Robert M Ettinger

CIK 1252910 · View on SEC EDGAR ↗

Insider

First SEC filing: May 23, 2013 · Latest: Feb. 19, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 29, 2015 FFC P 15,000 $18.35 $275,250 61,665 Direct +32.14% Acquired -11.7% (price as of 2026-08-19)
June 22, 2015 DFP P 13,658 $21.88 $298,837 38,594 Direct +54.77% Acquired -4.7% (price as of 2026-08-19)
Sept. 16, 2014 DFP P 3,000 $22.85 $68,550 23,436 Direct +14.68% Acquired -8.8% (price as of 2026-08-19)
Sept. 16, 2014 DFP P 1,500 $22.84 $34,260 24,936 Direct +6.40% Acquired -8.7% (price as of 2026-08-19)
March 10, 2014 DFP P 2,210 $21.83 $48,244 15,210 Direct +17.00% Acquired -4.5% (price as of 2026-08-19)
March 10, 2014 DFP P 3,790 $21.82 $82,698 19,000 Direct +24.92% Acquired -4.4% (price as of 2026-08-19)
March 10, 2014 DFP P 600 $21.81 $13,086 19,600 Direct +3.16% Acquired -4.4% (price as of 2026-08-19)
Nov. 20, 2013 DFP P 2,300 $19.92 $45,816 7,300 Direct +46.00% Acquired 4.7% (price as of 2026-08-19)
Nov. 20, 2013 DFP P 300 $19.91 $5,973 7,600 Direct +4.11% Acquired 4.7% (price as of 2026-08-19)
Nov. 20, 2013 DFP P 2,400 $19.95 $47,880 10,000 Direct +31.58% Acquired 4.5% (price as of 2026-08-19)
Nov. 20, 2013 DFP P 3,000 $19.94 $59,820 13,000 Direct +30.00% Acquired 4.6% (price as of 2026-08-19)
Aug. 16, 2013 DFP P 5,000 $20.90 $104,500 5,000 Direct — Acquired -0.2% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 100 $15.75 $1,575 28,400 Direct +0.35% Acquired 6.3% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 100 $15.78 $1,578 28,500 Direct +0.35% Acquired 6.1% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 900 $15.80 $14,220 29,400 Direct +3.16% Acquired 5.9% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 200 $15.85 $3,170 29,600 Direct +0.68% Acquired 5.6% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 328 $15.89 $5,212 29,928 Direct +1.11% Acquired 5.3% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 100 $15.82 $1,582 30,028 Direct +0.33% Acquired 5.8% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 100 $15.90 $1,590 30,128 Direct +0.33% Acquired 5.3% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 300 $15.83 $4,749 30,428 Direct +1.00% Acquired 5.7% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 100 $15.95 $1,595 30,528 Direct +0.33% Acquired 5.0% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 300 $15.84 $4,752 30,828 Direct +0.98% Acquired 5.7% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 100 $15.85 $1,585 30,928 Direct +0.32% Acquired 5.6% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 200 $15.98 $3,196 31,128 Direct +0.65% Acquired 4.8% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 2,644 $16.00 $42,304 33,772 Direct +8.49% Acquired 4.6% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 400 $15.85 $6,340 34,172 Direct +1.18% Acquired 5.6% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 200 $15.92 $3,184 34,372 Direct +0.59% Acquired 5.2% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 1,400 $15.98 $22,372 35,772 Direct +4.07% Acquired 4.8% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 2,300 $16.00 $36,800 38,072 Direct +6.43% Acquired 4.6% (price as of 2026-08-19)
Aug. 9, 2011 FLC P 228 $15.86 $3,616 38,300 Direct +0.60% Acquired 5.5% (price as of 2026-08-19)
Aug. 8, 2011 FLC P 18,400 $16.62 $305,808 28,300 Direct +185.86% Acquired 0.7% (price as of 2026-08-19)
Dec. 17, 2007 PFO P 8,000 $9.00 $72,000 20,000 Direct +66.67% Acquired 0.9% (price as of 2026-08-19)
Nov. 7, 2007 PFD P 5,000 $12.55 $62,750 10,309 Direct +94.18% Acquired -9.8% (price as of 2026-08-19)
Nov. 6, 2007 PFD P 1,309 $12.66 $16,572 5,309 Direct +32.73% Acquired -10.6% (price as of 2026-08-19)
Aug. 1, 2007 FFC P 100 $18.96 $1,896 14,100 Direct +0.71% Acquired -14.5% (price as of 2026-08-19)
Aug. 1, 2007 FFC P 4,900 $18.97 $92,953 19,000 Direct +34.75% Acquired -14.5% (price as of 2026-08-19)
Aug. 1, 2007 FLC P 3,400 $19.05 $64,770 9,900 Direct +52.31% Acquired -12.1% (price as of 2026-08-19)
Oct. 11, 2005 FFC P 7,412 $20.50 $151,946 14,000 Direct +112.51% Acquired -20.9% (price as of 2026-08-19)
Sept. 27, 2005 FLC P 300 $21.49 $6,447 5,300 Direct +6.00% Acquired -22.1% (price as of 2026-08-19)
Sept. 27, 2005 FLC P 400 $21.49 $8,596 5,700 Direct +7.55% Acquired -22.1% (price as of 2026-08-19)
Sept. 27, 2005 FLC P 100 $21.50 $2,150 5,800 Direct +1.75% Acquired -22.1% (price as of 2026-08-19)
Sept. 27, 2005 FLC P 700 $21.53 $15,071 6,500 Direct +12.07% Acquired -22.2% (price as of 2026-08-19)
April 26, 2004 PFO P 5,000 $12.35 $61,750 12,000 Direct +71.43% Acquired -26.4% (price as of 2026-08-19)
April 20, 2004 FLC P 3,200 $24.34 $77,888 5,000 Direct +177.78% Acquired -31.2% (price as of 2026-08-19)
April 14, 2004 FLC P 1,800 $24.68 $44,424 1,800 Direct — Acquired -32.2% (price as of 2026-08-19)
April 13, 2004 FFC P 4,000 $25.49 $101,960 6,588 Direct +154.56% Acquired -36.4% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 23, 2013 DFP Common Stock of the Fund 4,198 Indirect