Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 14, 2005 CAT S 15,000 $55.00 $825,000 76,394 Direct -16.41% Disposed 1437.1% (price as of 2026-10-02)
June 17, 2005 CAT S 7,649 $100.00 $764,900 26,452 Direct -22.43% Disposed 1590.8% (price as of 2026-10-02)
Feb. 3, 2005 CAT S 13,750 $90.52 $1,244,650 26,992 Direct -33.75% Disposed 1767.9% (price as of 2026-10-02)
Aug. 5, 2003 CAT S 1,000 $67.50 $67,500 29,549 Direct -3.27% Disposed 2404.9% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 11, 2005 CAT Employee Stock Option [F2] Common (14,000) $53.53 June 12, 2011 14,000 Disposed
June 23, 2005 CAT Employee Stock Option [F2] Common (10,000) $53.53 June 12, 2011 10,000 Disposed
June 23, 2005 CAT Employee Stock Option [F2] Common (19,396) $62.34 June 8, 2009 19,396 Disposed
June 22, 2005 CAT Employee Stock Option [F2] Common (27,000) $50.72 June 11, 2012 27,000 Disposed
June 22, 2005 CAT Employee Stock Option [F2] Common (2,601) $38.41 June 12, 2010 2,601 Disposed
June 22, 2005 CAT Employee Stock Option [F2] Common (1,604) $62.34 June 8, 2009 1,604 Disposed
June 17, 2005 CAT Employee Stock Option [F2] Common (7,649) $38.41 June 12, 2010 7,649 Disposed
Feb. 18, 2005 CAT Option (NQ) [F2] Common (33,000) $91.28 Feb. 18, 2015 33,000 Acquired
Feb. 3, 2005 CAT Employee Stock Option [F2] Common (13,750) $38.41 June 12, 2010 13,750 Disposed
Jan. 31, 2005 CAT Phantom Stock Units Common · · 0 Acquired
Jan. 31, 2005 CAT Phantom Stock Units Common (25) · · 25 Acquired
June 8, 2004 CAT Option (NQ) [F2] Common (30,000) $77.26 June 8, 2014 30,000 Acquired
July 24, 2003 CAT Employee Stock Option [F2] Common (19,205) $55.69 June 9, 2008 19,205 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).