Robert M Rosenau

CIK 1272626 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 15, 2003 · Latest: Dec. 15, 2003

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 17, 2010 AVNT S 12,272 $13.13 $161,131 47,280 Direct -20.61% Disposed 238.9% (price as of 2026-08-21)
March 17, 2009 AVNT P 200 $1.86 $372 43,480 Direct +0.46% Acquired 2292.5% (price as of 2026-08-21)
March 17, 2009 AVNT P 3,800 $1.85 $7,030 47,280 Direct +8.74% Acquired 2305.4% (price as of 2026-08-21)
Nov. 20, 2008 AVNT P 3,900 $2.95 $11,505 43,180 Direct +9.93% Acquired 1408.5% (price as of 2026-08-21)
Nov. 20, 2008 AVNT P 100 $2.94 $294 43,280 Direct +0.23% Acquired 1413.6% (price as of 2026-08-21)
Nov. 20, 2007 AVNT P 1,000 $6.32 $6,320 26,270 Direct +3.96% Acquired 604.1% (price as of 2026-08-21)
Nov. 20, 2007 AVNT P 9,000 $6.32 $56,880 35,270 Direct +34.26% Acquired 604.1% (price as of 2026-08-21)
May 8, 2006 AVNT S 12,828 $9.15 $117,376 18,570 Direct -40.86% Disposed 386.3% (price as of 2026-08-21)
May 8, 2006 AVNT S 9,100 $9.15 $83,265 19,370 Direct -31.96% Disposed 386.3% (price as of 2026-08-21)
May 8, 2006 AVNT S 500 $9.16 $4,580 18,870 Direct -2.58% Disposed 385.8% (price as of 2026-08-21)
May 8, 2006 AVNT S 300 $9.17 $2,751 18,570 Direct -1.59% Disposed 385.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 28, 2011 AVNT Stock Appreciation Right Common Stock (35,700) $6.51 Jan. 3, 2013 35,700 Disposed
June 28, 2011 AVNT Stock Appreciation Right Common Stock (55,200) $6.58 March 7, 2014 55,200 Disposed
June 28, 2011 AVNT Stock Appreciation Right Common Stock (14,400) $8.94 Jan. 4, 2012 14,400 Disposed
March 6, 2011 AVNT Restricted Stock Units Common Stock (12,600) — March 6, 2011 12,600 Disposed
Feb. 16, 2011 AVNT Restricted Stock Units Common Stock (8,900) — Feb. 16, 2014 8,900 Acquired
Feb. 16, 2011 AVNT Stock Appreciation Right Common Stock (16,100) $14.81 Feb. 16, 2021 16,100 Acquired
Dec. 17, 2010 AVNT Incentive Stock Option (right to buy) Common Stock (5,372) $6.00 March 31, 2013 5,372 Disposed
Dec. 17, 2010 AVNT Incentive Stock Option (right to buy) Common Stock (6,900) $8.70 Feb. 28, 2011 6,900 Disposed
Feb. 17, 2010 AVNT Restricted Stock Units Common Stock (13,500) — Feb. 17, 2013 13,500 Acquired
Feb. 17, 2010 AVNT Stock Appreciation Right Common Stock (24,200) $7.99 Feb. 16, 2017 24,200 Acquired
March 5, 2009 AVNT Performance Shares Common Stock (27,700) — March 5, 2012 27,700 Acquired
March 5, 2009 AVNT Stock Appreciation Right Common Stock (48,000) $1.43 March 4, 2016 48,000 Acquired
March 6, 2008 AVNT Restricted Stock Units Common Stock (12,600) — March 6, 2011 12,600 Acquired
March 6, 2008 AVNT Stock Appreciation Right Common Stock (31,200) $6.76 March 5, 2015 31,200 Acquired
March 8, 2007 AVNT Stock Appreciation Right Common Stock (55,200) $6.58 March 7, 2014 55,200 Acquired
Dec. 14, 2006 AVNT Incentive Stock Option (right to buy) Common Stock (6,500) $6.00 March 31, 2013 6,500 Disposed
May 8, 2006 AVNT Incentive Stock Option (right to buy) Common Stock (9,900) $6.00 March 31, 2007 9,900 Disposed
May 8, 2006 AVNT Non-Qualified Stock Option (right to buy) Common Stock (12,828) $6.00 March 31, 2013 12,828 Disposed
Jan. 4, 2006 AVNT Stock Appreciation Right Common Stock (35,700) $6.51 Jan. 3, 2013 35,700 Acquired
Jan. 5, 2005 AVNT Stock Appreciation Right Common Stock (14,400) $8.94 Jan. 4, 2012 14,400 Acquired
Dec. 30, 2004 AVNT Stock Appreciation Right Common Stock (27,500) $6.14 Dec. 10, 2006 27,500 Disposed
Dec. 11, 2003 AVNT Stock Appreciation Right Common Stock (41,670) $6.14 Dec. 10, 2006 41,670 Acquired
Dec. 11, 2003 AVNT Stock Appreciation Right Common Stock (32,920) $6.14 Dec. 10, 2006 32,920 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 15 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 15, 2003 AVNT Common Stock 12,842 Direct
Dec. 15, 2003 AVNT Common Stock 9,010 Indirect
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (9,900) 9,900 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (18,638) 18,638 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (3,200) 3,200 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (6,900) 6,900 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (6,000) 6,000 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (2,300) 2,300 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (6,900) 6,900 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (6,000) 6,000 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (3,600) 3,600 Direct
Dec. 15, 2003 AVNT Incentive Stock Option (right to buy)→ Common Stock (6,000) 6,000 Direct
Dec. 15, 2003 AVNT Non-Qualified Stock Option (right to buy)→ Common Stock (6,062) 6,062 Direct
Dec. 15, 2003 AVNT Non-Qualified Stock Option (right to buy)→ Common Stock (200) 200 Direct
Dec. 15, 2003 AVNT Non-Qualified Stock Option (right to buy)→ Common Stock (25,446) 25,446 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AVNT

SVP
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 $359,615 — $151,944 $161,857 $636,766 $283,024 $63,024 $1,656,231

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.