 14,400 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 14, 2011 SWBI No securities beneficially owned. 0 Direct
June 15, 2006 AMAT Common Stock 0 Indirect