Robert Mittendorff II
CIK 1476171 · View on SEC EDGAR ↗
Insider
First SEC filing: July 22, 2025 · Latest: July 22, 2025
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 24, 2025 | CARL | P | 1,333,333 | $15.00 | $19,999,995 | 5,013,839 Indirect | +36.23% | Acquired | 2.8% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 24, 2025 | CARL | Series C Preferred Stock | Common Stock (931,452) | — | — | 931,452 | Disposed |
| July 24, 2025 | CARL | Series C Preferred Stock | Common Stock (931,452) | — | — | 931,452 | Disposed |
| July 24, 2025 | CARL | Series B Preferred Stock | Common Stock (1,445,020) | — | — | 1,445,020 | Disposed |
| July 24, 2025 | CARL | Series C Preferred Stock | Common Stock (2,235,486) | — | — | 2,235,486 | Disposed |
| July 24, 2025 | CARL | Series B Preferred Stock | Common Stock (1,445,020) | — | — | 1,445,020 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 22, 2025 | CARL | Series B Preferred Stock→ Common Stock (1,445,020) | 1,445,020 | Indirect |
| July 22, 2025 | CARL | Series C Preferred Stock→ Common Stock (2,235,486) | 2,235,486 | Indirect |
| July 22, 2025 | CARL | Series B Preferred Stock→ Common Stock (1,445,020) | 1,445,020 | Indirect |
| July 22, 2025 | CARL | Series C Preferred Stock→ Common Stock (931,452) | 931,452 | Indirect |
| July 22, 2025 | CARL | Series C Preferred Stock→ Common Stock (931,452) | 931,452 | Indirect |