Robert P Kelly

CIK 1232071 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 6, 2025 · Latest: Jan. 6, 2025

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 60 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

60 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 2, 2025	SPGI	A	751	$495.50	$372,120	2,190 Direct	+52.19%	Acquired	-8.4% (price as of 2026-08-20)
Aug. 7, 2024	SPGI	S	7,662	$481.28	$3,687,567	15,830 Direct	-32.62%	Disposed	-5.6% (price as of 2026-08-20)
Jan. 2, 2024	SPGI	A	710	$436.39	$309,837	1,440 Direct	+97.26%	Acquired	4.1% (price as of 2026-08-20)
Jan. 3, 2023	SPGI	A	729	$335.17	$244,339	729 Direct	—	Acquired	35.5% (price as of 2026-08-20)
Feb. 28, 2022	SPGI	A	537	—	—	537 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 28, 2022	SPGI	A	31,673	—	—	31,673 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 8, 2011	BNY	F	197,659	$20.11	$3,974,922	558,370 Direct	-26.14%	Disposed	693.1% (price as of 2026-08-20)
March 14, 2011	BNY	P	10,000	$28.86	$288,600	704,440 Direct	+1.44%	Acquired	452.6% (price as of 2026-08-20)
Feb. 25, 2011	BNY	F	15,213	$30.63	$465,974	694,440 Direct	-2.14%	Disposed	420.7% (price as of 2026-08-20)
Feb. 24, 2011	BNY	A	539,160	—	—	539,160 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 24, 2011	BNY	A	150,985	—	—	709,653 Direct	+27.03%	Acquired	(price as of 2026-08-20)
Feb. 7, 2011	BNY	D	53,998	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 7, 2011	BNY	F	17,605	$31.84	$560,543	558,668 Direct	-3.05%	Disposed	400.9% (price as of 2026-08-20)
Feb. 7, 2011	BNY	D	12,959	—	—	576,273 Direct	-2.20%	Disposed	(price as of 2026-08-20)
March 16, 2010	BNY	A	584,255	—	—	584,255 Direct	—	Acquired	(price as of 2026-08-20)
March 16, 2010	BNY	A	163,623	—	—	792,745 Direct	+26.01%	Acquired	(price as of 2026-08-20)
Feb. 25, 2010	BNY	A	90,423	—	—	629,122 Direct	+16.79%	Acquired	(price as of 2026-08-20)
Feb. 20, 2010	BNY	F	20,319	$28.66	$582,343	538,699 Direct	-3.63%	Disposed	456.5% (price as of 2026-08-20)
Feb. 13, 2010	BNY	F	28,248	$27.05	$764,108	559,018 Direct	-4.81%	Disposed	489.6% (price as of 2026-08-20)
Aug. 10, 2009	BNY	A	604,326	—	—	604,326 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 10, 2009	BNY	A	167,726	$29.39	$4,929,467	586,740 Direct	+40.03%	Acquired	442.7% (price as of 2026-08-20)
March 15, 2009	BNY	F	15,748	$23.67	$372,755	418,855 Direct	-3.62%	Disposed	573.8% (price as of 2026-08-20)
Feb. 13, 2009	BNY	F	43,139	$25.26	$1,089,691	434,588 Direct	-9.03%	Disposed	531.4% (price as of 2026-08-20)
Jan. 2, 2009	BNY	D	22,648	$28.52	$645,921	0 Direct	-100.00%	Disposed	459.2% (price as of 2026-08-20)
Dec. 31, 2008	BNY	F	9,490	$28.33	$268,852	476,956 Direct	-1.95%	Disposed	463.0% (price as of 2026-08-20)
March 10, 2008	BNY	A	51,329	—	—	51,329 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2008	BNY	A	769,937	—	—	769,937 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2008	BNY	A	51,329	$42.31	$2,171,730	484,425 Direct	+11.85%	Acquired	277.0% (price as of 2026-08-20)
Feb. 13, 2008	BNY	F	26,036	$47.32	$1,232,024	433,096 Direct	-5.67%	Disposed	237.0% (price as of 2026-08-20)
Jan. 2, 2008	BNY	D	11,052	$48.76	$538,896	21,753 Direct	-33.69%	Disposed	227.1% (price as of 2026-08-20)
July 23, 2007	BNY	A	76,668	—	—	76,668 Direct	—	Acquired	(price as of 2026-08-20)
July 23, 2007	BNY	A	19,167	—	—	458,306 Direct	+4.36%	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	32,630	—	—	32,630 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	483,835	—	—	483,835 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	280,000	—	—	280,000 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	1,254	—	—	1,254 Indirect	—	Acquired	(price as of 2026-08-20)
July 1, 2007	BNY	A	439,139	—	—	439,139 Direct	—	Acquired	(price as of 2026-08-20)
July 1, 2007	64782	D	32,630	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	483,835	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	280,000	—	—	0 Direct	-100.00%	Disposed
July 1, 2007	64782	D	1,254	—	—	0 Indirect	-100.00%	Disposed
July 1, 2007	64782	D	439,139	—	—	0 Direct	-100.00%	Disposed
May 30, 2007	64782	D	69,000	—	—	0 Direct	-100.00%	Disposed
May 30, 2007	64782	D	39,399	—	—	439,016 Direct	-8.24%	Disposed
Feb. 20, 2007	64782	A	32,630	—	—	32,630 Direct	—	Acquired
Feb. 20, 2007	64782	A	483,835	—	—	483,835 Direct	—	Acquired
Feb. 20, 2007	64782	A	40,461	—	—	475,702 Direct	+9.30%	Acquired
Feb. 13, 2007	64782	F	21,097	$45.28	$955,272	435,241 Direct	-4.62%	Disposed
Jan. 22, 2007	64782	P	1,700	$43.65	$74,205	456,338 Direct	+0.37%	Acquired
Jan. 22, 2007	64782	P	100	$43.64	$4,364	454,638 Direct	+0.02%	Acquired
Jan. 22, 2007	64782	P	1,400	$43.63	$61,082	454,538 Direct	+0.31%	Acquired
Jan. 22, 2007	64782	P	1,770	$43.62	$77,207	453,138 Direct	+0.39%	Acquired
Jan. 22, 2007	64782	P	3,630	$43.61	$158,304	451,368 Direct	+0.81%	Acquired
Jan. 22, 2007	64782	P	1,400	$43.61	$61,054	447,738 Direct	+0.31%	Acquired
May 18, 2006	64782	P	1,630	$36.55	$59,576	440,461 Direct	+0.37%	Acquired
May 18, 2006	64782	P	8,370	$36.53	$305,756	438,831 Direct	+1.94%	Acquired
Feb. 17, 2006	64782	P	64,800	$35.88	$2,325,024	428,000 Direct	+17.84%	Acquired
Feb. 17, 2006	64782	P	4,000	$35.63	$142,520	363,200 Direct	+1.11%	Acquired
Feb. 17, 2006	64782	P	1,200	$35.62	$42,744	359,200 Direct	+0.34%	Acquired
Feb. 13, 2006	64782	A	69,000	—	—	69,000 Direct	—	Acquired
Feb. 13, 2006	64782	A	280,000	—	—	280,000 Direct	—	Acquired
Feb. 13, 2006	64782	A	225,000	—	—	358,000 Direct	+169.17%	Acquired
Feb. 13, 2006	64782	A	69,000	—	—	133,000 Direct	+107.81%	Acquired
Feb. 13, 2006	64782	A	34,000	—	—	64,000 Direct	+113.33%	Acquired
Feb. 6, 2006	36995	S	20,000	$53.69	$1,073,800	31,665 Direct	-38.71%	Disposed
Feb. 3, 2006	36995	D	102,575	—	—	51,665 Direct	-66.50%	Disposed
April 22, 2005	36995	F	1,997	$50.58	$101,008	154,240 Direct	-1.28%	Disposed
April 19, 2005	36995	F	2,402	$50.27	$120,749	156,237 Direct	-1.51%	Disposed
April 18, 2005	36995	A	46,985	$50.38	$2,367,104	158,639 Direct	+42.08%	Acquired
April 18, 2005	36995	A	109,549	$50.38	$5,519,079	109,549 Direct	—	Acquired
April 15, 2005	36995	F	7,916	$49.52	$392,000	111,654 Direct	-6.62%	Disposed
April 22, 2004	36995	F	1,526	$45.92	$70,074	118,531 Direct	-1.27%	Disposed
April 19, 2004	36995	A	104,762	$44.65	$4,677,623	104,762 Direct	—	Acquired
April 19, 2004	36995	A	47,141	$44.65	$2,104,846	120,057 Direct	+64.65%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 2, 2025	SPGI	Phantom Stock Units	Common Stock (751)	—	—	751	Acquired
Jan. 2, 2024	SPGI	Phantom Stock Units	Common Stock (710)	—	—	710	Acquired
Jan. 3, 2023	SPGI	Phantom Stock Units	Common Stock (729)	—	—	729	Acquired
Feb. 28, 2022	SPGI	Restricted Stock Units [F3]	Common Stock (537)	$0.00	—	537	Acquired
Feb. 24, 2011	BNY	EMP OPT-Right to Buy-Type NQ 2/24/11	Common Stock (539,160)	$30.13	Feb. 23, 2021	539,160	Acquired
Feb. 7, 2011	BNY	Performance Shares	Common Stock (53,998)	—	March 15, 2011	53,998	Disposed
March 16, 2010	BNY	EMP OPT-Right to Buy-Type NQ 3/16/10	Common Stock (584,255)	$30.25	March 15, 2020	584,255	Acquired
Aug. 10, 2009	BNY	EMP OPT-Right to Buy-Type NQ 8/10/09	Common Stock (604,326)	$29.39	Aug. 9, 2019	604,326	Acquired
Jan. 2, 2009	BNY	BNY Mellon Phantom Stock	Common Stock [F2] (22,648)	—	—	22,648	Disposed
March 10, 2008	BNY	Performance Shares [F5]	Common Stock (51,329)	—	March 15, 2011	51,329	Acquired
March 10, 2008	BNY	Emp Opt-RTB-Type NQ 3/10/08	Common Stock (769,937)	$42.31	March 9, 2018	769,937	Acquired
Jan. 2, 2008	BNY	BNY Mellon Phantom Stock	Common Stock [F2] (11,052)	—	—	11,052	Disposed
July 23, 2007	BNY	EMP OPT-RTB-Type NQ 07/07	Common Stock (76,668)	$44.59	July 22, 2017	76,668	Acquired
July 1, 2007	BNY	BNY Mellon Phantom Stock	Common Stock (32,630)	—	—	32,630	Acquired
July 1, 2007	BNY	EMP OPT (Right to Buy) Type NQ 02/20/07	Common Stock (483,835)	$45.97	Feb. 19, 2017	483,835	Acquired
July 1, 2007	BNY	EMP OPT-Right to Buy-Type NQ 02/06	Common Stock (280,000)	$34.37	Feb. 12, 2016	280,000	Acquired
July 1, 2007	64782	Mellon Phantom Stock	Common Stock (32,630)	—	—	32,630	Disposed
July 1, 2007	64782	EMP OPT (Right to Buy) Type NQ 02/20/07	Common Stock (483,835)	$45.97	Feb. 19, 2017	483,835	Disposed
July 1, 2007	64782	EMP OPT-Right to Buy-Type NQ 02/06	Common Stock (280,000)	$34.37	Feb. 12, 2016	280,000	Disposed
May 30, 2007	64782	Performance Rights	Common Stock (69,000)	—	March 15, 2009	69,000	Disposed
Feb. 20, 2007	64782	Mellon Phantom Stock [F5]	Common Stock (32,630)	—	—	32,630	Acquired
Feb. 20, 2007	64782	EMP OPT (Right to Buy) Type NQ 02/07	Common Stock (483,835)	$45.97	Feb. 19, 2017	483,835	Acquired
Feb. 13, 2006	64782	Performance Rights [F6]	Common Stock (69,000)	—	March 15, 2009	69,000	Acquired
Feb. 13, 2006	64782	EMP OPT - Right to Buy - Type NQ 02/06	Common Stock (280,000)	$34.37	Feb. 12, 2016	280,000	Acquired
April 18, 2005	36995	ESOP [F1]	Common Stock (109,549)	$50.38	April 18, 2015	109,549	Acquired
April 19, 2004	36995	ESOP [F3]	Common Stock (104,762)	$44.65	April 19, 2014	104,762	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Ownership
March 6, 2006	DHF	Share of Beneficial Interest, Par Value $.001 Per Share	Direct
March 6, 2006	DSM	Common Stock, Par Value $.001 Per Share	Direct
March 6, 2006	LEO	Common Stock, Par Value $.001 Per Share	Direct