Robert J Ulrich

CIK 1204995 · View on SEC EDGAR ↗

Insider

First SEC filing: March 16, 2007 · Latest: March 16, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 91 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

91 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 9, 2017	MMM	A	377	—	—	16,605 Direct	+2.32%	Acquired	(price as of 2026-08-20)
May 9, 2017	MMM	A	7	—	—	16,228 Direct	+0.04%	Acquired	(price as of 2026-08-20)
Feb. 7, 2017	MMM	A	175	—	—	16,221 Direct	+1.09%	Acquired	(price as of 2026-08-20)
Nov. 8, 2016	MMM	A	177	—	—	16,046 Direct	+1.12%	Acquired	(price as of 2026-08-20)
Aug. 9, 2016	MMM	A	178	—	—	6,892 Indirect	+2.65%	Acquired	(price as of 2026-08-20)
May 10, 2016	MMM	A	8	—	—	14,544 Direct	+0.06%	Acquired	(price as of 2026-08-20)
May 10, 2016	MMM	A	1,147	—	—	15,691 Direct	+7.89%	Acquired	(price as of 2026-08-20)
Feb. 2, 2016	MMM	A	199	—	—	14,536 Direct	+1.39%	Acquired	(price as of 2026-08-20)
Nov. 10, 2015	MMM	A	211	—	—	14,337 Direct	+1.49%	Acquired	(price as of 2026-08-20)
Aug. 11, 2015	MMM	A	194	—	—	14,126 Direct	+1.39%	Acquired	(price as of 2026-08-20)
May 12, 2015	MMM	A	1,151	—	—	13,932 Direct	+9.01%	Acquired	(price as of 2026-08-20)
Feb. 3, 2015	MMM	A	182	—	—	12,781 Direct	+1.44%	Acquired	(price as of 2026-08-20)
Nov. 11, 2014	MMM	A	211	—	—	12,599 Direct	+1.70%	Acquired	(price as of 2026-08-20)
Aug. 12, 2014	MMM	A	209	—	—	12,388 Direct	+1.72%	Acquired	(price as of 2026-08-20)
May 13, 2014	MMM	A	1,326	—	—	12,179 Direct	+12.22%	Acquired	(price as of 2026-08-20)
Feb. 4, 2014	MMM	A	213	—	—	10,853 Direct	+2.00%	Acquired	(price as of 2026-08-20)
Nov. 11, 2013	MMM	A	251	—	—	10,640 Direct	+2.42%	Acquired	(price as of 2026-08-20)
Aug. 13, 2013	MMM	A	274	—	—	10,389 Direct	+2.71%	Acquired	(price as of 2026-08-20)
May 14, 2013	MMM	A	1,599	—	—	10,115 Direct	+18.78%	Acquired	(price as of 2026-08-20)
May 14, 2013	MMM	A	13	—	—	8,516 Direct	+0.15%	Acquired	(price as of 2026-08-20)
Feb. 5, 2013	MMM	A	309	—	—	8,503 Direct	+3.77%	Acquired	(price as of 2026-08-20)
Nov. 5, 2012	MMM	A	311	—	—	8,194 Direct	+3.95%	Acquired	(price as of 2026-08-20)
Aug. 14, 2012	MMM	A	320	—	—	7,883 Direct	+4.23%	Acquired	(price as of 2026-08-20)
May 8, 2012	MMM	A	1,779	—	—	7,563 Direct	+30.76%	Acquired	(price as of 2026-08-20)
Feb. 7, 2012	MMM	A	351	—	—	5,784 Direct	+6.46%	Acquired	(price as of 2026-08-20)
Nov. 14, 2011	MMM	A	400	$71.79	$28,716	5,433 Direct	+7.95%	Acquired	200.5% (price as of 2026-08-20)
Aug. 8, 2011	MMM	A	303	—	—	5,033 Direct	+6.41%	Acquired	(price as of 2026-08-20)
May 10, 2011	MMM	A	1,697	$93.50	$158,670	4,730 Direct	+55.95%	Acquired	130.7% (price as of 2026-08-20)
May 10, 2011	MMM	A	28	$86.30	$2,416	3,033 Direct	+0.93%	Acquired	150.0% (price as of 2026-08-20)
Feb. 8, 2011	MMM	A	304	$86.30	$26,235	3,005 Direct	+11.26%	Acquired	150.0% (price as of 2026-08-20)
Nov. 8, 2010	MMM	A	302	$86.71	$26,186	2,701 Direct	+12.59%	Acquired	148.8% (price as of 2026-08-20)
Aug. 9, 2010	MMM	A	332	$78.99	$26,225	2,399 Direct	+16.06%	Acquired	173.1% (price as of 2026-08-20)
May 11, 2010	MMM	A	60	$82.67	$4,960	2,067 Direct	+2.99%	Acquired	160.9% (price as of 2026-08-20)
May 11, 2010	MMM	A	1,750	$83.57	$146,248	2,007 Direct	+680.93%	Acquired	158.1% (price as of 2026-08-20)
May 11, 2010	MMM	A	1,750	$83.57	$146,248	3,817 Direct	+84.66%	Acquired	158.1% (price as of 2026-08-20)
May 11, 2010	MMM	A	60	$82.67	$4,960	2,067 Direct	+2.99%	Acquired	160.9% (price as of 2026-08-20)
Feb. 9, 2010	MMM	A	257	$82.67	$21,246	257 Direct	—	Acquired	160.9% (price as of 2026-08-20)
Nov. 10, 2009	MMM	A	288	$73.80	$21,254	5,671 Indirect	+5.35%	Acquired	192.3% (price as of 2026-08-20)
Aug. 10, 2009	MMM	A	354	$60.10	$21,275	5,348 Indirect	+7.09%	Acquired	258.9% (price as of 2026-08-20)
May 12, 2009	MMM	A	2,841	$49.72	$141,255	4,958 Indirect	+134.20%	Acquired	333.9% (price as of 2026-08-20)
Feb. 10, 2009	MMM	A	369	$57.54	$21,232	2,117 Indirect	+21.11%	Acquired	274.9% (price as of 2026-08-20)
Dec. 26, 2008	TGT	I 10b5-1	1,761	$32.24	$56,775	566,537 Direct	-0.31%	Disposed	397.2% (price as of 2026-08-20)
Nov. 10, 2008	MMM	A	311	$68.31	$21,244	1,728 Indirect	+21.95%	Acquired	215.8% (price as of 2026-08-20)
Oct. 17, 2008	TGT	J	160,000	$38.19	$6,110,400	0 Direct	—	Acquired	319.7% (price as of 2026-08-20)
Aug. 11, 2008	MMM	A	305	$69.59	$21,225	1,417 Indirect	+27.43%	Acquired	210.0% (price as of 2026-08-20)
June 18, 2008	TGT	I	393,314	$50.85	$20,000,017	563,071 Direct	+231.69%	Acquired	215.2% (price as of 2026-08-20)
May 27, 2008	TGT	G	146,752	—	—	153,061 Indirect	-48.95%	Disposed	(price as of 2026-08-20)
May 13, 2008	MMM	A	1,112	$79.15	$88,015	1,112 Indirect	—	Acquired	172.5% (price as of 2026-08-20)
March 12, 2008	TGT	A	169,570	—	—	169,570 Direct	—	Acquired	(price as of 2026-08-20)
March 12, 2008	TGT	F	65,697	$51.68	$3,395,221	450,971 Direct	-12.72%	Disposed	210.1% (price as of 2026-08-20)
March 12, 2008	TGT	A	153,855	—	—	516,668 Direct	+42.41%	Acquired	(price as of 2026-08-20)
Jan. 14, 2008	TGT	J	151,014	$49.73	$7,509,926	362,813 Direct	+71.30%	Acquired	222.3% (price as of 2026-08-20)
Jan. 9, 2008	TGT	A	255,677	—	—	255,677 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 28, 2007	TGT	I	197,588	$59.58	$11,772,293	0 Direct	-100.00%	Disposed	169.0% (price as of 2026-08-20)
July 13, 2007	TGT	M	1,000,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 13, 2007	TGT	S	1,000,000	$70.40	$70,400,000	211,799 Direct	-82.52%	Disposed	127.7% (price as of 2026-08-20)
July 13, 2007	TGT	M	1,000,000	$19.94	$19,940,000	1,211,799 Direct	+472.15%	Acquired	703.8% (price as of 2026-08-20)
July 12, 2007	TGT	I	1,027,355	$70.04	$71,955,944	196,799 Direct	-83.92%	Disposed	128.8% (price as of 2026-08-20)
June 14, 2007	TGT	M	900,000	—	—	1,000,000 Direct	-47.37%	Disposed	(price as of 2026-08-20)
June 14, 2007	TGT	S	900,000	$63.52	$57,168,000	69,787 Direct	-92.80%	Disposed	152.3% (price as of 2026-08-20)
June 14, 2007	TGT	M	900,000	$19.94	$17,946,000	969,787 Direct	+1289.64%	Acquired	703.8% (price as of 2026-08-20)
June 13, 2007	TGT	M	100,000	—	—	1,900,000 Direct	-5.00%	Disposed	(price as of 2026-08-20)
June 13, 2007	TGT	S	100,000	$63.50	$6,350,000	69,787 Direct	-58.90%	Disposed	152.4% (price as of 2026-08-20)
June 13, 2007	TGT	M	100,000	$19.94	$1,994,000	169,787 Direct	+143.29%	Acquired	703.8% (price as of 2026-08-20)
March 14, 2007	TGT	A	196,630	—	—	1,223,104 Direct	+19.16%	Acquired	(price as of 2026-08-20)
Jan. 10, 2007	TGT	A	423,190	—	—	423,190 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2006	YUM	A	85	—	—	85 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 14, 2006	YUM	A	2,300	—	—	2,300 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 7, 2006	YUM	A	2,265	$59.20	$134,088	2,265 Direct	—	Acquired	592.1% (price as of 2026-08-20)
Nov. 7, 2006	YUM	A	2,265	$59.20	$134,088	2,265 Direct	—	Acquired	592.1% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	2,312	$21.63	$50,009	0 Direct	-100.00%	Disposed	1794.2% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	1,938	$25.80	$50,000	0 Direct	-100.00%	Disposed	1488.1% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	3,282	$15.24	$50,018	0 Direct	-100.00%	Disposed	2588.4% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	2,456	$20.36	$50,004	0 Direct	-100.00%	Disposed	1912.4% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	2,280	$21.94	$50,023	0 Direct	-100.00%	Disposed	1767.5% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	3,162	$15.82	$50,023	0 Direct	-100.00%	Disposed	2489.9% (price as of 2026-08-20)
Oct. 17, 2006	YUM	S	1,500	$57.32	$85,980	10,987 Direct	-12.01%	Disposed	614.8% (price as of 2026-08-20)
Oct. 17, 2006	YUM	S	733	$57.43	$42,096	12,487 Direct	-5.54%	Disposed	613.4% (price as of 2026-08-20)
Oct. 17, 2006	YUM	S	3,002	$57.41	$172,345	13,220 Direct	-18.51%	Disposed	613.7% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	3,162	$15.82	$50,023	16,222 Direct	+24.21%	Acquired	2489.9% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	2,280	$21.94	$50,023	13,060 Direct	+21.15%	Acquired	1767.5% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	2,456	$20.36	$50,004	10,780 Direct	+29.51%	Acquired	1912.4% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	2,312	$21.63	$50,009	8,324 Direct	+38.46%	Acquired	1794.2% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	1,938	$25.80	$50,000	6,012 Direct	+47.57%	Acquired	1488.1% (price as of 2026-08-20)
Oct. 17, 2006	YUM	M	3,282	$15.24	$50,018	4,074 Direct	+414.39%	Acquired	2588.4% (price as of 2026-08-20)
Aug. 18, 2006	TGT	M	144,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 18, 2006	TGT	S	144,400	$49.87	$7,201,228	63,299 Direct	-69.52%	Disposed	221.4% (price as of 2026-08-20)
Aug. 18, 2006	TGT	M	144,400	$9.34	$1,348,696	207,699 Direct	+228.12%	Acquired	1616.1% (price as of 2026-08-20)
Aug. 17, 2006	TGT	M	497,744	—	—	144,400 Direct	-77.51%	Disposed	(price as of 2026-08-20)
Aug. 17, 2006	TGT	S	497,744	$50.03	$24,902,132	63,299 Direct	-88.72%	Disposed	220.4% (price as of 2026-08-20)
Aug. 17, 2006	TGT	M	497,744	$9.34	$4,648,929	561,043 Direct	+786.34%	Acquired	1616.1% (price as of 2026-08-20)
May 30, 2006	TGT	I	611,959	$81.70	$49,997,050	611,959 Direct	—	Acquired	96.2% (price as of 2026-08-20)
Jan. 11, 2006	TGT	A	379,771	—	—	379,771 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 8, 2005	YUM	A	104	$48.24	$5,017	104 Direct	—	Acquired	749.3% (price as of 2026-08-20)
Dec. 8, 2005	YUM	A	2,073	$48.24	$100,002	2,073 Direct	—	Acquired	749.3% (price as of 2026-08-20)
Nov. 1, 2005	YUM	A	2,528	$50.62	$127,967	2,528 Direct	—	Acquired	709.4% (price as of 2026-08-20)
July 13, 2005	TGT	G	86,799	—	—	357,352 Indirect	-19.54%	Disposed	(price as of 2026-08-20)
June 6, 2005	TGT	G	123,073	—	—	415,050 Direct	-22.87%	Disposed	(price as of 2026-08-20)
March 4, 2005	TGT	M	750,000	$6.03	$4,522,500	1,281,318 Direct	+141.16%	Acquired	2558.1% (price as of 2026-08-20)
March 4, 2005	TGT	S	750,000	$52.54	$39,405,000	531,318 Direct	-58.53%	Disposed	205.1% (price as of 2026-08-20)

Showing latest 100 of 131 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 26, 2008	TGT	Deferred Compensation Units	Common Stock (1,761)	—	—	1,761	Disposed
June 18, 2008	TGT	Deferred Compensation Units	Common Stock (393,314)	—	—	393,314	Acquired
March 12, 2008	TGT	Deferred Compensation Units	Common Stock (169,570)	—	—	169,570	Acquired
Jan. 9, 2008	TGT	Stock Option [F2]	Common Stock (255,677)	$48.89	Jan. 9, 2018	255,677	Acquired
Nov. 28, 2007	TGT	Deferred Compensation Units	Common Stock (197,588)	—	—	197,588	Disposed
July 13, 2007	TGT	Stock Option [F6]	Common Stock (1,000,000)	$19.94	March 6, 2008	1,000,000	Disposed
July 12, 2007	TGT	Deferred Compensation Units	Common Stock (1,027,355)	—	—	1,027,355	Disposed
June 14, 2007	TGT	Stock Option [F4]	Common Stock (900,000)	$19.94	March 6, 2008	900,000	Disposed
June 13, 2007	TGT	Stock Option [F4]	Common Stock (100,000)	$19.94	March 6, 2008	100,000	Disposed
March 14, 2007	TGT	Deferred Compensation Units	Common Stock (196,630)	—	—	196,630	Acquired
Jan. 10, 2007	TGT	Stock Option [F2]	Common Stock (423,190)	$58.13	Jan. 10, 2017	423,190	Acquired
Dec. 14, 2006	YUM	Phantom Stock	Common Stock (85)	—	—	85	Acquired
Dec. 14, 2006	YUM	Phantom Stock	Common Stock (2,300)	—	—	2,300	Acquired
Nov. 7, 2006	YUM	Stock Appreciation Right	Common Stock (2,265)	$59.20	Nov. 7, 2016	2,265	Acquired
Nov. 7, 2006	YUM	Phantom Stock	Common Stock (2,265)	$59.20	Nov. 7, 2016	2,265	Acquired
Oct. 17, 2006	YUM	Director Stock Option	Common Stock (2,312)	$21.63	Nov. 12, 2012	2,312	Disposed
Oct. 17, 2006	YUM	Employee Stock Option	Common Stock (1,938)	$25.80	Nov. 6, 2011	1,938	Disposed
Oct. 17, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (3,282)	$15.24	Nov. 7, 2010	3,282	Disposed
Oct. 17, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (2,456)	$20.36	Nov. 1, 2009	2,456	Disposed
Oct. 17, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (2,280)	$21.94	Nov. 2, 2008	2,280	Disposed
Oct. 17, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (3,162)	$15.82	Nov. 3, 2007	3,162	Disposed
Aug. 18, 2006	TGT	Stock Option [F3]	Common Stock (144,400)	$9.34	Jan. 8, 2007	144,400	Disposed
Aug. 17, 2006	TGT	Stock Option [F3]	Common Stock (497,744)	$9.34	Jan. 8, 2007	497,744	Disposed
May 30, 2006	TGT	Deferred Compensation Units [F2]	Common Stock (611,959)	—	—	611,959	Acquired
Jan. 11, 2006	TGT	Stock Option [F6]	Common Stock (379,771)	$53.98	Jan. 11, 2016	379,771	Acquired
Dec. 8, 2005	YUM	Phantom Stock	Common Stock (104)	—	—	104	Acquired
Dec. 8, 2005	YUM	Phantom Stock	Common Stock (2,073)	—	—	2,073	Acquired
Nov. 1, 2005	YUM	Stock Option (Right to Buy)	Common Stock (2,528)	$50.62	Nov. 1, 2015	2,528	Acquired
March 4, 2005	TGT	Deferred Compensation Units [F5]	Common Stock	—	—	729,020	Disposed
March 4, 2005	TGT	Stock Option [F8]	Common Stock (750,000)	$6.03	Oct. 11, 2005	750,000	Disposed
Jan. 12, 2005	TGT	Stock Option [F5]	Common Stock (368,198)	$49.43	Jan. 12, 2015	368,198	Acquired
Dec. 9, 2004	YUM	Phantom Stock	Common Stock (109)	—	—	109	Acquired
Dec. 9, 2004	YUM	Phantom Stock	Common Stock (1,861)	—	—	1,861	Acquired
Nov. 2, 2004	YUM	Stock Option (Right to Buy)	Common Stock (1,378)	$43.56	Nov. 1, 2014	1,378	Acquired
Oct. 26, 2004	TGT	Stock Option [F5]	Common Stock (750,000)	$6.03	Oct. 11, 2005	750,000	Disposed
July 9, 2004	TGT	Deferred Compensation Units [F6]	Common Stock	—	—	717,170	Acquired
Jan. 14, 2004	TGT	Stock Option [F5]	Common Stock (67,648)	$38.25	Jan. 14, 2014	67,648	Acquired
Jan. 14, 2004	TGT	Stock Option [F5]	Common Stock (67,647)	$38.25	Jan. 14, 2014	67,647	Acquired
Jan. 14, 2004	TGT	Stock Option [F5]	Common Stock (67,647)	$38.25	Jan. 14, 2014	67,647	Acquired
Jan. 14, 2004	TGT	Stock Option [F5]	Common Stock (67,647)	$38.25	Jan. 14, 2014	67,647	Acquired
Dec. 11, 2003	YUM	Phantom Stock	Common Stock (145)	$34.44	—	145	Acquired
Dec. 11, 2003	YUM	Phantom Stock	Common Stock (2,468)	$34.44	—	2,468	Acquired
Nov. 4, 2003	YUM	Stock Option (Right to Buy)	Common Stock (1,773)	$33.86	Nov. 4, 2013	1,773	Acquired
Sept. 2, 2003	TGT	Deferred compensation units [F6]	Common stock	—	—	209,867	Disposed
Sept. 2, 2003	TGT	Stock option [F5]	Common stock (300,000)	$6.03	Oct. 11, 2005	300,000	Disposed
Sept. 2, 2003	TGT	Stock option [F5]	Common stock (45,198)	$5.53	April 12, 2005	45,198	Disposed
Sept. 2, 2003	TGT	Stock option [F5]	Common stock (45,198)	$5.53	April 12, 2005	45,198	Disposed
Sept. 2, 2003	TGT	Stock option [F5]	Common stock (45,198)	$5.53	April 12, 2005	45,198	Disposed
Sept. 2, 2003	TGT	Stock option [F5]	Common stock (45,198)	$5.53	April 12, 2005	45,198	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 14, 2008	MMM	No securities are beneficially owned	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

TGT

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2007	—	—	—	—	—	—	—	—
2004	—	—	—	—	—	—	—	—
2003	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.