Robert H Raff Jr

Insider

First SEC filing: July 29, 2022 · Latest: July 29, 2022

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SWK selling Dec. 9, 2020

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 74 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

74 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 15, 2023	SWK	F	161	$79.16	$12,745	25,855 Direct	-0.62%	Disposed	24.6% (price as of 2026-08-20)
Feb. 21, 2023	SWK	F	331	$90.32	$29,896	26,016 Direct	-1.26%	Disposed	9.2% (price as of 2026-08-20)
Feb. 21, 2023	SWK	A	845	—	—	26,347 Direct	+3.31%	Acquired	(price as of 2026-08-20)
Feb. 15, 2023	SWK	A	3,366	—	—	25,502 Direct	+15.21%	Acquired	(price as of 2026-08-20)
Feb. 15, 2023	SWK	A	11,603	—	—	11,603 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 19, 2022	SWK	F	146	$75.56	$11,032	22,129 Direct	-0.66%	Disposed	30.5% (price as of 2026-08-20)
Dec. 10, 2022	SWK	F	140	$79.09	$11,073	22,275 Direct	-0.62%	Disposed	24.7% (price as of 2026-08-20)
Dec. 6, 2022	SWK	A	13,787	—	—	13,787 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 6, 2022	SWK	A	3,906	—	—	22,415 Direct	+21.10%	Acquired	(price as of 2026-08-20)
Dec. 4, 2022	SWK	F	210	$81.26	$17,065	18,509 Direct	-1.12%	Disposed	21.3% (price as of 2026-08-20)
Dec. 3, 2022	SWK	F	239	$81.26	$19,421	18,719 Direct	-1.26%	Disposed	21.3% (price as of 2026-08-20)
Aug. 1, 2022	SWK	A	10,322	$96.88	$999,995	18,069 Direct	+133.24%	Acquired	1.8% (price as of 2026-08-20)
March 15, 2022	SWK	F	220	$145.09	$31,920	7,747 Direct	-2.76%	Disposed	-32.0% (price as of 2026-08-20)
March 15, 2022	SWK	F	191	$145.09	$27,712	7,967 Direct	-2.34%	Disposed	-32.0% (price as of 2026-08-20)
Feb. 23, 2022	SWK	F	636	$165.88	$105,500	8,158 Direct	-7.23%	Disposed	-40.6% (price as of 2026-08-20)
Feb. 23, 2022	SWK	A	1,572	$165.88	$260,763	8,794 Direct	+21.77%	Acquired	-40.6% (price as of 2026-08-20)
Dec. 16, 2021	SWK	F	59	$192.58	$11,362	7,222 Direct	-0.81%	Disposed	-48.8% (price as of 2026-08-20)
Dec. 16, 2021	SWK	F	31	$192.58	$5,970	7,281 Direct	-0.42%	Disposed	-48.8% (price as of 2026-08-20)
Dec. 16, 2021	SWK	F	30	$192.58	$5,777	7,312 Direct	-0.41%	Disposed	-48.8% (price as of 2026-08-20)
Dec. 10, 2021	SWK	A	5,755	—	—	5,755 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 10, 2021	SWK	A	1,567	$193.97	$303,951	7,342 Direct	+27.13%	Acquired	-49.2% (price as of 2026-08-20)
Dec. 7, 2021	SWK	F	91	$186.78	$16,997	5,775 Direct	-1.55%	Disposed	-47.2% (price as of 2026-08-20)
Dec. 4, 2021	SWK	F	210	$179.14	$37,619	5,866 Direct	-3.46%	Disposed	-45.0% (price as of 2026-08-20)
Dec. 3, 2021	SWK	F	109	$179.14	$19,526	6,076 Direct	-1.76%	Disposed	-45.0% (price as of 2026-08-20)
Dec. 3, 2021	SWK	F	153	$179.14	$27,408	6,185 Direct	-2.41%	Disposed	-45.0% (price as of 2026-08-20)
March 29, 2021	SWK	F	241	$171.45	$41,319	6,338 Direct	-3.66%	Disposed	-42.5% (price as of 2026-08-20)
March 24, 2021	SWK	F	201	$191.73	$38,538	6,579 Direct	-2.96%	Disposed	-48.6% (price as of 2026-08-20)
March 24, 2021	SWK	F	223	$191.73	$42,756	6,780 Direct	-3.18%	Disposed	-48.6% (price as of 2026-08-20)
March 24, 2021	SWK	F	37	$191.73	$7,094	7,003 Direct	-0.53%	Disposed	-48.6% (price as of 2026-08-20)
March 24, 2021	SWK	F	17	$191.73	$3,259	7,040 Direct	-0.24%	Disposed	-48.6% (price as of 2026-08-20)
March 17, 2021	SWK	F	13	$191.73	$2,492	7,057 Direct	-0.18%	Disposed	-48.6% (price as of 2026-08-20)
March 17, 2021	SWK	F	19	$191.73	$3,643	7,070 Direct	-0.27%	Disposed	-48.6% (price as of 2026-08-20)
March 17, 2021	SWK	A	1,838	—	—	7,089 Direct	+35.00%	Acquired	(price as of 2026-08-20)
Feb. 26, 2021	SWK	F	33	$171.45	$5,658	5,251 Direct	-0.62%	Disposed	-42.5% (price as of 2026-08-20)
Feb. 26, 2021	SWK	A	651	$171.45	$111,614	5,284 Direct	+14.05%	Acquired	-42.5% (price as of 2026-08-20)
Dec. 9, 2020	SWK	S 10b5-1	943	$178.62	$168,439	4,633 Direct	-16.91%	Disposed	-44.8% (price as of 2026-08-20)
Dec. 7, 2020	SWK	F	91	$178.26	$16,222	5,576 Direct	-1.61%	Disposed	-44.7% (price as of 2026-08-20)
Dec. 4, 2020	SWK	F	210	$180.11	$37,823	5,667 Direct	-3.57%	Disposed	-45.3% (price as of 2026-08-20)
Dec. 3, 2020	SWK	A	7,500	—	—	7,500 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 3, 2020	SWK	A	1,100	$179.84	$197,824	5,877 Direct	+23.03%	Acquired	-45.2% (price as of 2026-08-20)
Dec. 3, 2020	SWK	F	154	$179.84	$27,695	4,777 Direct	-3.12%	Disposed	-45.2% (price as of 2026-08-20)
Dec. 2, 2020	SWK	M	1,875	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 2, 2020	SWK	F	161	$179.30	$28,867	4,931 Direct	-3.16%	Disposed	-45.0% (price as of 2026-08-20)
Dec. 2, 2020	SWK	S 10b5-1	1,875	$179.80	$337,125	5,092 Direct	-26.91%	Disposed	-45.2% (price as of 2026-08-20)
Dec. 2, 2020	SWK	M	1,875	$118.66	$222,488	6,967 Direct	+36.82%	Acquired	-16.9% (price as of 2026-08-20)
Oct. 19, 2020	SWK	S 10b5-1	3,032	$176.72	$535,815	5,092 Direct	-37.32%	Disposed	-44.2% (price as of 2026-08-20)
Oct. 15, 2020	SWK	F	1,968	$175.44	$345,266	8,124 Direct	-19.50%	Disposed	-43.8% (price as of 2026-08-20)
Aug. 28, 2020	SWK	M	1,875	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 28, 2020	SWK	M	3,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 28, 2020	SWK	M	5,625	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 28, 2020	SWK	M	5,625	—	—	1,875 Direct	-75.00%	Disposed	(price as of 2026-08-20)
Aug. 28, 2020	SWK	S	16,875	$162.00	$2,733,750	10,092 Direct	-62.58%	Disposed	-39.1% (price as of 2026-08-20)
Aug. 28, 2020	SWK	M	5,625	$118.66	$667,462	26,967 Direct	+26.36%	Acquired	-16.9% (price as of 2026-08-20)
Aug. 28, 2020	SWK	M	5,625	$109.24	$614,475	21,342 Direct	+35.79%	Acquired	-9.7% (price as of 2026-08-20)
Aug. 28, 2020	SWK	M	3,750	$95.18	$356,925	15,717 Direct	+31.34%	Acquired	3.6% (price as of 2026-08-20)
Aug. 28, 2020	SWK	M	1,875	$79.70	$149,438	11,967 Direct	+18.58%	Acquired	23.7% (price as of 2026-08-20)
Aug. 3, 2020	SWK	S	1,431	$155.52	$222,549	10,092 Direct	-12.42%	Disposed	-36.6% (price as of 2026-08-20)
March 19, 2020	SWK	F	131	$105.56	$13,828	11,523 Direct	-1.12%	Disposed	-6.6% (price as of 2026-08-20)
March 19, 2020	SWK	A	1,601	—	—	11,654 Direct	+15.93%	Acquired	(price as of 2026-08-20)
Feb. 27, 2020	SWK	A	1,028	$162.29	$166,834	10,053 Direct	+11.39%	Acquired	-39.2% (price as of 2026-08-20)
Dec. 23, 2019	SWK	S 10b5-1	990	$166.16	$164,498	14,025 Direct	-6.59%	Disposed	-40.7% (price as of 2026-08-20)
Dec. 7, 2019	SWK	D	91	$158.85	$14,455	15,015 Direct	-0.60%	Disposed	-37.9% (price as of 2026-08-20)
Dec. 4, 2019	SWK	D	210	$154.34	$32,411	15,106 Direct	-1.37%	Disposed	-36.1% (price as of 2026-08-20)
Dec. 4, 2019	SWK	D	185	$154.34	$28,553	15,316 Direct	-1.19%	Disposed	-36.1% (price as of 2026-08-20)
Dec. 3, 2019	SWK	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 3, 2019	SWK	A	1,563	$150.70	$235,544	15,501 Direct	+11.21%	Acquired	-34.6% (price as of 2026-08-20)
Dec. 2, 2019	SWK	D	161	$155.46	$25,029	13,938 Direct	-1.14%	Disposed	-36.6% (price as of 2026-08-20)
Oct. 29, 2019	SWK	I	337	$154.10	$51,932	0 Direct	-100.00%	Disposed	-36.0% (price as of 2026-08-20)
Oct. 29, 2019	SWK	I	1,294	$154.10	$199,405	1 Indirect	-99.92%	Disposed	-36.0% (price as of 2026-08-20)
Oct. 29, 2019	SWK	S	3,661	$151.36	$554,129	14,099 Direct	-20.61%	Disposed	-34.9% (price as of 2026-08-20)
Oct. 15, 2019	SWK	F	1,339	$148.35	$198,641	12,760 Direct	-9.50%	Disposed	-33.5% (price as of 2026-08-20)
Oct. 15, 2019	SWK	A	3,661	$148.35	$543,109	17,760 Direct	+25.97%	Acquired	-33.5% (price as of 2026-08-20)
May 3, 2019	SWK	S	17	$152.30	$2,589	14,099 Direct	-0.12%	Disposed	-35.3% (price as of 2026-08-20)
May 3, 2019	SWK	S	6,162	$151.66	$934,529	14,116 Direct	-30.39%	Disposed	-35.0% (price as of 2026-08-20)
Feb. 25, 2019	SWK	A	1,919	$130.82	$251,044	20,278 Direct	+10.45%	Acquired	-24.6% (price as of 2026-08-20)
Dec. 7, 2018	SWK	D	56	$125.28	$7,016	18,359 Direct	-0.30%	Disposed	-21.3% (price as of 2026-08-20)
Dec. 5, 2018	SWK	D	131	$130.88	$17,145	18,415 Direct	-0.71%	Disposed	-24.7% (price as of 2026-08-20)
Dec. 4, 2018	SWK	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 4, 2018	SWK	A	2,128	—	—	18,546 Direct	+12.96%	Acquired	(price as of 2026-08-20)
Dec. 4, 2018	SWK	D	115	$130.88	$15,051	16,418 Direct	-0.70%	Disposed	-24.7% (price as of 2026-08-20)
Dec. 2, 2018	SWK	D	100	$129.04	$12,904	16,533 Direct	-0.60%	Disposed	-23.6% (price as of 2026-08-20)
April 25, 2018	SWK	I	968	$143.21	$138,627	1,257 Direct	+334.95%	Acquired	-31.2% (price as of 2026-08-20)
April 24, 2018	SWK	I	289	$141.61	$40,925	289 Direct	—	Acquired	-30.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 15, 2023	SWK	Stock Option (Right to Buy)	Common Stock (11,603)	$90.32	Feb. 15, 2033	11,603	Acquired
Dec. 6, 2022	SWK	Stock Option (Right to Buy)	Common Stock (13,787)	$77.83	Dec. 6, 2032	13,787	Acquired
Dec. 10, 2021	SWK	Stock Option (Right to Buy)	Common Stock (5,755)	$193.97	Dec. 10, 2031	5,755	Acquired
Dec. 3, 2020	SWK	Stock Option (Right to Buy)	Common Stock (7,500)	$179.84	Dec. 3, 2030	7,500	Acquired
Dec. 2, 2020	SWK	Stock Option (Right to Buy)	Common Stock (1,875)	$118.66	Dec. 2, 2026	1,875	Disposed
Aug. 28, 2020	SWK	Stock Option (Right to Buy)	Common Stock (1,875)	$79.70	Dec. 5, 2023	1,875	Disposed
Aug. 28, 2020	SWK	Stock Option (Right to Buy)	Common Stock (3,750)	$95.18	Dec. 5, 2024	3,750	Disposed
Aug. 28, 2020	SWK	Stock Option (Right to Buy)	Common Stock (5,625)	$109.24	Dec. 4, 2025	5,625	Disposed
Aug. 28, 2020	SWK	Stock Option (Right to Buy)	Common Stock (5,625)	$118.66	Dec. 2, 2026	5,625	Disposed
Dec. 3, 2019	SWK	Stock Option (Right to Buy)	Common Stock (10,000)	$150.70	Dec. 3, 2029	10,000	Acquired
Oct. 29, 2019	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F1]	Common Stock (337)	—	—	337	Disposed
Dec. 4, 2018	SWK	Stock Option (Right to Buy)	Common Stock (10,000)	$130.88	Dec. 4, 2028	10,000	Acquired
April 25, 2018	SWK	Interest In Employer Stock Fund (401(k) Plan)	Common Stock (968)	—	—	968	Acquired
April 24, 2018	SWK	Interest In Employer Stock Fund (401(k) Plan)	Common Stock (289)	—	—	289	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 29, 2022	SWK	Common Stock	7,747	Direct
July 29, 2022	SWK	Common Stock	882	Direct
July 29, 2022	SWK	Stock Option (Right to Buy)→ Common Stock (7,500)	7,500	Direct
July 29, 2022	SWK	Stock Option (Right to Buy)→ Common Stock (10,000)	10,000	Direct
July 29, 2022	SWK	Stock Option (Right to Buy)→ Common Stock (10,000)	10,000	Direct
July 29, 2022	SWK	Stock Option (Right to Buy)→ Common Stock (7,500)	7,500	Direct
July 29, 2022	SWK	Stock Option (Right to Buy)→ Common Stock (5,755)	5,755	Direct
July 29, 2022	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F8]→ Common Stock (385)	385	Direct
April 30, 2018	SWK	Common Stock [F1]	16,633	Direct
April 30, 2018	SWK	Common Stock [F2]	775	Indirect
April 30, 2018	SWK	Stock Option (Right to Buy)→ Common Stock (1,875)	1,875	Direct
April 30, 2018	SWK	Stock Option (Right to Buy)→ Common Stock (3,750)	3,750	Direct
April 30, 2018	SWK	Stock Option (Right to Buy)→ Common Stock (5,625)	5,625	Direct
April 30, 2018	SWK	Stock Option (Right to Buy)→ Common Stock (7,500)	7,500	Direct
April 30, 2018	SWK	Stock Option (Right to Buy)→ Common Stock (7,500)	7,500	Direct
April 30, 2018	SWK	Interest in Employer Stock Fund (Supplemental Plan) [F8]→ Common Stock (327)	327	Direct