Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
April 28, 2016 SPGI A 479 $107.61 $51,545 36,912 Direct +1.31% Acquired 279.4% (price as of 2026-10-02)
Jan. 4, 2016 SPGI A 1,713 $94.80 $162,392 36,433 Direct +4.93% Acquired 330.7% (price as of 2026-10-02)
Sept. 30, 2015 SPGI G 11,709 · · 67,575 Direct -14.77% Disposed (price as of 2026-10-02)
Jan. 5, 2015 SPGI A 1,792 $87.09 $156,065 34,720 Direct +5.44% Acquired 368.8% (price as of 2026-10-02)
Jan. 2, 2014 SPGI A 1,625 $77.75 $126,344 32,927 Direct +5.19% Acquired 425.1% (price as of 2026-10-02)
Jan. 2, 2013 SPGI A 3,475 $55.72 $193,627 31,302 Direct +12.49% Acquired 632.7% (price as of 2026-10-02)
Jan. 3, 2012 SPGI A 2,567 · · 27,827 Direct +10.16% Acquired (price as of 2026-10-02)
Sept. 28, 2011 SPGI G 11,175 · · 11,175 Indirect · Acquired (price as of 2026-10-02)
Sept. 28, 2011 SPGI G 11,175 · · 11,175 Indirect · Acquired (price as of 2026-10-02)
Sept. 28, 2011 SPGI G 11,175 · · 11,175 Indirect · Acquired (price as of 2026-10-02)
Sept. 28, 2011 SPGI G 11,175 · · 11,175 Indirect · Acquired (price as of 2026-10-02)
Sept. 28, 2011 SPGI G 373,389 · · 373,389 Indirect · Acquired (price as of 2026-10-02)
Jan. 3, 2011 SPGI A 3,094 · · 25,260 Direct +13.96% Acquired (price as of 2026-10-02)
Jan. 4, 2010 SPGI A 3,699 · · 22,166 Direct +20.03% Acquired (price as of 2026-10-02)
Jan. 5, 2009 SPGI A 2,620 · · 18,467 Direct +16.53% Acquired (price as of 2026-10-02)
Jan. 2, 2008 SPGI A 1,609 · · 15,847 Direct +11.30% Acquired (price as of 2026-10-02)
Jan. 2, 2007 SPGI A 1,528 · · 14,238 Direct +12.02% Acquired (price as of 2026-10-02)
Jan. 3, 2006 SPGI A 1,841 · · 12,710 Direct +16.94% Acquired (price as of 2026-10-02)
Jan. 3, 2005 SPGI A 894 · · 5,435 Direct +19.69% Acquired (price as of 2026-10-02)
Jan. 5, 2004 SPGI A 965 · · 4,540 Direct +26.99% Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 28, 2016 SPGI Phantom Stock Units Common Stock (479) · · 479 Acquired
Jan. 4, 2016 SPGI Phantom Stock Units Common Stock (1,713) · · 1,713 Acquired
Jan. 5, 2015 SPGI Phantom Stock Units Common Stock (1,792) · · 1,792 Acquired
Jan. 2, 2014 SPGI Phantom Stock Units Common Stock (1,625) · · 1,625 Acquired
Jan. 2, 2013 SPGI Phantom Stock Units Common Stock (3,475) · · 3,475 Acquired
Jan. 3, 2012 SPGI Phantom Stock Units Common Stock (2,567) · · 2,567 Acquired
Jan. 3, 2011 SPGI Phantom Stock Units Common Stock (3,094) · · 3,094 Acquired
Jan. 4, 2010 SPGI Phantom Stock Units Common Stock (3,699) · · 3,699 Acquired
Jan. 5, 2009 SPGI Phantom Stock Units Common Stock (2,620) · · 2,620 Acquired
Jan. 2, 2008 SPGI Phantom Stock Units Common Stock (1,609) · · 1,609 Acquired
Jan. 2, 2007 SPGI Phantom Stock Units Common Stock (1,528) · · 1,528 Acquired
Jan. 3, 2006 SPGI Phantom Stock Units Common Stock (1,841) · · 1,841 Acquired
Jan. 3, 2005 SPGI Phantom Stock Units Common Stock (894) · · 894 Acquired
Jan. 5, 2004 SPGI Phantom Stock Units Common Stock (965) $0.00 · 965 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).